Form 8.3 - ECHOSTAR CORPORATION

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ECHOSTAR CORPORATION
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken:

14 June 2018

(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? INMARSAT PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.001 Class A common
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 81,772 0.17% 44,284 0.09%
           
(2) Cash-settled derivatives:
65,200 0.13% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 146,972 0.31% 44,284 0.09%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.001 Class A common Purchase 500 46.7080 USD
USD 0.001 Class A common Purchase 100 46.9700 USD
USD 0.001 Class A common Purchase 100 46.6500 USD
USD 0.001 Class A common Purchase 400 46.6425 USD
USD 0.001 Class A common Purchase 4 46.7500 USD
USD 0.001 Class A common Purchase 600 46.6133 USD
USD 0.001 Class A common Purchase 1,803 46.7502 USD
USD 0.001 Class A common Purchase 3,205 46.6625 USD
USD 0.001 Class A common Purchase 1,535 46.6540 USD
USD 0.001 Class A common Purchase 396 46.7500 USD
USD 0.001 Class A common Sale 833 46.7171 USD
USD 0.001 Class A common Sale 181 46.7500 USD
USD 0.001 Class A common Sale 100 46.5900 USD
USD 0.001 Class A common Sale 100 46.6500 USD
USD 0.001 Class A common Sale 600 46.6133 USD
USD 0.001 Class A common Sale 300 46.7300 USD
USD 0.001 Class A common Sale 40 46.6275 USD
USD 0.001 Class A common Sale 100 46.6100 USD
USD 0.001 Class A common Sale 173 46.6532 USD
USD 0.001 Class A common Sale 215 46.6925 USD
USD 0.001 Class A common Sale 396 46.7500 USD
USD 0.001 Class A common Sale 115 46.7500 USD
USD 0.001 Class A common Sale 1,803 46.7502 USD
USD 0.001 Class A common Sale 2,905 46.6494 USD
USD 0.001 Class A common Sale 167 46.6243 USD
USD 0.001 Class A common Sale 195 46.5297 USD
USD 0.001 Class A common Sale 4 46.7500 USD
USD 0.001 Class A common Sale 100 46.8900 USD
USD 0.001 Class A common Sale 200 46.6750 USD
USD 0.001 Class A common Sale 200 46.5650 USD
USD 0.001 Class A common Sale 400 46.7175 USD
USD 0.001 Class A common Sale 100 46.6700 USD
USD 0.001 Class A common Sale 100 46.8900 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
USD 0.001 Class A common SWAP Expires 05/07/2018 Long 21,500 46.6000 USD

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:

15 Jun 2018

Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 649566
Time of Receipt (offset from UTC): 20180615T165350+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC