Form 8.3 - ECHOSTAR CORPORATION

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

ECHOSTAR CORPORATION

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 18 June 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? INMARSAT PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   USD 0.001 Class A common
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 80,532 0.17% 48,130 0.10%
           
(2) Cash-settled derivatives:
43,700 0.09% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 6,500 0.01% 0 0.00%
           
 
TOTAL: 130,732 0.27% 48,130 0.10%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.001 Class A common Purchase 1 45.9400 USD
USD 0.001 Class A common Purchase 66 45.9633 USD
USD 0.001 Class A common Purchase 67 45.9000 USD
USD 0.001 Class A common Purchase 83 45.8400 USD
USD 0.001 Class A common Purchase 100 45.8100 USD
USD 0.001 Class A common Purchase 100 45.8800 USD
USD 0.001 Class A common Purchase 133 45.9200 USD
USD 0.001 Class A common Purchase 200 45.9150 USD
USD 0.001 Class A common Purchase 1,533 45.8962 USD
USD 0.001 Class A common Purchase 1,800 45.9261 USD
USD 0.001 Class A common Purchase 3,300 45.9540 USD
USD 0.001 Class A common Purchase 3,400 45.9498 USD
USD 0.001 Class A common Purchase 3,707 45.8845 USD
USD 0.001 Class A common Sale 66 45.9633 USD
USD 0.001 Class A common Sale 100 45.8100 USD
USD 0.001 Class A common Sale 181 45.9200 USD
USD 0.001 Class A common Sale 200 46.0500 USD
USD 0.001 Class A common Sale 200 45.9462 USD
USD 0.001 Class A common Sale 200 45.8400 USD
USD 0.001 Class A common Sale 200 45.9150 USD
USD 0.001 Class A common Sale 202 45.9451 USD
USD 0.001 Class A common Sale 232 45.9432 USD
USD 0.001 Class A common Sale 300 45.9083 USD
USD 0.001 Class A common Sale 300 45.8477 USD
USD 0.001 Class A common Sale 320 45.8750 USD
USD 0.001 Class A common Sale 1,300 45.9076 USD
USD 0.001 Class A common Sale 1,984 45.9201 USD
USD 0.001 Class A common Sale 2,741 45.9598 USD
USD 0.001 Class A common Sale 2,987 45.8775 USD
USD 0.001 Class A common Sale 3,000 45.9586 USD
USD 0.001 Class A common Sale 3,100 45.9600 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
USD 0.001 Class A common Call Options Purchasing 5,400 45 USD American 20 Jul 2018 2.0000 USD
USD 0.001 Class A common Call Options Purchasing 1,100 50 USD American 20 Jul 2018 0.3000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 19 Jun 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ECHOSTAR CORPORATION
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.001 Class A common Call Options Purchased 5,400 45.0000 American 20 Jul 2018
USD 0.001 Class A common Call Options Purchased 1,100 50.0000 American 20 Jul 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 649769
Time of Receipt (offset from UTC): 20180619T150317+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC