Form 8.3 - VIRGIN MONEY HOLDINGS (UK) PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

VIRGIN MONEY HOLDINGS (UK) PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

06 June 2018

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   0.01p ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 4,469,229 1.00% 1,121,305 0.25%
           
(2) Cash-settled derivatives:
184,369 0.04% 4,038,473 0.91%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 4,653,598 1.04% 5,159,778 1.16%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:    
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
0.01p ordinary Purchase 22 3.4890 GBP
0.01p ordinary Purchase 933 3.5040 GBP
0.01p ordinary Purchase 1,188 3.5061 GBP
0.01p ordinary Purchase 1,256 3.5036 GBP
0.01p ordinary Purchase 2,237 3.4945 GBP
0.01p ordinary Purchase 2,932 3.4990 GBP
0.01p ordinary Purchase 9,882 3.4937 GBP
0.01p ordinary Purchase 10,658 3.4960 GBP
0.01p ordinary Purchase 17,971 3.5016 GBP
0.01p ordinary Purchase 24,519 3.4979 GBP
0.01p ordinary Purchase 26,352 3.5020 GBP
0.01p ordinary Purchase 44,001 3.4958 GBP
0.01p ordinary Purchase 94,830 3.4974 GBP
0.01p ordinary Purchase 227,569 3.5014 GBP
0.01p ordinary Purchase 246,351 3.4972 GBP
0.01p ordinary Sale 33 3.4860 GBP
0.01p ordinary Sale 350 3.5040 GBP
0.01p ordinary Sale 490 3.5059 GBP
0.01p ordinary Sale 993 3.4961 GBP
0.01p ordinary Sale 1,744 3.4888 GBP
0.01p ordinary Sale 3,261 3.5000 GBP
0.01p ordinary Sale 5,661 3.5002 GBP
0.01p ordinary Sale 10,532 3.4932 GBP
0.01p ordinary Sale 26,533 3.4963 GBP
0.01p ordinary Sale 38,523 3.4943 GBP
0.01p ordinary Sale 101,220 3.5019 GBP
0.01p ordinary Sale 132,562 3.5006 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
0.01p ordinary SWAP Long 133 3.4964 GBP
0.01p ordinary CFD Long 490 3.5059 GBP
0.01p ordinary CFD Long 1,744 3.4888 GBP
0.01p ordinary CFD Long 5,000 3.4990 GBP
0.01p ordinary SWAP Long 11,984 3.4960 GBP
0.01p ordinary SWAP Long 14,815 3.4926 GBP
0.01p ordinary SWAP Long 34,240 3.4947 GBP
0.01p ordinary CFD Short 1,188 3.5061 GBP
0.01p ordinary SWAP Short 1,886 3.4950 GBP
0.01p ordinary SWAP Short 9,665 3.4960 GBP
0.01p ordinary CFD Short 9,882 3.4937 GBP
0.01p ordinary CFD Short 17,971 3.5016 GBP
0.01p ordinary SWAP Short 19,906 3.4935 GBP
0.01p ordinary CFD Short 26,352 3.5020 GBP
0.01p ordinary SWAP Short 28,366 3.4977 GBP
0.01p ordinary SWAP Short 64,393 3.4963 GBP
0.01p ordinary CFD Short 76,633 3.5009 GBP
0.01p ordinary CFD Short 84,855 3.4962 GBP
0.01p ordinary CFD Short 94,830 3.4974 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 7 Jun 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 648941
Time of Receipt (offset from UTC): 20180607T125305+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC