Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

SHIRE PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

01 June 2018

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES:

TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 9,416,630 0.98% 3,111,685 0.33%
           
(2) Cash-settled derivatives:
293,848 0.03% 4,765,377 0.52%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 362,200 0.04% 576,700 0.07%
           
(4)
TOTAL: 10,072,678 1.05% 8,453,762 0.93%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:    
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 26 160.6200 USD
5p ordinary Purchase 29 40.3637 GBP
5p ordinary Purchase 60 40.2050 GBP
5p ordinary Purchase 65 40.3400 GBP
ADR Purchase 81 160.7300 USD
ADR Purchase 100 162.1600 USD
ADR Purchase 100 160.6900 USD
ADR Purchase 100 160.7700 USD
ADR Purchase 100 160.8100 USD
ADR Purchase 100 161.4900 USD
5p ordinary Purchase 105 40.1450 GBP
ADR Purchase 129 161.8237 USD
5p ordinary Purchase 135 40.4500 GBP
5p ordinary Purchase 168 40.3275 GBP
ADR Purchase 175 160.7500 USD
5p ordinary Purchase 177 40.2575 GBP
5p ordinary Purchase 178 40.2100 GBP
5p ordinary Purchase 179 40.3325 GBP
5p ordinary Purchase 189 40.5000 GBP
5p ordinary Purchase 190 40.1900 GBP
ADR Purchase 218 161.2370 USD
5p ordinary Purchase 223 40.2550 GBP
ADR Purchase 300 160.9633 USD
ADR Purchase 300 161.6483 USD
5p ordinary Purchase 300 40.5150 GBP
5p ordinary Purchase 337 40.1427 GBP
5p ordinary Purchase 382 40.1434 GBP
ADR Purchase 400 161.7050 USD
ADR Purchase 400 161.2050 USD
ADR Purchase 523 161.5377 USD
5p ordinary Purchase 585 40.4666 GBP
5p ordinary Purchase 600 40.3947 GBP
ADR Purchase 658 160.7468 USD
5p ordinary Purchase 732 40.3500 GBP
ADR Purchase 800 161.3068 USD
ADR Purchase 900 161.5400 USD
ADR Purchase 1,117 161.9233 USD
5p ordinary Purchase 1,344 40.3875 GBP
5p ordinary Purchase 1,399 40.4700 GBP
5p ordinary Purchase 1,598 40.8235 GBP
ADR Purchase 1,800 161.4216 USD
5p ordinary Purchase 1,923 40.4493 GBP
ADR Purchase 2,300 161.4665 USD
ADR Purchase 2,645 161.9054 USD
ADR Purchase 4,088 161.2631 USD
ADR Purchase 4,193 161.8041 USD
ADR Purchase 5,500 161.4017 USD
5p ordinary Purchase 6,528 40.3691 GBP
ADR Purchase 7,584 161.3591 USD
5p ordinary Purchase 9,176 40.1411 GBP
5p ordinary Purchase 10,267 40.3026 GBP
5p ordinary Purchase 10,371 40.4530 GBP
5p ordinary Purchase 11,729 40.3807 GBP
ADR Purchase 14,700 161.3706 USD
5p ordinary Purchase 15,349 40.4870 GBP
5p ordinary Purchase 18,716 40.3927 GBP
5p ordinary Purchase 19,116 40.3891 GBP
ADR Purchase 31,653 161.4660 USD
5p ordinary Purchase 35,646 40.4600 GBP
5p ordinary Purchase 35,671 40.3481 GBP
ADR Purchase 35,757 161.5470 USD
5p ordinary Purchase 39,576 40.3073 GBP
5p ordinary Purchase 43,016 40.4195 GBP
5p ordinary Purchase 63,164 40.3667 GBP
5p ordinary Purchase 72,539 40.4305 GBP
5p ordinary Purchase 373,743 40.4089 GBP
5p ordinary Sale 76 40.5350 GBP
ADR Sale 81 160.7300 USD
ADR Sale 88 161.2300 USD
ADR Sale 100 162.3100 USD
ADR Sale 100 160.9500 USD
ADR Sale 100 161.6800 USD
ADR Sale 100 161.1600 USD
ADR Sale 100 161.4216 USD
5p ordinary Sale 100 40.4600 GBP
ADR Sale 100 160.6100 USD
5p ordinary Sale 133 40.3573 GBP
5p ordinary Sale 168 40.3275 GBP
ADR Sale 175 160.7500 USD
5p ordinary Sale 177 40.2575 GBP
5p ordinary Sale 178 40.2100 GBP
5p ordinary Sale 179 40.3325 GBP
5p ordinary Sale 189 40.5000 GBP
5p ordinary Sale 190 40.1900 GBP
ADR Sale 200 160.6200 USD
ADR Sale 200 161.1150 USD
5p ordinary Sale 200 40.4750 GBP
5p ordinary Sale 223 40.2550 GBP
5p ordinary Sale 277 40.4207 GBP
5p ordinary Sale 280 40.4650 GBP
5p ordinary Sale 371 40.3500 GBP
ADR Sale 400 161.7525 USD
ADR Sale 500 161.5700 USD
ADR Sale 600 161.3075 USD
5p ordinary Sale 610 40.4826 GBP
5p ordinary Sale 626 40.4289 GBP
ADR Sale 658 160.7468 USD
ADR Sale 700 161.2100 USD
ADR Sale 700 160.8357 USD
ADR Sale 1,141 161.4456 USD
5p ordinary Sale 1,363 40.9000 GBP
ADR Sale 1,800 161.6261 USD
5p ordinary Sale 1,919 40.3247 GBP
5p ordinary Sale 2,023 40.4658 GBP
5p ordinary Sale 2,068 40.9700 GBP
5p ordinary Sale 2,136 40.4093 GBP
ADR Sale 2,400 161.5458 USD
ADR Sale 2,800 161.7437 USD
ADR Sale 2,855 161.4262 USD
ADR Sale 3,100 161.2520 USD
ADR Sale 3,300 161.0500 USD
5p ordinary Sale 4,239 40.4445 GBP
5p ordinary Sale 5,294 40.4170 GBP
5p ordinary Sale 5,503 40.4415 GBP
5p ordinary Sale 6,315 40.3755 GBP
ADR Sale 10,200 161.3674 USD
5p ordinary Sale 13,190 40.4279 GBP
ADR Sale 13,900 161.3770 USD
5p ordinary Sale 14,545 40.3347 GBP
5p ordinary Sale 15,010 40.3751 GBP
5p ordinary Sale 15,587 40.3516 GBP
ADR Sale 17,453 161.5398 USD
5p ordinary Sale 34,461 40.4109 GBP
5p ordinary Sale 34,980 40.3508 GBP
5p ordinary Sale 37,749 40.3554 GBP
ADR Sale 52,496 161.5625 USD
5p ordinary Sale 56,503 40.4165 GBP
5p ordinary Sale 74,100 40.3842 GBP
5p ordinary Sale 106,958 40.3562 GBP
5p ordinary Sale 215,731 40.4077 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary SWAP Long 7 40.4357 GBP
5p ordinary SWAP Long 45 40.3235 GBP
5p ordinary SWAP Long 73 40.4824 GBP
5p ordinary SWAP Long 259 40.3917 GBP
5p ordinary SWAP Long 285 40.4652 GBP
5p ordinary SWAP Long 371 40.3500 GBP
5p ordinary SWAP Long 414 40.2879 GBP
5p ordinary CFD Long 1,152 41.0000 GBP
5p ordinary SWAP Long 1,536 40.4100 GBP
5p ordinary SWAP Long 2,068 40.9700 GBP
5p ordinary SWAP Long 5,223 40.4397 GBP
5p ordinary CFD Long 5,503 40.4415 GBP
5p ordinary SWAP Long 8,056 40.4789 GBP
5p ordinary SWAP Long 31,918 40.4243 GBP
5p ordinary CFD Long 44,733 40.3463 GBP
5p ordinary CFD Long 106,958 40.3561 GBP
5p ordinary CFD Short 29 40.3637 GBP
5p ordinary SWAP Short 33 40.3839 GBP
5p ordinary SWAP Short 34 40.3764 GBP
5p ordinary SWAP Short 200 40.3540 GBP
5p ordinary SWAP Short 368 40.3763 GBP
5p ordinary SWAP Short 533 40.3639 GBP
5p ordinary CFD Short 585 40.4666 GBP
5p ordinary SWAP Short 600 40.3947 GBP
5p ordinary CFD Short 700 40.3886 GBP
5p ordinary CFD Short 1,152 41.0000 GBP
5p ordinary CFD Short 1,230 40.2100 GBP
5p ordinary CFD Short 1,344 40.3875 GBP
5p ordinary SWAP Short 1,538 40.3663 GBP
5p ordinary CFD Short 2,500 40.4836 GBP
5p ordinary CFD Short 4,170 40.4987 GBP
5p ordinary SWAP Short 5,013 40.3628 GBP
5p ordinary CFD Short 10,267 40.3026 GBP
5p ordinary CFD Short 10,371 40.4530 GBP
5p ordinary CFD Short 15,095 40.3532 GBP
5p ordinary CFD Short 15,349 40.4870 GBP
5p ordinary SWAP Short 15,530 40.3500 GBP
5p ordinary SWAP Short 26,047 40.3529 GBP
5p ordinary SWAP Short 34,033 40.4949 GBP
5p ordinary SWAP Short 38,304 40.4076 GBP
5p ordinary CFD Short 50,229 40.4601 GBP
5p ordinary SWAP Short 74,938 40.3732 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 4 Jun 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:  

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

SHIRE PLC

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Purchased -140,000 3500.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
ADR Call Options Purchased 20,700 175.0000 American 20 Jul 2018
ADR Put Options Written 2,100 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Put Options Purchased -400 165.0000 American 17 Jan 2020
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Purchased -22,500 170.0000 American 15 Jun 2018
ADR Put Options Purchased -44,000 145.0000 American 19 Oct 2018
ADR Call Options Purchased 1,600 170.0000 American 19 Oct 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Put Options Written 22,700 155.0000 American 20 Jul 2018
ADR Call Options Purchased 13,500 170.0000 American 15 Jun 2018
ADR Call Options Purchased 3,600 185.0000 American 19 Oct 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Put Options Written 2,900 95.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 125.0000 American 18 Jan 2019
ADR Put Options Written 1,000 90.0000 American 18 Jan 2019
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Put Options Written 200 135.0000 American 20 Jul 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Call Options Purchased 100 165.0000 American 15 Jun 2018
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -400 173.0000 American 22 Jun 2018
ADR Call Options Written -900 145.0000 American 20 Jul 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Call Options Purchased 5,800 165.0000 American 20 Jul 2018
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Call Options Written -100 163.0000 American 15 Jun 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -400 115.0000 American 20 Jul 2018
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -1,500 148.0000 American 22 Jun 2018
ADR Call Options Purchased 2,200 185.0000 American 18 Jan 2019
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Put Options Written 500 125.0000 American 20 Jul 2018
ADR Call Options Purchased 300 195.0000 American 18 Jan 2019
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 100 173.0000 American 15 Jun 2018
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Call Options Written -8,000 180.0000 American 18 Jan 2019
ADR Call Options Written -162,000 165.0000 American 15 Jun 2018
ADR Call Options Purchased 1,500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 170.0000 American 18 Jan 2019
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Put Options Purchased -100 150.0000 American 20 Jul 2018
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -300 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -4,300 170.0000 American 20 Jul 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Call Options Purchased 9,800 160.0000 American 15 Jun 2018
ADR Call Options Purchased 4,200 180.0000 American 20 Jul 2018
ADR Put Options Written 2,800 120.0000 American 18 Jan 2019
ADR Call Options Purchased 900 160.0000 American 20 Jul 2018
ADR Call Options Purchased 500 165.0000 American 22 Jun 2018
ADR Call Options Purchased 100 110.0000 American 17 Jan 2020
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,000 175.0000 American 19 Oct 2018
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Put Options Written 4,100 150.0000 American 15 Jun 2018
ADR Call Options Purchased 2,000 150.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 200 145.0000 American 20 Jul 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Put Options Purchased -1,200 135.0000 American 17 Jan 2020
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018
ADR Call Options Written -2,600 175.0000 American 15 Jun 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 648695
Time of Receipt (offset from UTC): 20180604T133329+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC