Form 8.5 (EPT/NON-RI) - INFORMA PLC - Amendment

LONDON--()--

FORM 8.5 (EPT/NON-RI) - AMENDMENT TO SALES AND PURCHASES

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:  

BARCLAYS CAPITAL SECURITIES LTD

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

INFORMA PLC

(c) Name of the party to the offer with which exempt principal trader is connected:  

INFORMA PLC

(d) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

09 May 2018

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES:

UBM PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   0.1p ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 5,469,280 0.66% 2,970,838 0.36%
           
(2) Cash-settled derivatives:
198,539 0.02% 2,755,072 0.33%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 5,667,819 0.68% 5,725,910 0.69%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:    
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Total number of   Highest price per unit   Lowest price per unit
security   securities paid/received paid/received
0.1p ordinary Purchase 1,080,984 7.6063 GBP 7.5414 GBP
0.1p ordinary Sale 640,241 7.5809 GBP 7.5518 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
0.1p ordinary CFD Long 167 7.5517 GBP
0.1p ordinary CFD Long 188 7.5773 GBP
0.1p ordinary SWAP Long 381 7.5554 GBP
0.1p ordinary CFD Long 754 7.5518 GBP
0.1p ordinary SWAP Long 1,242 7.5763 GBP
0.1p ordinary CFD Long 2,007 7.5584 GBP
0.1p ordinary CFD Long 2,558 7.5734 GBP
0.1p ordinary SWAP Long 7,637 7.5651 GBP
0.1p ordinary SWAP Long 8,234 7.5576 GBP
0.1p ordinary CFD Long 12,919 7.5735 GBP
0.1p ordinary SWAP Long 15,914 7.5738 GBP
0.1p ordinary SWAP Long 31,827 7.5809 GBP
0.1p ordinary SWAP Long 132,287 7.5580 GBP
0.1p ordinary CFD Short 89 7.5741 GBP
0.1p ordinary CFD Short 104 7.5541 GBP
0.1p ordinary CFD Short 106 7.5346 GBP
0.1p ordinary CFD Short 188 7.5579 GBP
0.1p ordinary SWAP Short 328 7.5543 GBP
0.1p ordinary SWAP Short 539 7.5300 GBP
0.1p ordinary SWAP Short 650 7.5710 GBP
0.1p ordinary SWAP Short 800 7.5583 GBP
0.1p ordinary CFD Short 1,485 7.5538 GBP
0.1p ordinary SWAP Short 1,591 7.5580 GBP
0.1p ordinary CFD Short 2,550 7.5469 GBP
0.1p ordinary CFD Short 9,493 7.5573 GBP
0.1p ordinary CFD Short 11,241 7.5551 GBP
0.1p ordinary CFD Short 12,867 7.5593 GBP
0.1p ordinary CFD Short 13,664 7.5555 GBP
0.1p ordinary SWAP Short 16,500 7.5587 GBP
0.1p ordinary CFD Short 19,121 7.5760 GBP
0.1p ordinary CFD Short 22,749 7.5586 GBP
0.1p ordinary CFD Short 27,448 7.5602 GBP
0.1p ordinary CFD Short 27,845 7.5527 GBP
0.1p ordinary CFD Short 33,200 7.5461 GBP
0.1p ordinary SWAP Short 38,700 7.5571 GBP
0.1p ordinary CFD Short 71,130 7.5532 GBP
0.1p ordinary SWAP Short 117,839 7.5576 GBP
0.1p ordinary CFD Short 129,801 7.5639 GBP
0.1p ordinary SWAP Short 129,801 7.5639 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 1 Jun 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 648594
Time of Receipt (offset from UTC): 20180601T084524+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC