Form 8.3 - SIBANYE GOLD LIMITED

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SIBANYE GOLD LIMITED
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 21 June 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer?
    LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   Ordinary npv
Interests   Short Positions
  Number   (%) Number   (%)
(1)   Relevant securities owned
and/or controlled: 808,992 0.04% 4,565,233 0.20%
         
(2) Cash-settled derivatives:
214,864 0.01% 19,594,272 0.86%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,040,000 0.05% 0 0.00%
         
 
TOTAL: 2,063,856 0.10% 24,159,505 1.07%
 
Class of relevant security: Convertible Bond XS1689727920
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,200,000 0.71% 0 0.00%
         
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
 
TOTAL: 3,200,000 0.71% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 100 2.7900 USD
ADR Purchase 800 2.7700 USD
ADR Purchase 2,200 2.7927 USD
ADR Purchase 3,000 2.7433 USD
ADR Purchase 3,600 2.7800 USD
ADR Purchase 4,400 2.7685 USD
ADR Purchase 6,200 2.7837 USD
ADR Purchase 9,000 2.7907 USD
ADR Purchase 10,183 2.8045 USD
ADR Purchase 18,200 2.8084 USD
ADR Purchase 19,700 2.7904 USD
ADR Purchase 25,527 2.7742 USD
ADR Purchase 25,900 2.7888 USD
ADR Purchase 73,200 2.8028 USD
ADR Purchase 79,000 2.7652 USD
ADR Purchase 195,669 2.7697 USD
Convertible Bond Purchase 1,000,000 75.7500 USD
Convertible Bond Purchase 1,000,000 76.2500 USD
ADR Sale 100 2.8100 USD
ADR Sale 100 2.8000 USD
ADR Sale 300 2.8166 USD
ADR Sale 300 2.7933 USD
ADR Sale 400 2.7450 USD
ADR Sale 500 2.7770 USD
ADR Sale 600 2.7600 USD
ADR Sale 757 2.8062 USD
ADR Sale 1,800 2.7638 USD
ADR Sale 2,100 2.7904 USD
ADR Sale 2,200 2.7731 USD
Ordinary npv Sale 3,500 9.2800 ZAR
ADR Sale 3,900 2.7893 USD
ADR Sale 4,209 2.7554 USD
ADR Sale 5,200 2.7648 USD
ADR Sale 8,000 2.7670 USD
ADR Sale 9,000 2.7907 USD
ADR Sale 10,400 2.7700 USD
ADR Sale 11,000 2.7654 USD
ADR Sale 12,400 2.7698 USD
ADR Sale 13,900 2.7844 USD
ADR Sale 20,900 2.7545 USD
ADR Sale 21,000 2.7925 USD
ADR Sale 22,000 2.7887 USD
ADR Sale 24,591 2.7726 USD
ADR Sale 43,605 2.7678 USD
ADR Sale 64,760 2.7722 USD
ADR Sale 77,704 2.7685 USD
ADR Sale 129,410 2.7979 USD
Ordinary npv Sale 800,000 9.3900 ZAR

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
Ordinary npv CFD Long 134 9.4273 ZAR
Ordinary npv CFD Long 43,600 9.2748 ZAR
Ordinary npv CFD Long 113,947 9.2266 ZAR
Ordinary npv CFD Long 114,415 9.3875 ZAR
Ordinary npv CFD Long 380,848 9.3262 ZAR
Ordinary npv CFD Long 800,000 9.3890 ZAR
Ordinary npv CFD Short 26,696 9.1874 ZAR
Ordinary npv CFD Short 44,825 9.3073 ZAR
Ordinary npv CFD Short 48,798 9.3537 ZAR
Ordinary npv CFD Short 777,876 9.2635 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 22 Jun 2018
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SIBANYE STILLWATER
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ADR Put Options Written 520,000 3.0000 American 19 Oct 2018
ADR Call Options Purchased 520,000 3.0000 American 19 Oct 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 650041
Time of Receipt (offset from UTC): 20180622T143401+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC