Form 8.3 - SHIRE PLC - Amendment

LONDON--()--

FORM 8.3 - AMENDMENT TO SALES

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 07 June 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 9,362,565 1.06% 3,046,353 0.33%
           
(2) Cash-settled derivatives:
267,581 0.03% 5,189,698 0.57%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 409,400 0.04% 577,000 0.06%
           
 
TOTAL: 10,039,546 1.13% 8,813,051 0.96%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 9 162.2800 USD
5p ordinary Purchase 16 40.0475 GBP
ADR Purchase 16 161.8100 USD
5p ordinary Purchase 17 39.8200 GBP
5p ordinary Purchase 45 39.8500 GBP
5p ordinary Purchase 73 40.1050 GBP
ADR Purchase 100 162.4400 USD
5p ordinary Purchase 146 39.9950 GBP
ADR Purchase 162 162.0800 USD
ADR Purchase 200 161.3900 USD
ADR Purchase 200 161.8750 USD
ADR Purchase 200 161.7000 USD
ADR Purchase 200 161.6862 USD
ADR Purchase 300 162.3652 USD
ADR Purchase 300 161.9683 USD
ADR Purchase 300 161.7133 USD
ADR Purchase 300 161.5000 USD
5p ordinary Purchase 312 40.2312 GBP
5p ordinary Purchase 472 40.1202 GBP
5p ordinary Purchase 500 40.2370 GBP
ADR Purchase 514 162.3033 USD
ADR Purchase 600 161.9658 USD
ADR Purchase 600 161.9100 USD
5p ordinary Purchase 610 40.1397 GBP
5p ordinary Purchase 700 40.2527 GBP
ADR Purchase 810 161.7717 USD
ADR Purchase 910 161.6241 USD
5p ordinary Purchase 1,122 40.1057 GBP
5p ordinary Purchase 1,248 40.2116 GBP
ADR Purchase 1,299 161.7800 USD
5p ordinary Purchase 1,322 40.1748 GBP
5p ordinary Purchase 1,500 40.1759 GBP
ADR Purchase 1,500 161.6640 USD
5p ordinary Purchase 1,659 40.3155 GBP
5p ordinary Purchase 1,834 40.1031 GBP
5p ordinary Purchase 2,358 40.3337 GBP
ADR Purchase 2,750 161.8427 USD
5p ordinary Purchase 4,812 40.1093 GBP
ADR Purchase 4,900 161.9395 USD
ADR Purchase 5,100 161.9775 USD
ADR Purchase 5,600 161.9643 USD
5p ordinary Purchase 5,645 40.1340 GBP
5p ordinary Purchase 8,148 40.2820 GBP
5p ordinary Purchase 8,206 40.2163 GBP
ADR Purchase 9,040 161.6889 USD
5p ordinary Purchase 12,780 40.3045 GBP
5p ordinary Purchase 23,202 40.1742 GBP
5p ordinary Purchase 23,728 40.0900 GBP
5p ordinary Purchase 24,466 40.2428 GBP
5p ordinary Purchase 24,479 40.1391 GBP
ADR Purchase 25,689 162.0598 USD
5p ordinary Purchase 27,724 40.2640 GBP
5p ordinary Purchase 101,836 40.0474 GBP
5p ordinary Purchase 126,738 40.1544 GBP
ADR Sale 9 162.2800 USD
ADR Sale 16 161.8100 USD
5p ordinary Sale 56 40.3550 GBP
5p ordinary Sale 62 40.3660 GBP
5p ordinary Sale 63 39.7469 GBP
5p ordinary Sale 85 39.8460 GBP
5p ordinary Sale 89 39.7377 GBP
ADR Sale 100 162.0900 USD
ADR Sale 100 162.1100 USD
ADR Sale 100 162.2000 USD
ADR Sale 100 161.9900 USD
ADR Sale 144 162.3251 USD
ADR Sale 156 162.4023 USD
5p ordinary Sale 197 40.2594 GBP
ADR Sale 200 161.9300 USD
5p ordinary Sale 219 40.2666 GBP
5p ordinary Sale 221 40.2134 GBP
5p ordinary Sale 257 39.8975 GBP
ADR Sale 284 161.6514 USD
ADR Sale 300 161.9683 USD
ADR Sale 300 161.9266 USD
5p ordinary Sale 309 40.2142 GBP
ADR Sale 400 162.2500 USD
ADR Sale 500 161.8900 USD
5p ordinary Sale 560 39.8600 GBP
ADR Sale 600 162.0333 USD
ADR Sale 600 161.9658 USD
ADR Sale 600 161.9100 USD
5p ordinary Sale 700 40.1495 GBP
ADR Sale 776 162.2743 USD
ADR Sale 1,000 162.1310 USD
5p ordinary Sale 1,159 40.3133 GBP
ADR Sale 1,600 161.7687 USD
ADR Sale 1,700 162.0217 USD
ADR Sale 1,899 161.7800 USD
5p ordinary Sale 2,072 40.1331 GBP
ADR Sale 2,253 161.9278 USD
ADR Sale 3,013 161.7786 USD
ADR Sale 3,700 162.0520 USD
5p ordinary Sale 4,332 39.8501 GBP
5p ordinary Sale 4,376 40.2727 GBP
ADR Sale 5,500 161.9816 USD
5p ordinary Sale 5,994 40.0900 GBP
5p ordinary Sale 7,415 39.8500 GBP
5p ordinary Sale 8,377 40.2805 GBP
ADR Sale 13,260 161.6812 USD
5p ordinary Sale 15,685 40.2163 GBP
5p ordinary Sale 16,873 40.2583 GBP
5p ordinary Sale 19,306 40.0940 GBP
ADR Sale 25,789 162.0566 USD
5p ordinary Sale 29,428 40.1093 GBP
5p ordinary Sale 34,694 40.0918 GBP
5p ordinary Sale 62,973 40.1893 GBP
5p ordinary Sale 104,640 40.2146 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary SWAP Long 4 40.0875 GBP
5p ordinary SWAP Long 44 40.1327 GBP
5p ordinary SWAP Long 146 40.2000 GBP
5p ordinary CFD Long 584 40.2264 GBP
5p ordinary SWAP Long 797 40.0495 GBP
5p ordinary SWAP Long 1,936 40.1941 GBP
5p ordinary SWAP Long 2,077 40.1891 GBP
5p ordinary CFD Long 2,323 40.1466 GBP
5p ordinary CFD Long 2,989 40.3267 GBP
5p ordinary CFD Long 4,000 40.0863 GBP
5p ordinary SWAP Long 8,263 39.7732 GBP
5p ordinary CFD Long 11,561 40.2630 GBP
5p ordinary CFD Long 28,680 40.2010 GBP
5p ordinary SWAP Short 13 39.8553 GBP
5p ordinary SWAP Short 13 40.3500 GBP
5p ordinary CFD Short 16 40.0475 GBP
5p ordinary CFD Short 19 40.1205 GBP
5p ordinary SWAP Short 28 40.0946 GBP
5p ordinary CFD Short 453 40.1202 GBP
5p ordinary SWAP Short 554 40.1342 GBP
5p ordinary SWAP Short 600 40.0940 GBP
5p ordinary CFD Short 700 40.2527 GBP
5p ordinary SWAP Short 766 40.1158 GBP
5p ordinary SWAP Short 803 40.3197 GBP
5p ordinary CFD Short 1,248 40.2116 GBP
5p ordinary CFD Short 1,271 40.2054 GBP
5p ordinary SWAP Short 1,500 40.1759 GBP
5p ordinary CFD Short 1,834 40.1031 GBP
5p ordinary CFD Short 7,143 40.2296 GBP
5p ordinary SWAP Short 10,928 40.0900 GBP
5p ordinary CFD Short 24,479 40.1390 GBP
5p ordinary SWAP Short 52,255 40.1469 GBP
5p ordinary SWAP Short 53,542 39.9700 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Purchasing 6,500 160 USD American 20 Jul 2018 6.1000 USD
ADR Call Options Purchasing 100 165 USD American 22 Jun 2018 1.5900 USD
ADR Call Options Purchasing 1,000 168 USD American 15 Jun 2018 0.4500 USD
ADR Call Options Purchasing 200 195 USD American 18 Jan 2019 1.4100 USD
ADR Call Options Selling 100 165 USD American 18 Jan 2019 11.4200 USD
ADR Put Options Purchasing 300 163 USD American 8 Jun 2018 1.2000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 11 Jun 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Purchased -140,000 3500.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
ADR Call Options Purchased 20,700 175.0000 American 20 Jul 2018
ADR Put Options Written 2,100 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 168.0000 American 15 Jun 2018
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Put Options Purchased -400 165.0000 American 17 Jan 2020
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Purchased -22,500 170.0000 American 15 Jun 2018
ADR Put Options Purchased -44,000 145.0000 American 19 Oct 2018
ADR Call Options Purchased 1,600 170.0000 American 19 Oct 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Put Options Purchased -300 163.0000 American 8 Jun 2018
ADR Put Options Written 22,700 155.0000 American 20 Jul 2018
ADR Call Options Purchased 13,500 170.0000 American 15 Jun 2018
ADR Call Options Purchased 3,600 185.0000 American 19 Oct 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Put Options Written 2,900 95.0000 American 20 Jul 2018
ADR Put Options Written 1,000 90.0000 American 18 Jan 2019
ADR Call Options Purchased 600 125.0000 American 18 Jan 2019
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Put Options Written 200 135.0000 American 20 Jul 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Call Options Purchased 100 165.0000 American 15 Jun 2018
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -400 173.0000 American 22 Jun 2018
ADR Call Options Written -900 145.0000 American 20 Jul 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Call Options Purchased 5,800 165.0000 American 20 Jul 2018
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Call Options Written -100 163.0000 American 15 Jun 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -400 115.0000 American 20 Jul 2018
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -1,500 148.0000 American 22 Jun 2018
ADR Call Options Purchased 12,500 163.0000 American 15 Jun 2018
ADR Call Options Purchased 2,200 185.0000 American 18 Jan 2019
ADR Call Options Purchased 500 195.0000 American 18 Jan 2019
ADR Put Options Written 500 125.0000 American 20 Jul 2018
ADR Call Options Purchased 400 165.0000 American 18 Jan 2019
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 100 173.0000 American 15 Jun 2018
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Call Options Written -8,000 180.0000 American 18 Jan 2019
ADR Call Options Written -162,000 165.0000 American 15 Jun 2018
ADR Call Options Purchased 1,500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 170.0000 American 18 Jan 2019
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Put Options Purchased -100 150.0000 American 20 Jul 2018
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -300 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -4,300 170.0000 American 20 Jul 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Call Options Purchased 37,200 160.0000 American 15 Jun 2018
ADR Call Options Purchased 7,500 160.0000 American 20 Jul 2018
ADR Call Options Purchased 4,200 180.0000 American 20 Jul 2018
ADR Put Options Written 2,800 120.0000 American 18 Jan 2019
ADR Call Options Purchased 600 165.0000 American 22 Jun 2018
ADR Call Options Purchased 100 110.0000 American 17 Jan 2020
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,000 175.0000 American 19 Oct 2018
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Put Options Written 4,100 150.0000 American 15 Jun 2018
ADR Call Options Purchased 2,000 150.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 200 145.0000 American 20 Jul 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Put Options Purchased -1,200 135.0000 American 17 Jan 2020
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018
ADR Call Options Written -2,600 175.0000 American 15 Jun 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 649129
Time of Receipt (offset from UTC): 20180611T145135+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC