Form 8.3- SIBANYE GOLD LIMITED

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

SIBANYE GOLD LIMITED

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

14 June 2018

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       Ordinary NPV            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 7,209,134 0.32% 8,056,919 0.36%
           
(2) Cash-settled derivatives:
214,864 0.01% 23,596,335 1.04%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,040,000 0.05% 0 0.00%
           
(4)
TOTAL: 8,463,998 0.38% 31,653,254 1.40%
 
Class of relevant security:   Convertible Bond XS1689727920      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,200,000 0.48% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 2,200,000 0.48% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit  
security   securities  
ADR Purchase 29 2.6089 USD
ADR Purchase 61 2.6300 USD
ADR Purchase 194 2.6548 USD
ADR Purchase 500 2.6500 USD
ADR Purchase 500 2.6360 USD
ADR Purchase 700 2.6214 USD
ADR Purchase 800 2.6225 USD
ADR Purchase 900 2.6166 USD
ADR Purchase 1,200 2.6175 USD
ADR Purchase 1,600 2.6387 USD
ADR Purchase 2,500 2.5700 USD
ADR Purchase 2,500 2.6190 USD
ADR Purchase 2,600 2.5888 USD
ADR Purchase 2,700 2.6465 USD
ADR Purchase 4,593 2.6213 USD
ADR Purchase 4,900 2.6508 USD
ADR Purchase 8,500 2.6550 USD
ADR Purchase 19,510 2.6493 USD
ADR Purchase 28,400 2.6246 USD
ADR Purchase 33,200 2.6251 USD
ADR Purchase 72,600 2.6299 USD
ADR Purchase 79,200 2.6322 USD
ADR Purchase 94,106 2.6319 USD
ADR Purchase 116,624 2.6007 USD
ADR Purchase 128,748 2.6148 USD
ADR Purchase 156,639 2.6467 USD
ADR Purchase 520,000 2.6400 USD
Convertible Bond Purchase 6,400,000 74.1250 USD
ADR Sale 100 2.6500 USD
ADR Sale 600 2.6450 USD
ADR Sale 1,800 2.6305 USD
ADR Sale 2,420 2.6300 USD
ADR Sale 3,100 2.6000 USD
ADR Sale 3,400 2.6304 USD
ADR Sale 3,800 2.6550 USD
ADR Sale 4,000 2.6381 USD
ADR Sale 4,000 2.6301 USD
ADR Sale 7,600 2.6309 USD
ADR Sale 11,326 2.6181 USD
ADR Sale 16,900 2.6331 USD
ADR Sale 19,510 2.6493 USD
ADR Sale 22,000 2.6060 USD
ADR Sale 22,400 2.6362 USD
ADR Sale 23,394 2.6515 USD
ADR Sale 29,200 2.6233 USD
ADR Sale 30,100 2.6284 USD
ADR Sale 31,600 2.6507 USD
ADR Sale 42,800 2.6191 USD
ADR Sale 50,600 2.6402 USD
ADR Sale 56,598 2.6516 USD
ADR Sale 62,046 2.6481 USD
ADR Sale 260,672 2.6099 USD
ADR Sale 520,900 2.6400 USD
Convertible Bond Sale 1,000,000 74.7500 USD
ORD Sale 2,252,200 8.4717 ZAR
 
(b) Cash-settled derivative transactions      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
ORD CFD Long 7,918 8.6465 ZAR
ORD CFD Long 47,013 8.5965 ZAR
ORD CFD Long 188,073 8.6985 ZAR
ORD CFD Long 324,097 8.5939 ZAR
ORD CFD Long 661,172 8.7072 ZAR
ORD CFD Long 955,405 8.6969 ZAR
ORD CFD Long 1,000,000 8.6000 ZAR
ORD CFD Long 1,069,762 8.6543 ZAR
ORD CFD Short 88,042 8.6257 ZAR
ORD CFD Short 605,148 8.6250 ZAR
ORD CFD Short 737,080 8.6160 ZAR
ORD CFD Short 1,000,000 8.6000 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure:  

15 June 2018

Contact name:

Femi Badmos

Telephone number:

020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

SIBANYE STILLWATER

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ADR Put Options Written 520,000 3.0000 American 19 Oct 2018
ADR Call Options Purchased 520,000 3.0000 American 19 Oct 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 649554
Time of Receipt (offset from UTC): 20180615T160935+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC