Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 30 May 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 9,429,465 1.03% 3,148,019 0.35%
           
(2) Cash-settled derivatives:
369,323 0.04% 4,820,609 0.53%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 357,200 0.04% 577,300 0.06%
           
 
TOTAL: 10,155,988 1.11% 8,545,928 0.94%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 34 164.0901 USD
5p ordinary Purchase 34 40.7325 GBP
5p ordinary Purchase 50 40.6536 GBP
5p ordinary Purchase 67 40.6650 GBP
ADR Purchase 68 162.6000 USD
5p ordinary Purchase 71 40.9850 GBP
5p ordinary Purchase 73 40.7800 GBP
ADR Purchase 100 162.3900 USD
ADR Purchase 100 164.4500 USD
ADR Purchase 100 164.4000 USD
ADR Purchase 100 164.2800 USD
ADR Purchase 100 164.1150 USD
ADR Purchase 100 163.8700 USD
ADR Purchase 100 162.4000 USD
ADR Purchase 100 162.3600 USD
ADR Purchase 164 164.5300 USD
5p ordinary Purchase 194 40.8550 GBP
ADR Purchase 199 164.1224 USD
ADR Purchase 200 162.4050 USD
ADR Purchase 200 162.3850 USD
ADR Purchase 200 164.0825 USD
5p ordinary Purchase 236 40.7688 GBP
5p ordinary Purchase 251 40.9400 GBP
5p ordinary Purchase 289 40.6910 GBP
ADR Purchase 296 162.4031 USD
ADR Purchase 300 163.1500 USD
ADR Purchase 300 164.0566 USD
5p ordinary Purchase 303 40.8403 GBP
ADR Purchase 400 162.9250 USD
5p ordinary Purchase 500 40.8564 GBP
5p ordinary Purchase 505 40.8262 GBP
5p ordinary Purchase 515 40.7300 GBP
5p ordinary Purchase 621 40.6410 GBP
5p ordinary Purchase 625 40.8100 GBP
ADR Purchase 825 163.4412 USD
ADR Purchase 900 163.8405 USD
ADR Purchase 1,004 162.4110 USD
5p ordinary Purchase 1,180 40.7400 GBP
5p ordinary Purchase 1,663 40.9767 GBP
ADR Purchase 2,100 163.5958 USD
ADR Purchase 2,368 163.3054 USD
5p ordinary Purchase 2,541 40.8016 GBP
ADR Purchase 2,900 163.6538 USD
5p ordinary Purchase 3,001 40.9680 GBP
ADR Purchase 3,239 164.1900 USD
ADR Purchase 3,268 163.0446 USD
ADR Purchase 3,587 163.5741 USD
ADR Purchase 3,980 163.2571 USD
5p ordinary Purchase 4,080 41.0800 GBP
5p ordinary Purchase 5,320 40.8368 GBP
5p ordinary Purchase 6,118 40.6607 GBP
5p ordinary Purchase 7,169 40.8175 GBP
5p ordinary Purchase 9,815 40.8298 GBP
5p ordinary Purchase 11,988 40.7203 GBP
5p ordinary Purchase 15,525 40.7764 GBP
5p ordinary Purchase 16,467 40.7540 GBP
ADR Purchase 20,948 163.2128 USD
5p ordinary Purchase 27,043 41.0462 GBP
5p ordinary Purchase 28,368 41.0765 GBP
5p ordinary Purchase 93,215 40.7700 GBP
5p ordinary Purchase 207,376 40.7952 GBP
5p ordinary Sale 8 40.8012 GBP
5p ordinary Sale 9 40.8019 GBP
5p ordinary Sale 16 40.8221 GBP
5p ordinary Sale 34 40.7325 GBP
ADR Sale 34 164.0901 USD
ADR Sale 68 162.6000 USD
ADR Sale 100 164.1150 USD
5p ordinary Sale 152 40.7550 GBP
ADR Sale 200 162.6100 USD
5p ordinary Sale 206 40.8015 GBP
5p ordinary Sale 243 40.8256 GBP
5p ordinary Sale 273 40.6770 GBP
ADR Sale 300 163.8433 USD
5p ordinary Sale 323 40.8209 GBP
5p ordinary Sale 355 40.8229 GBP
ADR Sale 364 164.4723 USD
ADR Sale 600 163.7550 USD
ADR Sale 700 164.1342 USD
ADR Sale 700 163.0071 USD
ADR Sale 900 163.4022 USD
5p ordinary Sale 912 40.9484 GBP
5p ordinary Sale 948 40.6444 GBP
5p ordinary Sale 1,128 40.7616 GBP
ADR Sale 1,300 163.5830 USD
5p ordinary Sale 1,377 40.8331 GBP
5p ordinary Sale 1,453 40.7492 GBP
ADR Sale 1,600 163.7114 USD
ADR Sale 1,700 163.9976 USD
5p ordinary Sale 1,839 40.8443 GBP
ADR Sale 1,900 163.4469 USD
ADR Sale 2,000 162.4025 USD
5p ordinary Sale 3,063 40.8136 GBP
ADR Sale 3,738 164.1900 USD
ADR Sale 4,367 163.2306 USD
5p ordinary Sale 8,625 40.7555 GBP
5p ordinary Sale 13,791 40.7436 GBP
5p ordinary Sale 20,168 41.0800 GBP
5p ordinary Sale 27,259 41.0818 GBP
ADR Sale 27,409 163.2028 USD
5p ordinary Sale 30,428 40.9476 GBP
5p ordinary Sale 31,778 41.0350 GBP
5p ordinary Sale 34,510 40.7667 GBP
5p ordinary Sale 62,345 40.5946 GBP
5p ordinary Sale 71,118 40.7635 GBP
5p ordinary Sale 86,275 40.8002 GBP
5p ordinary Sale 133,977 40.7568 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary SWAP Long 16 40.8221 GBP
5p ordinary SWAP Long 105 40.7882 GBP
5p ordinary SWAP Long 193 40.6295 GBP
5p ordinary SWAP Long 199 40.8497 GBP
5p ordinary CFD Long 243 40.8256 GBP
5p ordinary SWAP Long 323 40.8209 GBP
5p ordinary SWAP Long 475 41.0096 GBP
5p ordinary CFD Long 1,800 40.9362 GBP
5p ordinary SWAP Long 2,418 40.8638 GBP
5p ordinary SWAP Long 34,510 40.7667 GBP
5p ordinary SWAP Long 36,667 40.9040 GBP
5p ordinary SWAP Long 86,275 40.8002 GBP
5p ordinary SWAP Short 50 40.6537 GBP
5p ordinary CFD Short 94 40.8261 GBP
5p ordinary SWAP Short 180 41.0818 GBP
5p ordinary SWAP Short 191 40.8851 GBP
5p ordinary SWAP Short 200 41.0841 GBP
5p ordinary SWAP Short 289 40.6910 GBP
5p ordinary CFD Short 411 40.8262 GBP
5p ordinary SWAP Short 528 40.8564 GBP
5p ordinary CFD Short 564 40.9601 GBP
5p ordinary SWAP Short 865 40.9353 GBP
5p ordinary SWAP Short 1,760 40.6988 GBP
5p ordinary SWAP Short 1,890 40.7866 GBP
5p ordinary SWAP Short 4,080 41.0800 GBP
5p ordinary CFD Short 5,320 40.8368 GBP
5p ordinary CFD Short 6,118 40.6607 GBP
5p ordinary CFD Short 9,815 40.8298 GBP
5p ordinary CFD Short 11,988 40.7203 GBP
5p ordinary SWAP Short 14,152 41.0740 GBP
5p ordinary CFD Short 15,525 40.7764 GBP
5p ordinary CFD Short 41,701 40.8079 GBP
5p ordinary SWAP Short 42,020 40.8193 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Purchasing 100 173 USD American 15 Jun 2018 0.4500 USD
ADR Call Options Selling 100 163 USD American 15 Jun 2018 4.3500 USD
ADR Put Options Purchasing 300 150 USD American 20 Jul 2018 1.4500 USD
ADR Put Options Selling 1,000 90 USD American 18 Jan 2019 0.4000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 31 May 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Purchased -140,000 3500.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
ADR Call Options Purchased 20,700 175.0000 American 20 Jul 2018
ADR Put Options Written 2,100 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Put Options Purchased -400 165.0000 American 17 Jan 2020
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Purchased -22,500 170.0000 American 15 Jun 2018
ADR Put Options Purchased -44,000 145.0000 American 19 Oct 2018
ADR Call Options Purchased 1,600 170.0000 American 19 Oct 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Put Options Written 22,700 155.0000 American 20 Jul 2018
ADR Call Options Purchased 11,700 170.0000 American 15 Jun 2018
ADR Call Options Purchased 3,600 185.0000 American 19 Oct 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Put Options Written 2,900 95.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 125.0000 American 18 Jan 2019
ADR Put Options Written 1,000 90.0000 American 18 Jan 2019
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Put Options Written 200 135.0000 American 20 Jul 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Call Options Purchased 100 165.0000 American 15 Jun 2018
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -400 173.0000 American 22 Jun 2018
ADR Call Options Written -900 145.0000 American 20 Jul 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Call Options Purchased 2,000 165.0000 American 20 Jul 2018
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Call Options Written -100 163.0000 American 15 Jun 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -400 115.0000 American 20 Jul 2018
ADR Put Options Purchased -600 165.0000 American 1 Jun 2018
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -1,500 148.0000 American 22 Jun 2018
ADR Call Options Purchased 2,200 185.0000 American 18 Jan 2019
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Put Options Written 500 125.0000 American 20 Jul 2018
ADR Call Options Purchased 300 195.0000 American 18 Jan 2019
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 100 173.0000 American 15 Jun 2018
ADR Put Options Written 100 110.0000 American 1 Jun 2018
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Call Options Written -8,000 180.0000 American 18 Jan 2019
ADR Call Options Written -162,000 165.0000 American 15 Jun 2018
ADR Call Options Purchased 1,500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 170.0000 American 18 Jan 2019
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Put Options Purchased -100 150.0000 American 20 Jul 2018
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -300 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -4,300 170.0000 American 20 Jul 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Call Options Purchased 9,800 160.0000 American 15 Jun 2018
ADR Call Options Purchased 4,200 180.0000 American 20 Jul 2018
ADR Put Options Written 2,800 120.0000 American 18 Jan 2019
ADR Call Options Purchased 900 160.0000 American 20 Jul 2018
ADR Call Options Purchased 500 165.0000 American 22 Jun 2018
ADR Call Options Purchased 100 110.0000 American 17 Jan 2020
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,000 175.0000 American 19 Oct 2018
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Put Options Written 4,100 150.0000 American 15 Jun 2018
ADR Call Options Purchased 2,000 150.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Put Options Written 500 160.0000 American 1 Jun 2018
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 200 145.0000 American 20 Jul 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Put Options Purchased -1,200 135.0000 American 17 Jan 2020
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018
ADR Call Options Written -2,600 175.0000 American 15 Jun 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 648536
Time of Receipt (offset from UTC): 20180531T141625+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC