Form 8.3 - ECHOSTAR CORPORATION

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ECHOSTAR CORPORATION
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 27 June 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? INMARSAT PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.001 Class A common
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 24,779 0.05% 43,163 0.09%
           
(2) Cash-settled derivatives:
37,200 0.08% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 6,500 0.01% 0 0.00%
           
(4)
TOTAL: 68,479 0.14% 43,163 0.09%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.001 Class A common Purchase 1 44.7500 USD
USD 0.001 Class A common Purchase 43 44.9099 USD
USD 0.001 Class A common Purchase 100 44.8100 USD
USD 0.001 Class A common Purchase 157 44.7400 USD
USD 0.001 Class A common Purchase 200 44.8500 USD
USD 0.001 Class A common Purchase 300 44.9166 USD
USD 0.001 Class A common Purchase 303 44.6600 USD
USD 0.001 Class A common Purchase 500 44.7980 USD
USD 0.001 Class A common Purchase 600 44.7925 USD
USD 0.001 Class A common Purchase 978 44.5486 USD
USD 0.001 Class A common Purchase 1,500 44.8080 USD
USD 0.001 Class A common Purchase 2,400 44.8644 USD
USD 0.001 Class A common Purchase 2,700 44.8702 USD
USD 0.001 Class A common Purchase 2,853 44.9300 USD
USD 0.001 Class A common Purchase 4,045 44.8405 USD
USD 0.001 Class A common Purchase 14,449 44.8282 USD
USD 0.001 Class A common Sale 21 44.4500 USD
USD 0.001 Class A common Sale 31 44.7296 USD
USD 0.001 Class A common Sale 83 44.5200 USD
USD 0.001 Class A common Sale 98 44.9000 USD
USD 0.001 Class A common Sale 100 44.4700 USD
USD 0.001 Class A common Sale 100 44.7100 USD
USD 0.001 Class A common Sale 100 44.9700 USD
USD 0.001 Class A common Sale 100 44.8400 USD
USD 0.001 Class A common Sale 100 44.8100 USD
USD 0.001 Class A common Sale 100 44.9900 USD
USD 0.001 Class A common Sale 132 44.8200 USD
USD 0.001 Class A common Sale 200 44.7850 USD
USD 0.001 Class A common Sale 200 44.9150 USD
USD 0.001 Class A common Sale 200 44.8750 USD
USD 0.001 Class A common Sale 263 44.4961 USD
USD 0.001 Class A common Sale 326 44.6211 USD
USD 0.001 Class A common Sale 328 44.6600 USD
USD 0.001 Class A common Sale 594 44.5886 USD
USD 0.001 Class A common Sale 600 44.7925 USD
USD 0.001 Class A common Sale 600 44.9450 USD
USD 0.001 Class A common Sale 668 44.7989 USD
USD 0.001 Class A common Sale 722 44.8804 USD
USD 0.001 Class A common Sale 1,000 44.7935 USD
USD 0.001 Class A common Sale 1,200 44.8900 USD
USD 0.001 Class A common Sale 1,200 44.8075 USD
USD 0.001 Class A common Sale 1,700 44.9154 USD
USD 0.001 Class A common Sale 1,902 44.9300 USD
USD 0.001 Class A common Sale 2,001 44.8211 USD
USD 0.001 Class A common Sale 2,600 44.8531 USD
USD 0.001 Class A common Sale 3,345 44.8460 USD
USD 0.001 Class A common Sale 12,642 44.8292 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 28 Jun 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ECHOSTAR CORPORATION
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.001 Class A common Call Options Purchased 5,400 45.0000 American 20 Jul 2018
USD 0.001 Class A common Call Options Purchased 1,100 50.0000 American 20 Jul 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 650453
Time of Receipt (offset from UTC): 20180628T134615+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC