FORM 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 08 June 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 9,557,300 1.04% 3,871,615 0.42%
           
(2) Cash-settled derivatives:
267,575 0.03% 5,079,413 0.56%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 409,400 0.05% 577,000 0.06%
           
(4)
TOTAL: 10,234,275 1.07% 9,528,028 1.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 5 161.6800 USD
ADR Purchase 42 161.3199 USD
ADR Purchase 65 161.8000 USD
ADR Purchase 100 160.7000 USD
ADR Purchase 200 161.2150 USD
ADR Purchase 200 160.6700 USD
5p ordinary Purchase 240 40.0133 GBP
5p ordinary Purchase 241 39.9039 GBP
ADR Purchase 264 161.5068 USD
5p ordinary Purchase 292 40.0050 GBP
ADR Purchase 300 161.3933 USD
ADR Purchase 300 161.2900 USD
5p ordinary Purchase 318 39.9945 GBP
ADR Purchase 400 161.4475 USD
ADR Purchase 500 161.3980 USD
5p ordinary Purchase 622 39.8560 GBP
ADR Purchase 700 161.0189 USD
5p ordinary Purchase 741 39.7350 GBP
ADR Purchase 823 160.9288 USD
ADR Purchase 850 160.9600 USD
ADR Purchase 900 161.6488 USD
5p ordinary Purchase 917 39.7870 GBP
5p ordinary Purchase 1,021 39.8846 GBP
ADR Purchase 1,100 161.1747 USD
5p ordinary Purchase 1,207 39.9368 GBP
ADR Purchase 1,407 161.4477 USD
5p ordinary Purchase 1,456 39.8988 GBP
5p ordinary Purchase 2,340 39.9118 GBP
ADR Purchase 2,411 161.0180 USD
5p ordinary Purchase 2,685 39.9267 GBP
5p ordinary Purchase 2,839 39.8619 GBP
5p ordinary Purchase 3,195 39.9715 GBP
5p ordinary Purchase 4,342 39.9142 GBP
ADR Purchase 4,404 161.5279 USD
5p ordinary Purchase 4,992 39.9602 GBP
ADR Purchase 9,436 160.5552 USD
5p ordinary Purchase 12,018 39.8869 GBP
ADR Purchase 12,026 161.0988 USD
5p ordinary Purchase 20,386 39.9898 GBP
5p ordinary Purchase 22,203 39.8899 GBP
5p ordinary Purchase 57,188 39.9800 GBP
ADR Purchase 59,063 161.3986 USD
5p ordinary Purchase 82,707 39.9480 GBP
ADR Sale 5 161.6800 USD
5p ordinary Sale 23 39.7300 GBP
ADR Sale 42 161.3199 USD
5p ordinary Sale 70 39.7904 GBP
5p ordinary Sale 73 39.9200 GBP
5p ordinary Sale 73 39.9050 GBP
5p ordinary Sale 91 39.7600 GBP
ADR Sale 100 160.9350 USD
ADR Sale 100 160.8000 USD
ADR Sale 200 160.6700 USD
5p ordinary Sale 219 39.9216 GBP
5p ordinary Sale 233 39.9968 GBP
5p ordinary Sale 240 40.0133 GBP
5p ordinary Sale 397 39.7350 GBP
ADR Sale 400 161.4475 USD
5p ordinary Sale 479 40.0056 GBP
5p ordinary Sale 540 39.7334 GBP
ADR Sale 700 160.5314 USD
ADR Sale 700 161.0189 USD
5p ordinary Sale 744 39.8000 GBP
5p ordinary Sale 814 39.9115 GBP
ADR Sale 823 160.9288 USD
ADR Sale 850 160.9600 USD
5p ordinary Sale 861 39.7349 GBP
ADR Sale 880 161.1605 USD
ADR Sale 1,000 161.1987 USD
ADR Sale 1,000 160.9520 USD
5p ordinary Sale 1,021 39.8846 GBP
5p ordinary Sale 1,082 39.9021 GBP
ADR Sale 1,200 160.6358 USD
ADR Sale 1,200 160.3000 USD
5p ordinary Sale 1,386 39.7875 GBP
ADR Sale 2,438 161.0520 USD
5p ordinary Sale 4,000 39.9500 GBP
ADR Sale 4,456 160.3951 USD
5p ordinary Sale 5,170 39.9002 GBP
5p ordinary Sale 5,813 39.9684 GBP
5p ordinary Sale 7,010 39.7732 GBP
5p ordinary Sale 7,499 39.8570 GBP
5p ordinary Sale 9,922 39.8046 GBP
5p ordinary Sale 11,891 39.8858 GBP
5p ordinary Sale 15,278 39.9783 GBP
5p ordinary Sale 17,159 39.8160 GBP
5p ordinary Sale 17,348 39.8610 GBP
5p ordinary Sale 17,591 39.8612 GBP
5p ordinary Sale 19,920 39.8816 GBP
ADR Sale 20,039 161.2589 USD
5p ordinary Sale 34,467 39.8510 GBP
5p ordinary Sale 42,484 39.9612 GBP
5p ordinary Sale 55,651 39.7991 GBP
ADR Sale 59,063 161.3987 USD
5p ordinary Sale 68,933 39.8042 GBP
5p ordinary Sale 68,934 39.9379 GBP
5p ordinary Sale 274,047 39.9073 GBP
5p ordinary Sale 851,524 39.9800 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary SWAP Long 10 39.9780 GBP
5p ordinary SWAP Long 37 39.9748 GBP
5p ordinary CFD Long 540 39.7334 GBP
5p ordinary CFD Long 814 39.9115 GBP
5p ordinary CFD Long 900 39.9174 GBP
5p ordinary SWAP Long 1,377 39.8828 GBP
5p ordinary SWAP Long 5,052 39.9062 GBP
5p ordinary SWAP Long 6,800 39.9760 GBP
5p ordinary CFD Long 7,499 39.8570 GBP
5p ordinary CFD Long 8,805 39.7237 GBP
5p ordinary SWAP Long 16,941 39.8376 GBP
5p ordinary SWAP Long 34,467 39.8510 GBP
5p ordinary SWAP Long 49,219 40.0400 GBP
5p ordinary SWAP Long 68,933 39.8042 GBP
5p ordinary SWAP Long 68,934 39.9379 GBP
5p ordinary SWAP Short 24 39.9275 GBP
5p ordinary SWAP Short 26 39.9015 GBP
5p ordinary SWAP Short 45 39.9704 GBP
5p ordinary CFD Short 241 39.9040 GBP
5p ordinary CFD Short 553 39.9912 GBP
5p ordinary CFD Short 622 39.8560 GBP
5p ordinary SWAP Short 1,655 39.9809 GBP
5p ordinary CFD Short 2,839 39.8619 GBP
5p ordinary CFD Short 4,342 39.9142 GBP
5p ordinary CFD Short 5,651 39.9831 GBP
5p ordinary CFD Short 14,763 39.9721 GBP
5p ordinary SWAP Short 22,106 39.9554 GBP
5p ordinary SWAP Short 24,408 39.9848 GBP
5p ordinary SWAP Short 33,555 39.9800 GBP
5p ordinary SWAP Short 49,219 40.0400 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 11 Jun 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Call Options Written -125,000 3600.0000 American 21 Dec 2018
ORD Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
ORD Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
ORD Put Options Purchased -140,000 3500.0000 American 15 Jun 2018
ORD Put Options Written 125,000 3600.0000 American 21 Dec 2018
ADR Call Options Purchased 20,700 175.0000 American 20 Jul 2018
ADR Put Options Written 2,100 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 168.0000 American 15 Jun 2018
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Put Options Purchased -400 165.0000 American 17 Jan 2020
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Purchased -22,500 170.0000 American 15 Jun 2018
ADR Put Options Purchased -44,000 145.0000 American 19 Oct 2018
ADR Call Options Purchased 1,600 170.0000 American 19 Oct 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Put Options Purchased -300 163.0000 American 8 Jun 2018
ADR Put Options Written 22,700 155.0000 American 20 Jul 2018
ADR Call Options Purchased 13,500 170.0000 American 15 Jun 2018
ADR Call Options Purchased 3,600 185.0000 American 19 Oct 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Put Options Written 2,900 95.0000 American 20 Jul 2018
ADR Put Options Written 1,000 90.0000 American 18 Jan 2019
ADR Call Options Purchased 600 125.0000 American 18 Jan 2019
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Put Options Written 200 135.0000 American 20 Jul 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Call Options Purchased 100 165.0000 American 15 Jun 2018
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -400 173.0000 American 22 Jun 2018
ADR Call Options Written -900 145.0000 American 20 Jul 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Call Options Purchased 5,800 165.0000 American 20 Jul 2018
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Call Options Written -100 163.0000 American 15 Jun 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -400 115.0000 American 20 Jul 2018
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -1,500 148.0000 American 22 Jun 2018
ADR Call Options Purchased 12,500 163.0000 American 15 Jun 2018
ADR Call Options Purchased 2,200 185.0000 American 18 Jan 2019
ADR Call Options Purchased 500 195.0000 American 18 Jan 2019
ADR Put Options Written 500 125.0000 American 20 Jul 2018
ADR Call Options Purchased 400 165.0000 American 18 Jan 2019
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 100 173.0000 American 15 Jun 2018
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Call Options Written -8,000 180.0000 American 18 Jan 2019
ADR Call Options Written -162,000 165.0000 American 15 Jun 2018
ADR Call Options Purchased 1,500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 170.0000 American 18 Jan 2019
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Put Options Purchased -100 150.0000 American 20 Jul 2018
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -300 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -4,300 170.0000 American 20 Jul 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Call Options Purchased 37,200 160.0000 American 15 Jun 2018
ADR Call Options Purchased 7,500 160.0000 American 20 Jul 2018
ADR Call Options Purchased 4,200 180.0000 American 20 Jul 2018
ADR Put Options Written 2,800 120.0000 American 18 Jan 2019
ADR Call Options Purchased 600 165.0000 American 22 Jun 2018
ADR Call Options Purchased 100 110.0000 American 17 Jan 2020
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,000 175.0000 American 19 Oct 2018
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Put Options Written 4,100 150.0000 American 15 Jun 2018
ADR Call Options Purchased 2,000 150.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 200 145.0000 American 20 Jul 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Put Options Purchased -1,200 135.0000 American 17 Jan 2020
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018
ADR Call Options Written -2,600 175.0000 American 15 Jun 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 649108
Time of Receipt (offset from UTC): 20180611T120832+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC