FORM 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 21 June 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 9,333,918 1.02% 4,153,943 0.45%
           
(2) Cash-settled derivatives:
161,604 0.02% 5,363,548 0.59%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 248,300 0.03% 256,300 0.03%
           
(4)
TOTAL: 9,743,822 1.07% 9,773,791 1.07%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 2 162.4900 USD
ADR Purchase 18 162.4297 USD
5p ordinary Purchase 40 40.7550 GBP
ADR Purchase 69 161.9600 USD
5p ordinary Purchase 96 41.0750 GBP
ADR Purchase 100 163.0000 USD
ADR Purchase 100 162.8600 USD
ADR Purchase 100 162.0800 USD
ADR Purchase 100 161.9250 USD
5p ordinary Purchase 111 40.9900 GBP
5p ordinary Purchase 131 40.7698 GBP
ADR Purchase 177 162.5037 USD
ADR Purchase 200 162.2750 USD
5p ordinary Purchase 262 40.8272 GBP
ADR Purchase 284 162.2500 USD
ADR Purchase 350 162.0042 USD
5p ordinary Purchase 468 40.9861 GBP
ADR Purchase 483 161.7121 USD
ADR Purchase 500 161.6975 USD
5p ordinary Purchase 684 40.8420 GBP
5p ordinary Purchase 749 41.0975 GBP
ADR Purchase 1,005 162.4000 USD
5p ordinary Purchase 1,211 41.0314 GBP
5p ordinary Purchase 1,240 40.8109 GBP
5p ordinary Purchase 1,361 40.9382 GBP
5p ordinary Purchase 1,703 41.1529 GBP
5p ordinary Purchase 1,706 40.9222 GBP
5p ordinary Purchase 1,857 40.9346 GBP
5p ordinary Purchase 2,209 41.0000 GBP
5p ordinary Purchase 2,284 41.0221 GBP
5p ordinary Purchase 2,361 41.0322 GBP
ADR Purchase 2,400 162.1523 USD
ADR Purchase 3,500 162.3775 USD
ADR Purchase 4,300 162.4154 USD
ADR Purchase 5,017 161.6845 USD
ADR Purchase 7,257 162.3496 USD
5p ordinary Purchase 10,047 40.9874 GBP
5p ordinary Purchase 10,551 40.8800 GBP
5p ordinary Purchase 11,326 40.9749 GBP
ADR Purchase 11,900 162.5220 USD
ADR Purchase 20,600 161.8783 USD
5p ordinary Purchase 30,020 40.9756 GBP
5p ordinary Purchase 70,626 40.8914 GBP
5p ordinary Purchase 221,337 40.9456 GBP
ADR Sale 2 162.4900 USD
ADR Sale 18 162.4297 USD
ADR Sale 29 162.3801 USD
5p ordinary Sale 95 40.7550 GBP
ADR Sale 100 162.1500 USD
ADR Sale 100 162.4050 USD
5p ordinary Sale 129 40.9800 GBP
ADR Sale 169 161.9393 USD
ADR Sale 194 162.5653 USD
ADR Sale 200 162.0362 USD
ADR Sale 200 162.2750 USD
ADR Sale 242 162.4219 USD
ADR Sale 300 162.0467 USD
ADR Sale 300 162.1333 USD
5p ordinary Sale 323 41.0428 GBP
ADR Sale 377 162.4858 USD
ADR Sale 400 162.0450 USD
ADR Sale 500 162.6205 USD
ADR Sale 806 162.4000 USD
5p ordinary Sale 867 40.8800 GBP
5p ordinary Sale 1,000 41.0028 GBP
ADR Sale 1,000 162.8390 USD
5p ordinary Sale 1,118 40.8848 GBP
ADR Sale 1,300 162.1696 USD
ADR Sale 1,400 162.4393 USD
ADR Sale 1,500 162.4826 USD
5p ordinary Sale 1,500 41.0023 GBP
5p ordinary Sale 1,658 40.9116 GBP
ADR Sale 1,801 162.5847 USD
5p ordinary Sale 1,854 41.0038 GBP
ADR Sale 2,300 162.1414 USD
ADR Sale 2,700 162.3377 USD
5p ordinary Sale 3,005 40.9639 GBP
ADR Sale 3,700 162.2935 USD
5p ordinary Sale 3,923 40.8931 GBP
5p ordinary Sale 4,063 40.9341 GBP
5p ordinary Sale 5,000 41.0089 GBP
ADR Sale 5,800 162.2878 USD
ADR Sale 6,000 161.6878 USD
ADR Sale 6,263 162.4970 USD
5p ordinary Sale 6,985 40.9842 GBP
ADR Sale 7,491 162.3270 USD
5p ordinary Sale 9,047 40.9622 GBP
5p ordinary Sale 9,748 40.9420 GBP
5p ordinary Sale 10,066 40.9275 GBP
5p ordinary Sale 11,451 40.9247 GBP
5p ordinary Sale 12,366 40.9316 GBP
5p ordinary Sale 14,943 40.9744 GBP
ADR Sale 21,300 161.9047 USD
5p ordinary Sale 23,135 40.9623 GBP
5p ordinary Sale 29,682 40.9065 GBP
5p ordinary Sale 37,066 40.9319 GBP
5p ordinary Sale 40,488 40.8709 GBP
5p ordinary Sale 64,054 40.8846 GBP
5p ordinary Sale 140,341 40.9463 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary CFD Long 1,118 40.8848 GBP
5p ordinary CFD Long 1,247 40.8725 GBP
5p ordinary CFD Long 1,658 40.9116 GBP
5p ordinary CFD Long 1,756 40.8726 GBP
5p ordinary SWAP Long 1,843 40.7665 GBP
5p ordinary CFD Long 2,400 40.8827 GBP
5p ordinary SWAP Long 2,611 40.8899 GBP
5p ordinary SWAP Long 3,015 40.9757 GBP
5p ordinary SWAP Long 3,069 41.1005 GBP
5p ordinary CFD Long 3,214 40.9180 GBP
5p ordinary CFD Long 3,923 40.8931 GBP
5p ordinary CFD Long 5,000 41.0742 GBP
5p ordinary SWAP Long 9,269 40.8816 GBP
5p ordinary CFD Long 14,943 40.9744 GBP
5p ordinary CFD Long 19,164 40.9112 GBP
5p ordinary CFD Long 39,241 40.8708 GBP
5p ordinary SWAP Long 54,056 40.9147 GBP
5p ordinary CFD Short 6 41.0583 GBP
5p ordinary SWAP Short 402 40.9783 GBP
5p ordinary CFD Short 462 40.9852 GBP
5p ordinary CFD Short 684 40.8420 GBP
5p ordinary CFD Short 749 41.0975 GBP
5p ordinary SWAP Short 841 40.9268 GBP
5p ordinary CFD Short 1,240 40.8109 GBP
5p ordinary CFD Short 1,890 40.7607 GBP
5p ordinary SWAP Short 3,010 40.8462 GBP
5p ordinary SWAP Short 3,822 40.9986 GBP
5p ordinary SWAP Short 7,959 40.9168 GBP
5p ordinary CFD Short 11,961 41.1109 GBP
5p ordinary SWAP Short 17,014 40.8800 GBP
5p ordinary SWAP Short 21,763 41.0277 GBP
5p ordinary SWAP Short 26,703 40.9011 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Purchasing 1,000 160 USD American 20 Jul 2018 5.0500 USD
ADR Call Options Purchasing 1,000 165 USD American 22 Jun 2018 0.2000 USD
ADR Call Options Purchasing 100 165 USD American 29 Jun 2018 1.1000 USD
ADR Call Options Selling 200 168 USD American 22 Jun 2018 0.1800 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 22 Jun 2018
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Put Options Written 200 153.0000 American 22 Jun 2018
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Call Options Purchased 20,700 175.0000 American 20 Jul 2018
ADR Put Options Written 2,100 140.0000 American 20 Jul 2018
ADR Call Options Purchased 2,000 163.0000 American 22 Jun 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Put Options Purchased -400 165.0000 American 17 Jan 2020
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Put Options Purchased -2,600 160.0000 American 20 Jul 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Purchased -44,000 145.0000 American 19 Oct 2018
ADR Call Options Purchased 100 160.0000 American 22 Jun 2018
ADR Call Options Purchased 1,600 170.0000 American 19 Oct 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Put Options Purchased -900 158.0000 American 22 Jun 2018
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Put Options Written 200 135.0000 American 20 Jul 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Put Options Written 21,700 155.0000 American 20 Jul 2018
ADR Call Options Purchased 14,900 168.0000 American 29 Jun 2018
ADR Call Options Purchased 3,600 185.0000 American 19 Oct 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Put Options Written 2,900 95.0000 American 20 Jul 2018
ADR Put Options Written 1,000 90.0000 American 18 Jan 2019
ADR Call Options Purchased 700 150.0000 American 20 Jul 2018
ADR Call Options Purchased 600 125.0000 American 18 Jan 2019
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -400 173.0000 American 22 Jun 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Call Options Written -1,900 145.0000 American 20 Jul 2018
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Call Options Purchased 4,100 165.0000 American 20 Jul 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -400 115.0000 American 20 Jul 2018
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -1,500 148.0000 American 22 Jun 2018
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 2,200 185.0000 American 18 Jan 2019
ADR Call Options Purchased 500 195.0000 American 18 Jan 2019
ADR Put Options Written 500 125.0000 American 20 Jul 2018
ADR Call Options Purchased 400 165.0000 American 18 Jan 2019
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Call Options Written -1,500 168.0000 American 22 Jun 2018
ADR Call Options Written -3,400 170.0000 American 22 Jun 2018
ADR Call Options Written -8,000 180.0000 American 18 Jan 2019
ADR Call Options Purchased 1,500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 170.0000 American 18 Jan 2019
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Put Options Purchased -300 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Call Options Written -700 170.0000 American 20 Jul 2018
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Call Options Purchased 100 110.0000 American 17 Jan 2020
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Call Options Purchased 8,500 160.0000 American 20 Jul 2018
ADR Call Options Purchased 4,200 180.0000 American 20 Jul 2018
ADR Put Options Written 2,800 120.0000 American 18 Jan 2019
ADR Call Options Purchased 1,600 165.0000 American 22 Jun 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,000 175.0000 American 19 Oct 2018
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Call Options Purchased 2,000 150.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 400 145.0000 American 20 Jul 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Call Options Written -1,100 210.0000 American 19 Oct 2018
ADR Put Options Purchased -1,200 135.0000 American 17 Jan 2020
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 650027
Time of Receipt (offset from UTC): 20180622T132830+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC