FORM 8.3 - SHIRE PLC - AMENDMENT

LONDON--()--

FORM 8.3

Amendment to Purchases

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 20 June 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 9,569,696 1.05% 4,130,420 0.45%
           
(2) Cash-settled derivatives:
161,600 0.02% 5,432,565 0.59%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 246,300 0.03% 256,200 0.03%
           
(4)
TOTAL: 9,977,596 1.09% 9,819,185 1.07%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 1 158.5500 USD
ADR Purchase 25 160.0600 USD
5p ordinary Purchase 48 40.4400 GBP
ADR Purchase 100 159.9998 USD
ADR Purchase 100 159.2850 USD
ADR Purchase 100 158.4800 USD
ADR Purchase 114 160.4300 USD
ADR Purchase 294 158.5622 USD
ADR Purchase 300 160.3166 USD
ADR Purchase 412 158.6810 USD
ADR Purchase 487 160.4413 USD
ADR Purchase 500 160.3120 USD
ADR Purchase 500 158.3750 USD
5p ordinary Purchase 542 40.2000 GBP
5p ordinary Purchase 726 40.3238 GBP
ADR Purchase 796 158.8814 USD
5p ordinary Purchase 887 40.3315 GBP
ADR Purchase 904 158.9144 USD
5p ordinary Purchase 1,460 40.1941 GBP
5p ordinary Purchase 1,619 40.0732 GBP
ADR Purchase 2,018 159.2278 USD
ADR Purchase 2,300 158.4021 USD
ADR Purchase 2,400 159.3656 USD
ADR Purchase 3,000 159.8607 USD
ADR Purchase 3,500 160.6100 USD
5p ordinary Purchase 4,132 40.1680 GBP
5p ordinary Purchase 6,060 40.3113 GBP
5p ordinary Purchase 7,929 40.2579 GBP
5p ordinary Purchase 8,319 40.2487 GBP
ADR Purchase 11,452 159.2213 USD
ADR Purchase 12,703 158.9629 USD
5p ordinary Purchase 13,027 40.3482 GBP
5p ordinary Purchase 15,549 40.3360 GBP
5p ordinary Purchase 17,267 40.1075 GBP
5p ordinary Purchase 18,283 40.1000 GBP
5p ordinary Purchase 18,475 40.2377 GBP
5p ordinary Purchase 20,865 40.2665 GBP
5p ordinary Purchase 34,535 40.2650 GBP
5p ordinary Purchase 34,535 40.3200 GBP
5p ordinary Purchase 42,353 40.1122 GBP
5p ordinary Purchase 51,802 40.3564 GBP
5p ordinary Purchase 51,802 40.1071 GBP
5p ordinary Purchase 54,668 40.3624 GBP
5p ordinary Purchase 69,216 40.3964 GBP
5p ordinary Purchase 103,605 40.3562 GBP
5p ordinary Purchase 171,595 40.1712 GBP
5p ordinary Purchase 626,059 40.1800 GBP
ADR Sale 1 158.5500 USD
ADR Sale 14 160.4300 USD
ADR Sale 25 160.0600 USD
ADR Sale 42 160.6400 USD
ADR Sale 100 160.6200 USD
ADR Sale 100 160.6075 USD
ADR Sale 100 158.7700 USD
ADR Sale 183 160.3843 USD
ADR Sale 200 158.9500 USD
ADR Sale 200 160.4550 USD
ADR Sale 200 159.4000 USD
ADR Sale 204 160.4049 USD
5p ordinary Sale 346 40.0131 GBP
ADR Sale 700 159.0110 USD
5p ordinary Sale 791 40.1564 GBP
ADR Sale 806 158.6127 USD
5p ordinary Sale 887 40.3315 GBP
ADR Sale 900 159.3577 USD
5p ordinary Sale 926 40.4203 GBP
ADR Sale 994 159.2631 USD
ADR Sale 1,200 160.1839 USD
ADR Sale 1,402 159.0531 USD
ADR Sale 1,700 159.5116 USD
ADR Sale 2,106 159.1301 USD
ADR Sale 2,420 159.2293 USD
ADR Sale 2,900 159.8350 USD
5p ordinary Sale 3,355 40.1000 GBP
ADR Sale 3,564 160.6100 USD
5p ordinary Sale 3,789 40.4277 GBP
5p ordinary Sale 4,196 40.1459 GBP
ADR Sale 4,300 158.5699 USD
ADR Sale 4,350 158.9619 USD
5p ordinary Sale 4,563 40.4103 GBP
5p ordinary Sale 5,000 40.1872 GBP
5p ordinary Sale 5,012 40.1399 GBP
5p ordinary Sale 5,678 40.3357 GBP
5p ordinary Sale 13,027 40.3482 GBP
ADR Sale 13,301 159.0493 USD
5p ordinary Sale 16,087 40.3286 GBP
5p ordinary Sale 35,922 40.1018 GBP
5p ordinary Sale 54,463 40.1063 GBP
5p ordinary Sale 64,374 40.3599 GBP
5p ordinary Sale 83,322 40.2764 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary SWAP Long 11 40.0981 GBP
5p ordinary SWAP Long 40 40.1795 GBP
5p ordinary CFD Long 60 40.3613 GBP
5p ordinary SWAP Long 445 40.2494 GBP
5p ordinary CFD Long 502 40.1564 GBP
5p ordinary CFD Long 926 40.4203 GBP
5p ordinary SWAP Long 1,381 40.2216 GBP
5p ordinary CFD Long 3,777 40.0967 GBP
5p ordinary SWAP Long 23,489 40.1044 GBP
5p ordinary SWAP Short 73 40.1500 GBP
5p ordinary SWAP Short 101 40.1594 GBP
5p ordinary SWAP Short 219 40.1883 GBP
5p ordinary SWAP Short 528 40.1365 GBP
5p ordinary CFD Short 726 40.3238 GBP
5p ordinary SWAP Short 1,384 40.3611 GBP
5p ordinary CFD Short 1,619 40.0732 GBP
5p ordinary SWAP Short 2,646 40.1391 GBP
5p ordinary SWAP Short 4,151 40.3029 GBP
5p ordinary CFD Short 7,929 40.2579 GBP
5p ordinary CFD Short 11,832 40.1036 GBP
5p ordinary CFD Short 12,693 40.3910 GBP
5p ordinary SWAP Short 14,838 40.3168 GBP
5p ordinary CFD Short 18,475 40.2377 GBP
5p ordinary SWAP Short 25,921 40.4045 GBP
5p ordinary SWAP Short 39,544 40.1000 GBP
5p ordinary SWAP Short 43,805 40.1360 GBP
5p ordinary SWAP Expires 20/08/2018 Short 626,059 40.1800 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Purchasing 100 160 USD American 22 Jun 2018 1.4000 USD
ADR Call Options Purchasing 2,000 163 USD American 22 Jun 2018 0.3000 USD
ADR Call Options Purchasing 100 165 USD American 29 Jun 2018 0.5500 USD
ADR Call Options Purchasing 1,800 165 USD American 20 Jul 2018 2.0500 USD
ADR Put Options Purchasing 800 158 USD American 22 Jun 2018 0.9000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 22 Jun 2018
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
ADR Call Options Purchased 20,700 175.0000 American 20 Jul 2018
ADR Put Options Written 2,100 140.0000 American 20 Jul 2018
ADR Call Options Purchased 2,000 163.0000 American 22 Jun 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Put Options Written 200 153.0000 American 22 Jun 2018
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Put Options Purchased -400 165.0000 American 17 Jan 2020
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Put Options Purchased -2,600 160.0000 American 20 Jul 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Purchased -44,000 145.0000 American 19 Oct 2018
ADR Call Options Purchased 1,600 170.0000 American 19 Oct 2018
ADR Call Options Purchased 100 160.0000 American 22 Jun 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Put Options Purchased -900 158.0000 American 22 Jun 2018
ADR Put Options Written 21,700 155.0000 American 20 Jul 2018
ADR Call Options Purchased 14,900 168.0000 American 29 Jun 2018
ADR Call Options Purchased 3,600 185.0000 American 19 Oct 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Put Options Written 2,900 95.0000 American 20 Jul 2018
ADR Put Options Written 1,000 90.0000 American 18 Jan 2019
ADR Call Options Purchased 700 150.0000 American 20 Jul 2018
ADR Call Options Purchased 600 125.0000 American 18 Jan 2019
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Put Options Written 200 135.0000 American 20 Jul 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -400 173.0000 American 22 Jun 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Call Options Written -1,900 145.0000 American 20 Jul 2018
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Call Options Purchased 4,100 165.0000 American 20 Jul 2018
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -400 115.0000 American 20 Jul 2018
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -1,500 148.0000 American 22 Jun 2018
ADR Call Options Purchased 2,200 185.0000 American 18 Jan 2019
ADR Call Options Purchased 500 195.0000 American 18 Jan 2019
ADR Put Options Written 500 125.0000 American 20 Jul 2018
ADR Call Options Purchased 400 165.0000 American 18 Jan 2019
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Call Options Written -1,300 168.0000 American 22 Jun 2018
ADR Call Options Written -3,400 170.0000 American 22 Jun 2018
ADR Call Options Written -8,000 180.0000 American 18 Jan 2019
ADR Call Options Purchased 1,500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 170.0000 American 18 Jan 2019
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Put Options Purchased -300 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Call Options Written -700 170.0000 American 20 Jul 2018
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Call Options Purchased 7,500 160.0000 American 20 Jul 2018
ADR Call Options Purchased 4,200 180.0000 American 20 Jul 2018
ADR Put Options Written 2,800 120.0000 American 18 Jan 2019
ADR Call Options Purchased 600 165.0000 American 22 Jun 2018
ADR Call Options Purchased 100 110.0000 American 17 Jan 2020
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Call Options Written -100 165.0000 American 29 Jun 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,000 175.0000 American 19 Oct 2018
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Call Options Purchased 2,000 150.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 400 145.0000 American 20 Jul 2018
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Call Options Written -1,100 210.0000 American 19 Oct 2018
ADR Put Options Purchased -1,200 135.0000 American 17 Jan 2020
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 650069
Time of Receipt (offset from UTC): 20180622T172904+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC