Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

SHIRE PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

5 June 2018

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 9,453,495 1.03% 3,058,411 0.34%
           
(2) Cash-settled derivatives:
267,400 0.03% 4,983,544 0.55%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 401,700 0.05% 576,700 0.06%
           
(4)
TOTAL: 10,122,595 1.11% 8,618,655 0.95%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(a)   Purchases and sales        
Class of relevant Purchase/sale Number of Price per unit
security   securities  
ADR Purchase 26 159.5899 USD
ADR Purchase 60 159.5400 USD
5p ordinary Purchase 86 39.8475 GBP
5p ordinary Purchase 89 39.6456 GBP
ADR Purchase 100 159.2100 USD
ADR Purchase 100 160.0200 USD
5p ordinary Purchase 113 39.6131 GBP
5p ordinary Purchase 146 39.6800 GBP
5p ordinary Purchase 182 39.6950 GBP
ADR Purchase 200 159.3450 USD
ADR Purchase 200 159.5300 USD
ADR Purchase 300 159.5200 USD
ADR Purchase 300 159.5233 USD
5p ordinary Purchase 327 39.6478 GBP
5p ordinary Purchase 442 39.6925 GBP
ADR Purchase 461 159.6402 USD
ADR Purchase 500 159.4320 USD
5p ordinary Purchase 532 39.6267 GBP
5p ordinary Purchase 657 39.6380 GBP
5p ordinary Purchase 764 39.6845 GBP
ADR Purchase 800 159.3274 USD
5p ordinary Purchase 800 39.7299 GBP
5p ordinary Purchase 809 39.6051 GBP
ADR Purchase 901 159.4983 USD
ADR Purchase 1,000 159.6265 USD
5p ordinary Purchase 1,000 39.6273 GBP
5p ordinary Purchase 1,016 39.7085 GBP
ADR Purchase 1,192 159.6149 USD
ADR Purchase 1,200 159.5441 USD
5p ordinary Purchase 1,762 39.4200 GBP
5p ordinary Purchase 1,821 39.6488 GBP
5p ordinary Purchase 2,381 39.7682 GBP
5p ordinary Purchase 2,768 39.7214 GBP
5p ordinary Purchase 2,811 39.5976 GBP
5p ordinary Purchase 7,067 39.6684 GBP
5p ordinary Purchase 7,213 39.6323 GBP
ADR Purchase 8,264 159.7013 USD
5p ordinary Purchase 9,502 39.7124 GBP
ADR Purchase 9,800 158.8152 USD
5p ordinary Purchase 12,130 39.7316 GBP
ADR Purchase 13,532 159.2603 USD
5p ordinary Purchase 13,893 39.7103 GBP
5p ordinary Purchase 14,063 39.6088 GBP
5p ordinary Purchase 16,932 39.6900 GBP
5p ordinary Purchase 20,239 39.6670 GBP
5p ordinary Purchase 37,606 39.6584 GBP
5p ordinary Purchase 72,672 39.6074 GBP
5p ordinary Purchase 77,199 39.7054 GBP
5p ordinary Purchase 94,276 39.6537 GBP
5p ordinary Sale 9 39.6069 GBP
5p ordinary Sale 11 39.5981 GBP
5p ordinary Sale 14 39.8500 GBP
5p ordinary Sale 14 39.5800 GBP
5p ordinary Sale 15 39.6370 GBP
ADR Sale 26 159.5899 USD
5p ordinary Sale 46 39.8239 GBP
5p ordinary Sale 54 39.6662 GBP
5p ordinary Sale 55 39.5310 GBP
ADR Sale 100 159.4000 USD
ADR Sale 100 159.4800 USD
ADR Sale 102 159.4700 USD
ADR Sale 112 159.1071 USD
5p ordinary Sale 121 39.6058 GBP
5p ordinary Sale 148 39.7364 GBP
5p ordinary Sale 182 39.6950 GBP
5p ordinary Sale 185 39.6064 GBP
ADR Sale 200 159.6550 USD
ADR Sale 200 159.1950 USD
ADR Sale 200 159.3950 USD
5p ordinary Sale 221 39.6925 GBP
5p ordinary Sale 221 39.5789 GBP
ADR Sale 288 159.4200 USD
ADR Sale 300 159.6075 USD
ADR Sale 300 159.4400 USD
ADR Sale 320 159.5930 USD
5p ordinary Sale 323 39.6113 GBP
ADR Sale 360 159.5400 USD
ADR Sale 400 159.6831 USD
5p ordinary Sale 420 39.6004 GBP
5p ordinary Sale 433 39.5721 GBP
ADR Sale 600 159.5416 USD
5p ordinary Sale 600 39.6050 GBP
5p ordinary Sale 884 39.7114 GBP
ADR Sale 1,287 159.4710 USD
ADR Sale 1,400 159.0742 USD
5p ordinary Sale 1,444 39.6470 GBP
5p ordinary Sale 1,462 39.6402 GBP
ADR Sale 1,853 159.6120 USD
5p ordinary Sale 1,863 39.6931 GBP
5p ordinary Sale 1,940 39.6009 GBP
5p ordinary Sale 2,405 39.6733 GBP
ADR Sale 2,892 159.5045 USD
5p ordinary Sale 2,908 39.5196 GBP
ADR Sale 3,187 159.2667 USD
5p ordinary Sale 4,761 39.6270 GBP
ADR Sale 5,344 159.1504 USD
5p ordinary Sale 5,361 39.6118 GBP
5p ordinary Sale 5,487 39.6152 GBP
5p ordinary Sale 6,085 39.5850 GBP
ADR Sale 9,265 159.6765 USD
ADR Sale 9,800 158.8152 USD
5p ordinary Sale 12,034 39.6234 GBP
5p ordinary Sale 13,082 39.5803 GBP
5p ordinary Sale 19,027 39.6842 GBP
5p ordinary Sale 24,820 39.6429 GBP
5p ordinary Sale 25,154 39.6167 GBP
5p ordinary Sale 30,418 39.6917 GBP
5p ordinary Sale 31,915 39.5980 GBP
5p ordinary Sale 54,748 39.6317 GBP
5p ordinary Sale 66,147 39.6856 GBP
(b)   Cash-settled derivative transactions            
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
5p ordinary SWAP Long 11 39.5980 GBP
5p ordinary CFD Long 15 39.6373 GBP
5p ordinary SWAP Long 54 39.6662 GBP
5p ordinary SWAP Long 55 39.5310 GBP
5p ordinary SWAP Long 58 39.6887 GBP
5p ordinary SWAP Long 186 39.7848 GBP
5p ordinary CFD Long 323 39.6113 GBP
5p ordinary SWAP Long 420 39.6004 GBP
5p ordinary SWAP Long 433 39.5721 GBP
5p ordinary CFD Long 1,085 39.7718 GBP
5p ordinary CFD Long 1,444 39.6470 GBP
5p ordinary SWAP Long 1,532 39.5869 GBP
5p ordinary SWAP Long 1,940 39.6009 GBP
5p ordinary SWAP Long 2,681 39.6926 GBP
5p ordinary CFD Long 6,277 39.6868 GBP
5p ordinary SWAP Long 6,730 39.6623 GBP
5p ordinary CFD Long 19,027 39.6842 GBP
5p ordinary SWAP Long 33,059 39.6885 GBP
5p ordinary SWAP Short 13 39.7053 GBP
5p ordinary SWAP Short 14 39.7900 GBP
5p ordinary SWAP Short 14 39.8378 GBP
5p ordinary SWAP Short 31 39.6651 GBP
5p ordinary SWAP Short 38 39.6065 GBP
5p ordinary CFD Short 86 39.8474 GBP
5p ordinary SWAP Short 89 39.6456 GBP
5p ordinary SWAP Short 113 39.6130 GBP
5p ordinary CFD Short 198 39.7084 GBP
5p ordinary SWAP Short 300 39.6939 GBP
5p ordinary SWAP Short 327 39.6478 GBP
5p ordinary SWAP Short 657 39.6380 GBP
5p ordinary SWAP Short 800 39.7298 GBP
5p ordinary CFD Short 818 39.7085 GBP
5p ordinary SWAP Short 1,726 39.6900 GBP
5p ordinary SWAP Short 1,737 39.7219 GBP
5p ordinary SWAP Short 1,821 39.6488 GBP
5p ordinary SWAP Short 2,691 39.7660 GBP
5p ordinary CFD Short 2,768 39.7214 GBP
5p ordinary SWAP Short 5,139 39.6813 GBP
5p ordinary CFD Short 6,991 39.6760 GBP
5p ordinary CFD Short 9,502 39.7124 GBP
5p ordinary CFD Short 10,032 39.6935 GBP
5p ordinary SWAP Short 10,526 39.6979 GBP
5p ordinary SWAP Short 11,068 39.6254 GBP
5p ordinary CFD Short 11,472 39.7192 GBP
5p ordinary CFD Short 20,239 39.6670 GBP
5p ordinary SWAP Short 73,335 39.7206 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure:  

6 June 2018

Contact name:

Jay Supaya

Telephone number:

020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:  

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

SHIRE PLC

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Purchased -140,000 3500.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
ADR Call Options Purchased 20,700 175.0000 American 20 Jul 2018
ADR Put Options Written 2,100 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Purchased -22,500 170.0000 American 15 Jun 2018
ADR Put Options Purchased -44,000 145.0000 American 19 Oct 2018
ADR Put Options Purchased -400 165.0000 American 17 Jan 2020
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Call Options Purchased 1,600 170.0000 American 19 Oct 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Put Options Written 22,700 155.0000 American 20 Jul 2018
ADR Call Options Purchased 13,500 170.0000 American 15 Jun 2018
ADR Call Options Purchased 3,600 185.0000 American 19 Oct 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Put Options Written 2,900 95.0000 American 20 Jul 2018
ADR Put Options Written 1,000 90.0000 American 18 Jan 2019
ADR Call Options Purchased 600 125.0000 American 18 Jan 2019
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Put Options Written 200 135.0000 American 20 Jul 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Call Options Purchased 100 165.0000 American 15 Jun 2018
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -400 173.0000 American 22 Jun 2018
ADR Call Options Written -900 145.0000 American 20 Jul 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Call Options Purchased 5,800 165.0000 American 20 Jul 2018
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Call Options Written -100 163.0000 American 15 Jun 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -400 115.0000 American 20 Jul 2018
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -1,500 148.0000 American 22 Jun 2018
ADR Call Options Purchased 12,500 163.0000 American 15 Jun 2018
ADR Call Options Purchased 2,200 185.0000 American 18 Jan 2019
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Put Options Written 500 125.0000 American 20 Jul 2018
ADR Call Options Purchased 300 195.0000 American 18 Jan 2019
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 100 173.0000 American 15 Jun 2018
ADR Call Options Written -8,000 180.0000 American 18 Jan 2019
ADR Call Options Written -162,000 165.0000 American 15 Jun 2018
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Call Options Purchased 1,500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 170.0000 American 18 Jan 2019
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Call Options Written -4,300 170.0000 American 20 Jul 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Put Options Purchased -100 150.0000 American 20 Jul 2018
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -300 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Purchased 37,200 160.0000 American 15 Jun 2018
ADR Call Options Purchased 4,200 180.0000 American 20 Jul 2018
ADR Put Options Written 2,800 120.0000 American 18 Jan 2019
ADR Call Options Purchased 1,000 160.0000 American 20 Jul 2018
ADR Call Options Purchased 500 165.0000 American 22 Jun 2018
ADR Call Options Purchased 100 110.0000 American 17 Jan 2020
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,000 175.0000 American 19 Oct 2018
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Put Options Written 4,100 150.0000 American 15 Jun 2018
ADR Call Options Purchased 2,000 150.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 200 145.0000 American 20 Jul 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Call Options Written -2,600 175.0000 American 15 Jun 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Put Options Purchased -1,200 135.0000 American 17 Jan 2020
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 0 Jan 1900

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 648862
Time of Receipt (offset from UTC): 20180606T140323+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC