Form 8.3 - CYBG PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

CYBG PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:  
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

08 June 2018

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

YES:

VIRGIN MONEY HOLDINGS (UK) PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   10p ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 466,387 0.05% 6,648,210 0.75%
           
(2) Cash-settled derivatives:
5,098,489 0.58% 143,357 0.02%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 5,564,876 0.63% 6,791,567 0.03%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:    
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
10p ordinary Purchase 50,000 5.3500 AUD
10p ordinary Purchase 60,468 5.3412 AUD
10p ordinary Sale 600 5.2900 AUD
10p ordinary Sale 187,183 5.3351 AUD
CDI Purchase 730 2.9952 GBP
CDI Purchase 2,118 2.9842 GBP
CDI Purchase 2,426 2.9821 GBP
CDI Purchase 11,834 2.9866 GBP
CDI Purchase 19,202 2.9904 GBP
CDI Purchase 56,344 2.9796 GBP
CDI Purchase 99,630 2.9800 GBP
CDI Purchase 118,304 2.9798 GBP
CDI Purchase 136,088 2.9870 GBP
CDI Purchase 179,772 2.9799 GBP
CDI Purchase 299,008 2.9892 GBP
CDI Sale 1 2.9960 GBP
CDI Sale 5 2.9856 GBP
CDI Sale 60 2.9801 GBP
CDI Sale 152 3.0020 GBP
CDI Sale 698 3.0034 GBP
CDI Sale 730 2.9995 GBP
CDI Sale 800 3.0090 GBP
CDI Sale 1,267 3.0031 GBP
CDI Sale 2,455 2.9846 GBP
CDI Sale 2,535 2.9836 GBP
CDI Sale 4,800 2.9919 GBP
CDI Sale 5,019 2.9909 GBP
CDI Sale 8,639 2.9882 GBP
CDI Sale 16,010 2.9845 GBP
CDI Sale 25,488 2.9800 GBP
CDI Sale 27,208 2.9914 GBP
CDI Sale 59,951 3.0014 GBP
CDI Sale 66,506 3.0002 GBP
CDI Sale 107,274 2.9912 GBP
CDI Sale 451,647 2.9804 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
10p ordinary CFD Long 4,131 5.3266 AUD
10p ordinary CFD Long 34,972 5.3122 AUD
10p ordinary CFD Long 40,946 5.3491 AUD
10p ordinary CFD Short 140,000 5.2641 AUD
CDI SWAP Long 7 2.9885 GBP
CDI CFD Long 730 2.9995 GBP
CDI CFD Long 1,267 3.0031 GBP
CDI SWAP Long 6,000 3.0058 GBP
CDI SWAP Long 7,255 3.0068 GBP
CDI SWAP Long 17,991 2.9982 GBP
CDI CFD Long 18,449 2.9927 GBP
CDI SWAP Long 25,177 2.9952 GBP
CDI SWAP Long 57,185 3.0046 GBP
CDI CFD Long 140,000 2.9960 GBP
CDI SWAP Short 100 3.0180 GBP
CDI CFD Short 730 2.9952 GBP
CDI CFD Short 2,118 2.9842 GBP
CDI CFD Short 2,426 2.9821 GBP
CDI SWAP Short 6,321 2.9982 GBP
CDI SWAP Short 17,348 2.9840 GBP
CDI CFD Short 19,202 2.9904 GBP
CDI SWAP Short 21,387 2.9841 GBP
CDI SWAP Short 34,255 2.9943 GBP
CDI SWAP Short 39,395 3.0051 GBP
CDI SWAP Short 179,984 2.9823 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 11 Jun 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 649110
Time of Receipt (offset from UTC): 20180611T123413+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC