Form 8.3 - SHIRE PLC - AMENDMENT

LONDON--()--

FORM 8.3

AMENDMENT TO PURCHASES

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 24 May 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 9,592,837 1.05% 3,187,969 0.35%
           
(2) Cash-settled derivatives:
333,318 0.04% 4,873,125 0.53%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 358,200 0.04% 579,300 0.06%
           
(4)
TOTAL: 10,284,355 1.13% 8,640,394 0.94%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
5p ordinary Purchase 71 41.4950 GBP
ADR Purchase 88 164.5909 USD
ADR Purchase 100 164.7450 USD
ADR Purchase 100 165.2800 USD
ADR Purchase 100 164.6200 USD
ADR Purchase 100 164.4900 USD
ADR Purchase 133 164.8080 USD
ADR Purchase 200 164.5900 USD
5p ordinary Purchase 200 41.1250 GBP
ADR Purchase 200 164.6298 USD
5p ordinary Purchase 221 41.4383 GBP
5p ordinary Purchase 268 41.4912 GBP
ADR Purchase 300 164.6400 USD
ADR Purchase 300 164.5550 USD
ADR Purchase 300 164.7100 USD
ADR Purchase 300 164.6133 USD
5p ordinary Purchase 345 41.4783 GBP
5p ordinary Purchase 389 41.4459 GBP
ADR Purchase 428 164.9357 USD
ADR Purchase 504 164.9263 USD
5p ordinary Purchase 554 41.2764 GBP
5p ordinary Purchase 564 41.1906 GBP
ADR Purchase 584 164.5591 USD
ADR Purchase 688 164.5000 USD
5p ordinary Purchase 805 41.4379 GBP
5p ordinary Purchase 973 41.4727 GBP
5p ordinary Purchase 1,000 41.1150 GBP
ADR Purchase 1,100 164.7490 USD
ADR Purchase 1,500 164.5893 USD
5p ordinary Purchase 1,603 41.1860 GBP
ADR Purchase 2,021 164.7737 USD
5p ordinary Purchase 2,100 41.3153 GBP
ADR Purchase 2,500 164.5953 USD
5p ordinary Purchase 2,741 41.2301 GBP
ADR Purchase 2,813 164.7274 USD
5p ordinary Purchase 3,093 41.2363 GBP
ADR Purchase 3,200 164.7617 USD
5p ordinary Purchase 3,898 41.3338 GBP
ADR Purchase 4,080 164.7233 USD
ADR Purchase 4,200 164.7819 USD
5p ordinary Purchase 4,978 41.1853 GBP
ADR Purchase 5,713 164.8688 USD
ADR Purchase 7,344 164.8492 USD
5p ordinary Purchase 7,611 41.3782 GBP
5p ordinary Purchase 11,449 41.2642 GBP
5p ordinary Purchase 12,133 41.2568 GBP
5p ordinary Purchase 12,414 41.1810 GBP
5p ordinary Purchase 12,981 41.1370 GBP
5p ordinary Purchase 14,087 41.0300 GBP
ADR Purchase 24,885 164.8339 USD
5p ordinary Purchase 33,411 41.0886 GBP
5p ordinary Purchase 35,497 41.2410 GBP
5p ordinary Purchase 36,301 41.4937 GBP
ADR Purchase 91,035 164.7725 USD
5p ordinary Purchase 188,645 41.1190 GBP
ADR Sale 4 164.6100 USD
5p ordinary Sale 48 41.4166 GBP
5p ordinary Sale 51 41.2968 GBP
ADR Sale 84 164.5900 USD
ADR Sale 100 164.4000 USD
ADR Sale 100 165.1775 USD
5p ordinary Sale 159 41.3264 GBP
5p ordinary Sale 163 41.3512 GBP
ADR Sale 200 164.7150 USD
5p ordinary Sale 234 41.0500 GBP
ADR Sale 286 164.8295 USD
ADR Sale 307 164.7869 USD
ADR Sale 400 164.4275 USD
5p ordinary Sale 429 41.3580 GBP
5p ordinary Sale 600 41.4099 GBP
ADR Sale 622 164.8038 USD
5p ordinary Sale 636 41.1293 GBP
5p ordinary Sale 713 41.1277 GBP
5p ordinary Sale 757 41.1273 GBP
5p ordinary Sale 773 41.2089 GBP
ADR Sale 1,000 164.8160 USD
ADR Sale 1,000 164.8260 USD
5p ordinary Sale 1,059 41.1123 GBP
ADR Sale 1,100 164.8645 USD
ADR Sale 1,200 165.0564 USD
ADR Sale 1,265 164.9307 USD
ADR Sale 1,272 164.5000 USD
ADR Sale 1,300 164.8392 USD
ADR Sale 1,400 164.8830 USD
ADR Sale 1,443 164.7926 USD
ADR Sale 1,568 164.8101 USD
ADR Sale 1,700 164.6920 USD
ADR Sale 2,200 164.7231 USD
5p ordinary Sale 2,978 41.0843 GBP
ADR Sale 3,000 164.6988 USD
ADR Sale 3,000 164.6720 USD
ADR Sale 3,400 164.7261 USD
ADR Sale 4,595 164.7996 USD
ADR Sale 5,000 164.5953 USD
5p ordinary Sale 5,065 41.1849 GBP
ADR Sale 5,168 164.7988 USD
5p ordinary Sale 5,505 41.4281 GBP
5p ordinary Sale 5,858 41.4943 GBP
ADR Sale 7,509 164.7865 USD
5p ordinary Sale 10,089 41.4872 GBP
5p ordinary Sale 12,553 41.2624 GBP
ADR Sale 16,950 164.7966 USD
5p ordinary Sale 17,255 41.2520 GBP
5p ordinary Sale 18,555 41.4547 GBP
5p ordinary Sale 19,738 41.1913 GBP
5p ordinary Sale 20,702 41.0318 GBP
5p ordinary Sale 24,157 41.0685 GBP
5p ordinary Sale 34,510 41.4880 GBP
ADR Sale 36,032 164.8243 USD
5p ordinary Sale 67,954 41.1708 GBP
NB: The below transactions which were previously disclosed have been cancelled    
Class of relevant Purchase/sale Number of Price per unit
security   securities  
ADR Purchase 182,070 164.7725 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary CFD Long 48 41.4166 GBP
5p ordinary CFD Long 51 41.2968 GBP
5p ordinary SWAP Long 86 41.1200 GBP
5p ordinary SWAP Long 105 41.4782 GBP
5p ordinary SWAP Long 197 41.2642 GBP
5p ordinary SWAP Long 769 41.2566 GBP
5p ordinary SWAP Long 1,056 41.5650 GBP
5p ordinary CFD Long 15,300 41.1253 GBP
5p ordinary CFD Long 15,765 41.0267 GBP
5p ordinary SWAP Long 17,255 41.2520 GBP
5p ordinary CFD Long 19,738 41.1913 GBP
5p ordinary SWAP Long 34,510 41.4880 GBP
5p ordinary SWAP Short 106 41.2240 GBP
5p ordinary CFD Short 445 41.4052 GBP
5p ordinary SWAP Short 767 41.3235 GBP
5p ordinary CFD Short 1,197 41.0336 GBP
5p ordinary SWAP Short 1,871 41.0350 GBP
5p ordinary CFD Short 2,100 41.3153 GBP
5p ordinary SWAP Short 2,642 41.2815 GBP
5p ordinary CFD Short 3,898 41.3338 GBP
5p ordinary CFD Short 11,449 41.2642 GBP
5p ordinary CFD Short 12,981 41.1369 GBP
5p ordinary SWAP Short 14,786 41.2065 GBP
5p ordinary SWAP Short 26,229 41.1072 GBP
5p ordinary CFD Short 30,076 41.2863 GBP
5p ordinary SWAP Short 66,432 41.0300 GBP
5p ordinary SWAP Short 80,810 41.1666 GBP
5p ordinary SWAP Expires 24/06/2019 Short 150,000 42.3231 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Purchasing 22,700 175 USD American 20 Jul 2018 1.6991 USD
ADR Call Options Purchasing 100 185 USD American 19 Oct 2018 2.3000 USD
ADR Put Options Purchasing 500 165 USD American 1 Jun 2018 1.8700 USD
ADR Put Options Selling 22,700 155 USD American 20 Jul 2018 2.1433 USD
ADR Put Options Selling 500 160 USD American 1 Jun 2018 0.4200 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 1 Jun 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Purchased -140,000 3500.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 20,700 175.0000 American 20 Jul 2018
ADR Put Options Written 2,100 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Put Options Purchased -400 165.0000 American 17 Jan 2020
ADR Put Options Purchased -22,500 170.0000 American 15 Jun 2018
ADR Put Options Purchased -44,000 145.0000 American 19 Oct 2018
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Call Options Purchased 1,600 170.0000 American 19 Oct 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Put Options Purchased -2,300 170.0000 American 25 May 2018
ADR Call Options Purchased 1,100 125.0000 American 18 Jan 2019
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Call Options Purchased 300 160.0000 American 25 May 2018
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Put Options Written 200 135.0000 American 20 Jul 2018
ADR Put Options Written 22,700 155.0000 American 20 Jul 2018
ADR Call Options Purchased 11,700 170.0000 American 15 Jun 2018
ADR Call Options Purchased 3,600 185.0000 American 19 Oct 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Put Options Written 2,900 95.0000 American 20 Jul 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Call Options Purchased 100 165.0000 American 15 Jun 2018
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -400 173.0000 American 22 Jun 2018
ADR Call Options Written -900 145.0000 American 20 Jul 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Call Options Purchased 2,000 165.0000 American 20 Jul 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -400 115.0000 American 20 Jul 2018
ADR Put Options Purchased -600 165.0000 American 1 Jun 2018
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -1,500 148.0000 American 22 Jun 2018
ADR Put Options Written 1,400 135.0000 American 25 May 2018
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Put Options Written 500 125.0000 American 20 Jul 2018
ADR Call Options Purchased 300 195.0000 American 18 Jan 2019
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 2,200 185.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 1 Jun 2018
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Call Options Written -162,000 165.0000 American 15 Jun 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Call Options Written -8,000 180.0000 American 18 Jan 2019
ADR Call Options Purchased 1,500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 170.0000 American 18 Jan 2019
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Put Options Written 200 150.0000 American 20 Jul 2018
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -300 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -4,200 170.0000 American 20 Jul 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Call Options Purchased 900 160.0000 American 20 Jul 2018
ADR Call Options Purchased 500 165.0000 American 22 Jun 2018
ADR Call Options Purchased 9,800 160.0000 American 15 Jun 2018
ADR Call Options Purchased 4,200 180.0000 American 20 Jul 2018
ADR Put Options Written 2,800 120.0000 American 18 Jan 2019
ADR Call Options Purchased 100 110.0000 American 17 Jan 2020
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,000 175.0000 American 19 Oct 2018
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Put Options Written 500 160.0000 American 1 Jun 2018
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 200 145.0000 American 20 Jul 2018
ADR Put Options Written 200 110.0000 American 25 May 2018
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Put Options Written 4,100 150.0000 American 15 Jun 2018
ADR Call Options Purchased 2,000 150.0000 American 17 Jan 2020
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Put Options Purchased -1,200 135.0000 American 17 Jan 2020
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018
ADR Call Options Written -2,600 175.0000 American 15 Jun 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 648656
Time of Receipt (offset from UTC): 20180601T162153+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC