Form 8.3 - SIBANYE GOLD LIMITED

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

SIBANYE GOLD LIMITED

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

11 June 2018

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       Ordinary NPV            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 396,616 0.01% 1,789,401 0.08%
           
(2) Cash-settled derivatives:
214,864 0.01% 30,081,972 1.33%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 611,480 0.02% 31,871,373 1.41%
 
Class of relevant security:   Convertible Bond XS1689727920      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,000,000 0.44% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 2,000,000 0.44% 0 0.00%
0

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit  
security   securities  
ADR Purchase 200 2.8300 USD
ADR Purchase 473 2.7600 USD
ADR Purchase 700 2.8385 USD
ADR Purchase 900 2.7866 USD
ADR Purchase 1,700 2.8267 USD
ADR Purchase 1,900 2.8184 USD
ADR Purchase 2,100 2.8452 USD
ADR Purchase 2,400 2.8587 USD
ADR Purchase 6,300 2.8255 USD
ADR Purchase 6,600 2.8381 USD
ADR Purchase 17,206 2.8700 USD
ADR Purchase 18,500 2.7838 USD
ADR Purchase 19,200 2.7957 USD
ADR Purchase 22,433 2.8102 USD
ADR Purchase 24,700 2.8008 USD
ADR Purchase 39,900 2.7978 USD
ADR Purchase 42,100 2.8009 USD
Ordinary NPV Purchase 43,815 9.2800 ZAR
ADR Purchase 97,267 2.8481 USD
ADR Purchase 118,086 2.8082 USD
ADR Purchase 263,111 2.8447 USD
ADR Sale 72 2.8500 USD
ADR Sale 100 2.8600 USD
ADR Sale 200 2.8712 USD
ADR Sale 300 2.8150 USD
ADR Sale 500 2.7840 USD
ADR Sale 957 2.7600 USD
ADR Sale 1,027 2.8114 USD
ADR Sale 3,200 2.8578 USD
ADR Sale 4,679 2.8049 USD
ADR Sale 8,400 2.8101 USD
ADR Sale 12,600 2.8100 USD
ADR Sale 17,600 2.8010 USD
ADR Sale 18,500 2.7838 USD
ADR Sale 20,006 2.8700 USD
ADR Sale 20,400 2.7991 USD
ADR Sale 24,500 2.8002 USD
ADR Sale 33,900 2.7946 USD
ADR Sale 49,200 2.8585 USD
ADR Sale 90,200 2.8380 USD
ADR Sale 117,611 2.8432 USD
ADR Sale 223,468 2.8272 USD
 
(b) Cash-settled derivative transactions      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
Ordinary NPV CFD Long 1,059 9.0463 ZAR
Ordinary NPV CFD Long 43,306 9.2168 ZAR
Ordinary NPV CFD Long 62,916 9.1963 ZAR
Ordinary NPV CFD Long 197,320 9.2252 ZAR
Ordinary NPV CFD Long 287,910 9.1881 ZAR
Ordinary NPV CFD Long 406,690 9.0766 ZAR
Ordinary NPV CFD Long 642,648 9.2119 ZAR
Ordinary NPV CFD Short 19,608 9.0784 ZAR
Ordinary NPV CFD Short 68,010 9.2342 ZAR
Ordinary NPV CFD Short 219,373 9.1379 ZAR
Ordinary NPV CFD Short 1,019,212 9.1820 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

NO

Date of disclosure:  

12 June 2018

Contact name:

Jay Supaya

Telephone number:

020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 649197
Time of Receipt (offset from UTC): 20180612T124207+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC