Form 8.3 - SIBANYE GOLD LIMITED

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SIBANYE GOLD LIMITED
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 31 May 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer?
    LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       Ordinary npv            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 111,392 0.00% 2,591,708 0.11%
           
(2) Cash-settled derivatives:
214,864 0.01% 47,206,949 2.08%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 326,256 0.01% 49,798,657 2.19%
 
Class of relevant security:   Convertible Bond XS1689727920      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 6,400,000 1.42% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 6,400,000 1.42% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 7,200 2.5835 USD
ADR Purchase 10,900 2.5902 USD
ADR Purchase 19,500 2.5998 USD
ADR Purchase 63,442 2.5997 USD
ADR Purchase 80,120 2.5965 USD
ADR Purchase 97,647 2.5883 USD
ADR Purchase 128,200 2.5875 USD
ADR Purchase 311,302 2.5878 USD
ADR Sale 300 2.5800 USD
ADR Sale 1,400 2.6100 USD
ADR Sale 1,600 2.5715 USD
ADR Sale 2,100 2.5971 USD
ADR Sale 2,810 2.5804 USD
ADR Sale 3,400 2.5711 USD
ADR Sale 3,500 2.6028 USD
ADR Sale 3,904 2.6061 USD
ADR Sale 5,300 2.5730 USD
ADR Sale 6,400 2.5907 USD
ADR Sale 9,490 2.5784 USD
ADR Sale 11,700 2.5858 USD
ADR Sale 16,500 2.5891 USD
ADR Sale 19,500 2.5998 USD
ADR Sale 23,000 2.5975 USD
ADR Sale 37,496 2.5895 USD
ADR Sale 42,500 2.5875 USD
Ordinary npv Sale 63,398 8.0000 ZAR
ADR Sale 139,956 2.5799 USD
ADR Sale 146,246 2.5937 USD
ADR Sale 241,209 2.5940 USD
Ordinary npv Sale 300,000 7.8900 ZAR
Ordinary npv Sale 1,152,000 8.1012 ZAR
Convertible Bond Sale 3,000,000 73.2500 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
Ordinary npv CFD Long 2,725 8.1176 ZAR
Ordinary npv CFD Long 16,777 8.1167 ZAR
Ordinary npv CFD Long 35,721 8.1519 ZAR
Ordinary npv CFD Long 36,475 8.0780 ZAR
Ordinary npv CFD Long 816,655 8.0292 ZAR
Ordinary npv CFD Short 23,731 8.0322 ZAR
Ordinary npv CFD Short 153,590 8.0037 ZAR
Ordinary npv CFD Short 352,767 7.8912 ZAR
Ordinary npv CFD Short 518,793 8.0507 ZAR
Ordinary npv CFD Short 1,011,751 8.0319 ZAR
Ordinary npv CFD Short 20,220,627 7.8922 ZAR
Ordinary npv CFD Short 25,431,078 7.8931 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 1 Jun 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 648621
Time of Receipt (offset from UTC): 20180601T130645+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC