Form 8.3 - LONMIN

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

LONMIN

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

14 June 2018

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES SIBANYE GOLD LIMITED

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.0001 ordinary            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,550,353 0.55% 4,508,434 1.59%
           
(2) Cash-settled derivatives:
3,074,165 1.09% 420,226 0.15%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 4,624,518 1.64% 4,928,660 1.74%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit  
security   securities  
USD 0.0001 ordinary Purchase 65 0.4430 GBP
USD 0.0001 ordinary Purchase 81 0.4426 GBP
USD 0.0001 ordinary Purchase 1,099 0.4472 GBP
USD 0.0001 ordinary Purchase 1,139 0.4540 GBP
USD 0.0001 ordinary Purchase 2,861 0.4490 GBP
USD 0.0001 ordinary Purchase 5,580 0.4488 GBP
USD 0.0001 ordinary Purchase 7,595 0.4544 GBP
USD 0.0001 ordinary Purchase 8,000 0.4539 GBP
USD 0.0001 ordinary Purchase 18,851 0.4535 GBP
USD 0.0001 ordinary Purchase 43,174 0.4537 GBP
USD 0.0001 ordinary Sale 65 0.4430 GBP
USD 0.0001 ordinary Sale 967 0.4406 GBP
USD 0.0001 ordinary Sale 1,099 0.4472 GBP
USD 0.0001 ordinary Sale 2,021 0.4426 GBP
USD 0.0001 ordinary Sale 2,351 0.4402 GBP
USD 0.0001 ordinary Sale 12,494 0.4526 GBP
USD 0.0001 ordinary Sale 46,675 0.4534 GBP
 
(b) Cash-settled derivative transactions      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
USD 0.0001 ordinary CFD Long 400 8.1276 ZAR
USD 0.0001 ordinary SWAP Long 2,795 0.4506 GBP
USD 0.0001 ordinary SWAP Long 5,441 0.4472 GBP
USD 0.0001 ordinary CFD Long 17,909 8.1175 ZAR
USD 0.0001 ordinary SWAP Short 1,139 0.4540 GBP
USD 0.0001 ordinary SWAP Short 2,861 0.4490 GBP
USD 0.0001 ordinary SWAP Short 8,000 0.4539 GBP
USD 0.0001 ordinary CFD Short 17,884 0.4542 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

NO

Date of disclosure:  

15 JUne 2018

Contact name:

Femi Badmos

Telephone number:

020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 649553
Time of Receipt (offset from UTC): 20180615T155246+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC