Form 8.3 - VIRGIN MONEY HOLDINGS (UK) PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose VIRGIN MONEY HOLDINGS (UK) PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 05 June 2018
(f) In addition to the company in 1(c) above, is the discloser making NO
  disclosures in respect of any other party to the offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       0.01p ordinary
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 4,257,952 0.96% 1,260,097 0.28%
           
(2) Cash-settled derivatives:
192,675 0.04% 3,667,274 0.82%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 4,450,627 1.00% 4,927,371 1.11%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
0.01p ordinary Purchase 87 3.4810 GBP
0.01p ordinary Purchase 250 3.4699 GBP
0.01p ordinary Purchase 1,168 3.4744 GBP
0.01p ordinary Purchase 1,350 3.4780 GBP
0.01p ordinary Purchase 4,000 3.4736 GBP
0.01p ordinary Purchase 4,317 3.4771 GBP
0.01p ordinary Purchase 10,883 3.4747 GBP
0.01p ordinary Purchase 11,013 3.4428 GBP
0.01p ordinary Purchase 29,224 3.4487 GBP
0.01p ordinary Purchase 52,921 3.4697 GBP
0.01p ordinary Purchase 76,770 3.4430 GBP
0.01p ordinary Purchase 96,555 3.4723 GBP
0.01p ordinary Purchase 109,745 3.4714 GBP
0.01p ordinary Purchase 495,013 3.4657 GBP
0.01p ordinary Purchase 606,426 3.4567 GBP
0.01p ordinary Sale 100 3.4730 GBP
0.01p ordinary Sale 176 3.4720 GBP
0.01p ordinary Sale 1,168 3.4648 GBP
0.01p ordinary Sale 1,611 3.4676 GBP
0.01p ordinary Sale 2,066 3.4700 GBP
0.01p ordinary Sale 3,052 3.4722 GBP
0.01p ordinary Sale 6,022 3.4699 GBP
0.01p ordinary Sale 11,179 3.4659 GBP
0.01p ordinary Sale 13,838 3.4727 GBP
0.01p ordinary Sale 16,107 3.4747 GBP
0.01p ordinary Sale 21,443 3.4741 GBP
0.01p ordinary Sale 24,285 3.4431 GBP
0.01p ordinary Sale 25,661 3.4715 GBP
0.01p ordinary Sale 27,694 3.4746 GBP
0.01p ordinary Sale 33,399 3.4718 GBP
0.01p ordinary Sale 36,325 3.4427 GBP
0.01p ordinary Sale 58,180 3.4430 GBP
0.01p ordinary Sale 65,149 3.4693 GBP
0.01p ordinary Sale 70,307 3.4675 GBP
0.01p ordinary Sale 75,216 3.4736 GBP
0.01p ordinary Sale 168,020 3.4702 GBP
0.01p ordinary Sale 345,783 3.4471 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
0.01p ordinary CFD Long 100 3.4697 GBP
0.01p ordinary SWAP Long 100 3.4710 GBP
0.01p ordinary SWAP Long 100 3.4729 GBP
0.01p ordinary CFD Long 1,168 3.4648 GBP
0.01p ordinary CFD Long 1,500 3.4716 GBP
0.01p ordinary CFD Long 2,066 3.4700 GBP
0.01p ordinary CFD Long 5,000 3.4606 GBP
0.01p ordinary CFD Long 5,000 3.4609 GBP
0.01p ordinary CFD Long 5,000 3.4657 GBP
0.01p ordinary CFD Long 5,000 3.4706 GBP
0.01p ordinary CFD Long 10,000 3.4714 GBP
0.01p ordinary SWAP Long 12,669 3.4490 GBP
0.01p ordinary CFD Long 20,000 3.4766 GBP
0.01p ordinary CFD Long 27,694 3.4746 GBP
0.01p ordinary CFD Long 31,492 3.4718 GBP
0.01p ordinary CFD Long 36,325 3.4427 GBP
0.01p ordinary SWAP Long 38,726 3.4701 GBP
0.01p ordinary CFD Long 45,000 3.4726 GBP
0.01p ordinary SWAP Long 46,098 3.4724 GBP
0.01p ordinary SWAP Long 68,438 3.4430 GBP
0.01p ordinary SWAP Long 68,438 3.4430 GBP
0.01p ordinary CFD Long 75,216 3.4736 GBP
0.01p ordinary SWAP Short 1,686 3.4712 GBP
0.01p ordinary CFD Short 5,000 3.4793 GBP
0.01p ordinary CFD Short 20,071 3.4429 GBP
0.01p ordinary CFD Short 37,134 3.4794 GBP
0.01p ordinary SWAP Short 39,822 3.4737 GBP
0.01p ordinary CFD Short 41,488 3.4744 GBP
0.01p ordinary CFD Short 68,683 3.4430 GBP
0.01p ordinary SWAP Short 68,683 3.4430 GBP
0.01p ordinary SWAP Short 106,868 3.4534 GBP
0.01p ordinary CFD Short 143,068 3.4432 GBP
0.01p ordinary SWAP Short 350,969 3.4622 GBP
0.01p ordinary CFD Short 495,013 3.4657 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 6 Jun 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 648866
Time of Receipt (offset from UTC): 20180606T141208+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC