Form 8.5 (EPT/NON-RI) - UBM PLC

LONDON--()--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose UBM PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt INFORMA PLC
  principal trader is connected  
(d) Date position held/dealing undertaken: 07 June 2018
(e) In addition to the company in 1(b) above, is the exempt principal YES:
  trader making disclosures in respect of any other party to the offer? INFORMA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       11.25p ordinary
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 6,177,411 1.57% 743,830 0.19%
           
(2) Cash-settled derivatives:
40,575 0.01% 5,478,108 1.39%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 6,217,986 1.58% 6,221,938 1.58%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Total number of   Highest price per unit   Lowest price per unit
security   securities paid/received paid/received
11.25p ordinary Purchase 346,765 10.6695 GBP 10.5554 GBP
11.25p ordinary Sale 512,751 10.6710 GBP 10.5323 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
11.25p ordinary SWAP Long 104 10.6012 GBP
11.25p ordinary SWAP Long 319 10.5600 GBP
11.25p ordinary CFD Long 462 10.6290 GBP
11.25p ordinary SWAP Long 691 10.6392 GBP
11.25p ordinary SWAP Long 1,492 10.6695 GBP
11.25p ordinary CFD Long 1,606 10.6703 GBP
11.25p ordinary SWAP Long 2,623 10.6408 GBP
11.25p ordinary CFD Long 4,124 10.5418 GBP
11.25p ordinary CFD Long 4,358 10.6684 GBP
11.25p ordinary SWAP Long 6,240 10.5774 GBP
11.25p ordinary SWAP Long 15,624 10.6089 GBP
11.25p ordinary SWAP Long 17,669 10.6700 GBP
11.25p ordinary CFD Long 22,254 10.6691 GBP
11.25p ordinary CFD Long 65,724 10.5649 GBP
11.25p ordinary SWAP Long 65,724 10.5649 GBP
11.25p ordinary SWAP Long 172,486 10.6252 GBP
11.25p ordinary SWAP Short 264 10.6675 GBP
11.25p ordinary CFD Short 486 10.6353 GBP
11.25p ordinary SWAP Short 486 10.6353 GBP
11.25p ordinary SWAP Short 2,974 10.6108 GBP
11.25p ordinary SWAP Short 10,208 10.6306 GBP
11.25p ordinary CFD Short 40,199 10.6484 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 8 Jun 2018
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 649020
Time of Receipt (offset from UTC): 20180608T102720+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC