FORM 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 13 June 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 9,335,604 1.02% 3,922,130 0.43%
           
(2) Cash-settled derivatives:
267,578 0.03% 4,904,017 0.54%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 424,300 0.05% 573,300 0.06%
           
(4)
TOTAL: 10,027,482 1.10% 9,399,447 1.03%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 12 161.4100 USD
ADR Purchase 46 161.9000 USD
5p ordinary Purchase 73 40.2725 GBP
5p ordinary Purchase 73 40.3200 GBP
ADR Purchase 79 161.5207 USD
ADR Purchase 100 161.6065 USD
ADR Purchase 100 161.0099 USD
ADR Purchase 100 161.5839 USD
5p ordinary Purchase 129 40.2497 GBP
5p ordinary Purchase 234 40.2864 GBP
5p ordinary Purchase 466 40.2506 GBP
5p ordinary Purchase 484 40.2655 GBP
5p ordinary Purchase 530 40.2866 GBP
5p ordinary Purchase 556 40.2522 GBP
5p ordinary Purchase 620 40.3356 GBP
ADR Purchase 700 161.4771 USD
ADR Purchase 874 161.6533 USD
ADR Purchase 1,065 161.5716 USD
ADR Purchase 1,074 161.6229 USD
ADR Purchase 1,100 161.5215 USD
5p ordinary Purchase 1,246 40.2976 GBP
ADR Purchase 1,300 161.5027 USD
5p ordinary Purchase 1,560 40.2798 GBP
5p ordinary Purchase 1,678 40.3442 GBP
ADR Purchase 1,800 161.4475 USD
5p ordinary Purchase 1,887 40.2678 GBP
ADR Purchase 1,900 161.4442 USD
5p ordinary Purchase 1,920 40.3176 GBP
5p ordinary Purchase 2,418 40.2899 GBP
ADR Purchase 2,450 161.4544 USD
5p ordinary Purchase 2,496 40.3067 GBP
ADR Purchase 2,936 161.3100 USD
5p ordinary Purchase 4,033 40.2622 GBP
5p ordinary Purchase 4,614 40.2822 GBP
ADR Purchase 5,300 161.4303 USD
ADR Purchase 7,595 161.4551 USD
5p ordinary Purchase 11,000 40.1877 GBP
5p ordinary Purchase 12,287 40.3035 GBP
5p ordinary Purchase 15,208 40.2855 GBP
5p ordinary Purchase 25,062 40.2500 GBP
5p ordinary Purchase 29,906 40.2882 GBP
5p ordinary Purchase 36,565 40.2505 GBP
5p ordinary Purchase 40,000 40.3015 GBP
5p ordinary Purchase 40,877 40.2763 GBP
ADR Sale 12 161.4100 USD
5p ordinary Sale 29 40.2519 GBP
ADR Sale 46 161.9000 USD
ADR Sale 50 161.2000 USD
5p ordinary Sale 62 40.1350 GBP
5p ordinary Sale 66 40.1375 GBP
5p ordinary Sale 73 40.3200 GBP
5p ordinary Sale 74 40.1960 GBP
5p ordinary Sale 76 40.2700 GBP
ADR Sale 100 161.5800 USD
ADR Sale 100 161.6900 USD
ADR Sale 100 161.6300 USD
ADR Sale 100 160.9050 USD
ADR Sale 100 160.9500 USD
ADR Sale 100 160.9650 USD
ADR Sale 100 161.3850 USD
5p ordinary Sale 170 40.2052 GBP
ADR Sale 191 161.5287 USD
ADR Sale 200 161.4500 USD
ADR Sale 200 161.5550 USD
ADR Sale 200 161.3350 USD
ADR Sale 210 161.3933 USD
ADR Sale 290 161.3400 USD
5p ordinary Sale 294 40.2851 GBP
ADR Sale 400 161.4350 USD
ADR Sale 400 161.4175 USD
5p ordinary Sale 659 40.2820 GBP
ADR Sale 874 161.6533 USD
ADR Sale 900 161.3766 USD
ADR Sale 1,074 161.6229 USD
5p ordinary Sale 1,186 40.2505 GBP
5p ordinary Sale 1,210 40.2083 GBP
ADR Sale 1,300 161.5161 USD
ADR Sale 1,400 161.4510 USD
5p ordinary Sale 1,510 40.2114 GBP
ADR Sale 1,559 161.5067 USD
ADR Sale 1,700 161.1994 USD
5p ordinary Sale 2,199 40.2025 GBP
5p ordinary Sale 2,711 40.3051 GBP
5p ordinary Sale 3,123 40.2671 GBP
ADR Sale 3,310 161.3100 USD
5p ordinary Sale 3,641 40.2581 GBP
5p ordinary Sale 3,667 40.2744 GBP
5p ordinary Sale 4,614 40.2822 GBP
5p ordinary Sale 5,177 40.2768 GBP
ADR Sale 5,300 161.4303 USD
ADR Sale 7,000 161.4482 USD
5p ordinary Sale 7,440 40.2979 GBP
5p ordinary Sale 8,092 40.3020 GBP
ADR Sale 8,739 161.4679 USD
ADR Sale 11,076 161.4376 USD
5p ordinary Sale 14,904 40.2850 GBP
5p ordinary Sale 22,005 40.2735 GBP
5p ordinary Sale 22,398 40.3004 GBP
5p ordinary Sale 30,913 40.2518 GBP
5p ordinary Sale 35,967 40.2388 GBP
5p ordinary Sale 45,548 40.2664 GBP
5p ordinary Sale 137,919 40.2140 GBP
5p ordinary Sale 241,360 40.2391 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary SWAP Long 4 40.2475 GBP
5p ordinary CFD Long 29 40.2520 GBP
5p ordinary CFD Long 170 40.2052 GBP
5p ordinary SWAP Long 214 40.3315 GBP
5p ordinary CFD Long 294 40.2851 GBP
5p ordinary CFD Long 300 40.2768 GBP
5p ordinary SWAP Long 328 40.2735 GBP
5p ordinary SWAP Long 1,000 40.2459 GBP
5p ordinary SWAP Long 1,035 40.2450 GBP
5p ordinary SWAP Long 2,925 40.2688 GBP
5p ordinary CFD Long 3,641 40.2580 GBP
5p ordinary SWAP Long 4,152 40.1904 GBP
5p ordinary SWAP Long 16,120 40.2369 GBP
5p ordinary SWAP Long 51,720 40.2392 GBP
5p ordinary SWAP Long 120,680 40.2391 GBP
5p ordinary SWAP Long 137,919 40.2140 GBP
5p ordinary CFD Short 10 40.2860 GBP
5p ordinary SWAP Short 41 40.2151 GBP
5p ordinary CFD Short 41 40.2863 GBP
5p ordinary SWAP Short 126 40.2597 GBP
5p ordinary CFD Short 183 40.2864 GBP
5p ordinary SWAP Short 324 40.2927 GBP
5p ordinary SWAP Short 343 40.2479 GBP
5p ordinary CFD Short 530 40.2866 GBP
5p ordinary SWAP Short 581 40.2806 GBP
5p ordinary CFD Short 1,560 40.2798 GBP
5p ordinary CFD Short 1,678 40.3442 GBP
5p ordinary CFD Short 2,496 40.3067 GBP
5p ordinary CFD Short 5,289 40.2787 GBP
5p ordinary SWAP Short 9,696 40.2500 GBP
5p ordinary CFD Short 11,264 40.3305 GBP
5p ordinary SWAP Short 13,604 40.3037 GBP
5p ordinary SWAP Short 15,318 40.2624 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ORD Call Options Purchasing 7,500 165 USD American 15 Jun 2018 0.2500 USD
ORD Put Options Purchasing 2,000 163 USD American 15 Jun 2018 1.6500 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 14 Jun 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Purchased -140,000 3500.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
ADR Call Options Purchased 20,700 175.0000 American 20 Jul 2018
ADR Put Options Written 2,100 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 168.0000 American 15 Jun 2018
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Put Options Purchased -400 165.0000 American 17 Jan 2020
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Put Options Purchased -2,600 160.0000 American 20 Jul 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Purchased -22,500 170.0000 American 15 Jun 2018
ADR Put Options Purchased -44,000 145.0000 American 19 Oct 2018
ADR Call Options Purchased 1,600 170.0000 American 19 Oct 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Put Options Written 22,700 155.0000 American 20 Jul 2018
ADR Call Options Purchased 14,900 168.0000 American 29 Jun 2018
ADR Call Options Purchased 13,500 170.0000 American 15 Jun 2018
ADR Call Options Purchased 3,600 185.0000 American 19 Oct 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Put Options Written 2,900 95.0000 American 20 Jul 2018
ADR Put Options Written 1,000 90.0000 American 18 Jan 2019
ADR Call Options Purchased 600 125.0000 American 18 Jan 2019
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Put Options Written 200 135.0000 American 20 Jul 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Call Options Purchased 100 165.0000 American 15 Jun 2018
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -400 173.0000 American 22 Jun 2018
ADR Call Options Written -900 145.0000 American 20 Jul 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Call Options Purchased 5,800 165.0000 American 20 Jul 2018
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Call Options Written -100 163.0000 American 15 Jun 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -400 115.0000 American 20 Jul 2018
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -1,500 148.0000 American 22 Jun 2018
ADR Call Options Purchased 12,500 163.0000 American 15 Jun 2018
ADR Call Options Purchased 2,200 185.0000 American 18 Jan 2019
ADR Call Options Purchased 500 195.0000 American 18 Jan 2019
ADR Put Options Written 500 125.0000 American 20 Jul 2018
ADR Call Options Purchased 400 165.0000 American 18 Jan 2019
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 100 173.0000 American 15 Jun 2018
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Call Options Written -8,000 180.0000 American 18 Jan 2019
ADR Call Options Written -154,500 165.0000 American 15 Jun 2018
ADR Call Options Purchased 1,500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 170.0000 American 18 Jan 2019
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Put Options Purchased -100 150.0000 American 20 Jul 2018
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -300 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Put Options Purchased -2,000 163.0000 American 15 Jun 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -3,800 170.0000 American 20 Jul 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Call Options Purchased 37,200 160.0000 American 15 Jun 2018
ADR Call Options Purchased 7,500 160.0000 American 20 Jul 2018
ADR Call Options Purchased 4,200 180.0000 American 20 Jul 2018
ADR Put Options Written 2,800 120.0000 American 18 Jan 2019
ADR Call Options Purchased 600 165.0000 American 22 Jun 2018
ADR Call Options Purchased 100 110.0000 American 17 Jan 2020
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,000 175.0000 American 19 Oct 2018
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Put Options Written 4,100 150.0000 American 15 Jun 2018
ADR Call Options Purchased 2,000 150.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 200 145.0000 American 20 Jul 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Put Options Purchased -1,200 135.0000 American 17 Jan 2020
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018
ADR Call Options Written -2,600 175.0000 American 15 Jun 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 649387
Time of Receipt (offset from UTC): 20180614T123021+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC