Form 8.5 (EPT/NON-RI)- INFORMA PLC - Amendment

LONDON--()--

FORM 8.5 (EPT/NON-RI) AMENDMENT TO SALES

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:  

BARCLAYS CAPITAL SECURITIES LTD

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

INFORMA PLC

(c) Name of the party to the offer with which exempt principal trader is connected:  

INFORMA PLC

(d) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

31 May 2018

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES:

UBM PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   0.1p ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 7,852,531 0.95% 7,028,209 0.85%
           
(2) Cash-settled derivatives:
3,175,755 0.39% 2,198,369 0.27%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 11,028,286 1.34% 9,226,578 1.12%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:    
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Total number of   Highest price per unit   Lowest price per unit
security   securities paid/received paid/received
0.1p ordinary Purchase 1,847,211 7.9060 GBP 7.7936 GBP
0.1p ordinary Sale 1,254,618 7.9060 GBP 7.712 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
0.1p ordinary CFD Long 54 7.9061 GBP
0.1p ordinary SWAP Long 113 7.8560 GBP
0.1p ordinary CFD Long 168 7.9060 GBP
0.1p ordinary SWAP Long 200 7.8432 GBP
0.1p ordinary SWAP Long 404 7.8940 GBP
0.1p ordinary SWAP Long 500 7.8742 GBP
0.1p ordinary CFD Long 1,214 7.8411 GBP
0.1p ordinary CFD Long 1,404 7.8695 GBP
0.1p ordinary SWAP Long 1,426 7.8538 GBP
0.1p ordinary CFD Long 1,887 7.8615 GBP
0.1p ordinary SWAP Long 1,943 7.8439 GBP
0.1p ordinary SWAP Long 2,093 7.8920 GBP
0.1p ordinary SWAP Long 2,576 7.8643 GBP
0.1p ordinary SWAP Long 4,846 7.8536 GBP
0.1p ordinary CFD Long 6,787 7.8431 GBP
0.1p ordinary CFD Long 8,514 7.9165 GBP
0.1p ordinary SWAP Long 10,298 7.8436 GBP
0.1p ordinary CFD Long 14,166 7.8713 GBP
0.1p ordinary SWAP Long 14,324 7.8293 GBP
0.1p ordinary SWAP Long 46,543 7.8582 GBP
0.1p ordinary CFD Long 71,118 7.8581 GBP
0.1p ordinary CFD Long 82,921 7.8485 GBP
0.1p ordinary SWAP Long 311,450 7.8788 GBP
0.1p ordinary SWAP Long 315,441 7.8440 GBP
0.1p ordinary CFD Short 231 7.8754 GBP
0.1p ordinary SWAP Short 292 7.8390 GBP
0.1p ordinary CFD Short 397 7.8247 GBP
0.1p ordinary CFD Short 546 7.8210 GBP
0.1p ordinary CFD Short 1,656 7.7936 GBP
0.1p ordinary CFD Short 2,000 7.8476 GBP
0.1p ordinary CFD Short 2,000 7.8687 GBP
0.1p ordinary SWAP Short 2,034 7.8237 GBP
0.1p ordinary CFD Short 3,000 7.9067 GBP
0.1p ordinary CFD Short 12,882 7.8824 GBP
0.1p ordinary CFD Short 16,910 7.8543 GBP
0.1p ordinary SWAP Short 35,651 7.8440 GBP
0.1p ordinary SWAP Short 74,582 7.8418 GBP
0.1p ordinary CFD Short 118,500 7.8378 GBP
0.1p ordinary CFD Short 118,502 7.8446 GBP
0.1p ordinary CFD Short 213,187 7.8785 GBP
0.1p ordinary SWAP Short 495,172 7.8439 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 5 Jun 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 648766
Time of Receipt (offset from UTC): 20180605T102928+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC