Form 8.3 - VIRGIN MONEY HOLDINGS (UK) PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

VIRGIN MONEY HOLDINGS (UK) PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:  
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

08 June 2018

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

YES:

CYBG PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   0.01p ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 4,048,952 0.91% 1,070,901 0.24%
           
(2) Cash-settled derivatives:
117,508 0.03% 3,657,978 0.82%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 4,166,460 0.94% 4,728,879 1.06%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:    
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
0.01p ordinary Purchase 250 3.4912 GBP
0.01p ordinary Purchase 1,230 3.4948 GBP
0.01p ordinary Purchase 2,750 3.4921 GBP
0.01p ordinary Purchase 3,205 3.4918 GBP
0.01p ordinary Purchase 4,120 3.4895 GBP
0.01p ordinary Purchase 6,197 3.4799 GBP
0.01p ordinary Purchase 14,367 3.4878 GBP
0.01p ordinary Purchase 15,026 3.4797 GBP
0.01p ordinary Purchase 15,649 3.4702 GBP
0.01p ordinary Purchase 41,946 3.4610 GBP
0.01p ordinary Purchase 48,040 3.4943 GBP
0.01p ordinary Purchase 60,000 3.4914 GBP
0.01p ordinary Purchase 80,965 3.4755 GBP
0.01p ordinary Purchase 92,686 3.4767 GBP
0.01p ordinary Purchase 100,000 3.4713 GBP
0.01p ordinary Sale 110 3.4940 GBP
0.01p ordinary Sale 287 3.4759 GBP
0.01p ordinary Sale 761 3.4601 GBP
0.01p ordinary Sale 906 3.4702 GBP
0.01p ordinary Sale 950 3.4617 GBP
0.01p ordinary Sale 1,784 3.4907 GBP
0.01p ordinary Sale 3,662 3.4707 GBP
0.01p ordinary Sale 9,318 3.4780 GBP
0.01p ordinary Sale 12,432 3.4721 GBP
0.01p ordinary Sale 15,876 3.4806 GBP
0.01p ordinary Sale 17,802 3.4794 GBP
0.01p ordinary Sale 25,917 3.4691 GBP
0.01p ordinary Sale 26,681 3.4612 GBP
0.01p ordinary Sale 31,199 3.4748 GBP
0.01p ordinary Sale 32,939 3.4881 GBP
0.01p ordinary Sale 36,993 3.4867 GBP
0.01p ordinary Sale 43,968 3.4774 GBP
0.01p ordinary Sale 62,176 3.4757 GBP
0.01p ordinary Sale 62,631 3.4753 GBP
0.01p ordinary Sale 96,443 3.4651 GBP
0.01p ordinary Sale 97,414 3.4610 GBP
0.01p ordinary Sale 211,818 3.4835 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
0.01p ordinary CFD Long 100 3.5007 GBP
0.01p ordinary CFD Long 110 3.5077 GBP
0.01p ordinary CFD Long 287 3.4759 GBP
0.01p ordinary CFD Long 400 3.5066 GBP
0.01p ordinary CFD Long 500 3.4926 GBP
0.01p ordinary CFD Long 1,000 3.4986 GBP
0.01p ordinary CFD Long 1,000 3.5014 GBP
0.01p ordinary CFD Long 1,000 3.5016 GBP
0.01p ordinary CFD Long 1,000 3.5032 GBP
0.01p ordinary CFD Long 1,000 3.5036 GBP
0.01p ordinary CFD Long 1,000 3.5073 GBP
0.01p ordinary CFD Long 1,190 3.5076 GBP
0.01p ordinary CFD Long 1,300 3.5059 GBP
0.01p ordinary CFD Long 2,500 3.4842 GBP
0.01p ordinary CFD Long 2,500 3.4872 GBP
0.01p ordinary CFD Long 2,500 3.4873 GBP
0.01p ordinary CFD Long 2,900 3.4927 GBP
0.01p ordinary CFD Long 3,000 3.4816 GBP
0.01p ordinary CFD Long 4,000 3.4806 GBP
0.01p ordinary CFD Long 5,000 3.4828 GBP
0.01p ordinary CFD Long 6,000 3.4846 GBP
0.01p ordinary CFD Long 7,765 3.4607 GBP
0.01p ordinary CFD Long 7,990 3.4805 GBP
0.01p ordinary CFD Long 9,318 3.4780 GBP
0.01p ordinary SWAP Long 13,820 3.4813 GBP
0.01p ordinary CFD Long 31,199 3.4748 GBP
0.01p ordinary CFD Long 32,939 3.4881 GBP
0.01p ordinary SWAP Long 38,259 3.4807 GBP
0.01p ordinary CFD Long 62,176 3.4757 GBP
0.01p ordinary CFD Long 62,631 3.4753 GBP
0.01p ordinary CFD Long 96,443 3.4651 GBP
0.01p ordinary CFD Long 97,414 3.4610 GBP
0.01p ordinary CFD Short 16,883 3.4864 GBP
0.01p ordinary SWAP Short 20,120 3.4974 GBP
0.01p ordinary CFD Short 29,969 3.4750 GBP
0.01p ordinary CFD Short 30,572 3.4757 GBP
0.01p ordinary SWAP Short 63,603 3.4804 GBP
0.01p ordinary SWAP Short 73,960 3.4610 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 11 Jun 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 649112
Time of Receipt (offset from UTC): 20180611T121330+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC