Form 8.3 - SHIRE PLC - AMENDMENT

LONDON--()--

FORM 8.3 AMENDMENT TO SALES AND PURCHASES

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

SHIRE PLC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 14 May 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   5p ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 8,185,581 0.90% 2,822,717 0.31%
           
(2) Cash-settled derivatives:
298,099 0.03% 4,119,013 0.45%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 356,400 0.04% 665,800 0.07%
           
 
TOTAL: 8,840,080 0.97% 7,607,530 0.83%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 74 169.4400 USD
ADR Purchase 100 168.6900 USD
ADR Purchase 100 168.6300 USD
ADR Purchase 100 168.6800 USD
ADR Purchase 140 168.4971 USD
ADR Purchase 144 168.8586 USD
ADR Purchase 200 168.9900 USD
ADR Purchase 200 168.9300 USD
ADR Purchase 200 168.9875 USD
5p ordinary Purchase 223 41.1977 GBP
5p ordinary Purchase 228 41.4300 GBP
5p ordinary Purchase 235 41.2723 GBP
ADR Purchase 283 168.2395 USD
ADR Purchase 300 168.4241 USD
5p ordinary Purchase 397 41.0138 GBP
ADR Purchase 400 168.8900 USD
ADR Purchase 400 168.8175 USD
5p ordinary Purchase 418 41.0691 GBP
ADR Purchase 476 168.6788 USD
5p ordinary Purchase 595 41.0632 GBP
5p ordinary Purchase 768 41.1299 GBP
5p ordinary Purchase 777 41.4025 GBP
ADR Purchase 800 168.6425 USD
5p ordinary Purchase 823 41.1459 GBP
5p ordinary Purchase 947 41.1492 GBP
ADR Purchase 1,000 168.5310 USD
5p ordinary Purchase 1,091 41.0874 GBP
ADR Purchase 1,372 168.8451 USD
5p ordinary Purchase 1,575 40.8134 GBP
5p ordinary Purchase 1,684 40.9852 GBP
ADR Purchase 2,075 168.5200 USD
5p ordinary Purchase 2,193 40.7687 GBP
5p ordinary Purchase 2,229 41.0367 GBP
ADR Purchase 2,300 168.7571 USD
ADR Purchase 2,522 168.6282 USD
5p ordinary Purchase 3,088 41.0687 GBP
ADR Purchase 3,230 168.6594 USD
5p ordinary Purchase 3,751 41.0273 GBP
ADR Purchase 3,755 168.8691 USD
5p ordinary Purchase 3,855 40.9544 GBP
ADR Purchase 3,944 168.5793 USD
5p ordinary Purchase 4,509 41.0395 GBP
ADR Purchase 4,700 168.6673 USD
ADR Purchase 6,500 168.9262 USD
5p ordinary Purchase 7,228 41.0230 GBP
5p ordinary Purchase 7,912 41.3700 GBP
ADR Purchase 9,000 168.9462 USD
ADR Purchase 11,100 168.8233 USD
5p ordinary Purchase 12,476 40.7919 GBP
5p ordinary Purchase 12,500 41.3347 GBP
ADR Purchase 13,886 168.7226 USD
5p ordinary Purchase 13,958 41.0749 GBP
ADR Purchase 15,742 168.5176 USD
5p ordinary Purchase 21,037 41.0432 GBP
5p ordinary Purchase 6,150 40.9227 GBP
5p ordinary Purchase 14,900 41.2600 GBP
5p ordinary Purchase 34,128 40.8017 GBP
ADR Purchase 42,339 168.7046 USD
5p ordinary Purchase 72,053 41.3049 GBP
5p ordinary Purchase 74,268 41.0978 GBP
5p ordinary Purchase 218,554 41.1676 GBP
ADR Sale 44 169.3101 USD
5p ordinary Sale 51 40.8050 GBP
ADR Sale 74 169.4400 USD
ADR Sale 78 168.3858 USD
ADR Sale 100 167.2100 USD
ADR Sale 100 168.5700 USD
ADR Sale 100 168.7500 USD
ADR Sale 100 168.8400 USD
ADR Sale 100 168.8500 USD
ADR Sale 100 169.0100 USD
ADR Sale 100 170.1100 USD
5p ordinary Sale 160 40.8550 GBP
5p ordinary Sale 170 40.9444 GBP
ADR Sale 200 168.5900 USD
ADR Sale 200 168.9500 USD
ADR Sale 283 168.2395 USD
ADR Sale 300 169.2650 USD
ADR Sale 300 168.9366 USD
5p ordinary Sale 376 40.9721 GBP
ADR Sale 400 168.9900 USD
ADR Sale 400 168.7731 USD
ADR Sale 400 168.9087 USD
5p ordinary Sale 465 41.2092 GBP
5p ordinary Sale 516 40.8006 GBP
5p ordinary Sale 583 41.1642 GBP
ADR Sale 700 168.9571 USD
ADR Sale 700 168.9471 USD
5p ordinary Sale 717 41.4244 GBP
ADR Sale 800 169.0075 USD
ADR Sale 1,018 168.9417 USD
5p ordinary Sale 1,099 40.7995 GBP
ADR Sale 1,182 168.9300 USD
ADR Sale 1,200 169.4866 USD
5p ordinary Sale 1,332 41.0952 GBP
5p ordinary Sale 1,377 41.0750 GBP
ADR Sale 1,446 168.5200 USD
5p ordinary Sale 1,473 40.8108 GBP
ADR Sale 1,500 168.8076 USD
ADR Sale 2,022 168.7682 USD
ADR Sale 2,115 168.6864 USD
5p ordinary Sale 3,009 41.0833 GBP
ADR Sale 3,500 168.6208 USD
5p ordinary Sale 3,656 41.3700 GBP
ADR Sale 3,871 168.4785 USD
ADR Sale 4,500 168.9462 USD
5p ordinary Sale 4,800 41.0507 GBP
5p ordinary Sale 5,000 40.7949 GBP
ADR Sale 5,800 168.7886 USD
ADR Sale 5,800 168.8597 USD
ADR Sale 6,000 168.9125 USD
5p ordinary Sale 7,149 41.2760 GBP
5p ordinary Sale 7,500 41.3811 GBP
ADR Sale 7,583 168.6446 USD
ADR Sale 10,547 168.4749 USD
5p ordinary Sale 12,332 41.0994 GBP
5p ordinary Sale 14,138 41.0756 GBP
5p ordinary Sale 20,000 41.0441 GBP
5p ordinary Sale 25,809 41.3493 GBP
5p ordinary Sale 30,049 41.3073 GBP
ADR Sale 31,011 168.6778 USD
5p ordinary Sale 32,462 40.8018 GBP
ADR Sale 32,708 168.7205 USD
5p ordinary Sale 32,998 40.9100 GBP
5p ordinary Sale 47,733 41.1645 GBP
5p ordinary Sale 51,615 41.1439 GBP
5p ordinary Sale 53,959 41.0234 GBP
5p ordinary Sale 57,533 41.3718 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary SWAP Long 17 41.3682 GBP
5p ordinary SWAP Long 361 41.3700 GBP
5p ordinary CFD Long 376 40.9721 GBP
5p ordinary SWAP Long 1,332 41.0951 GBP
5p ordinary SWAP Long 1,711 40.9707 GBP
5p ordinary CFD Long 2,664 40.9973 GBP
5p ordinary SWAP Long 2,681 41.3514 GBP
5p ordinary SWAP Long 4,246 41.0511 GBP
5p ordinary SWAP Long 5,130 41.0849 GBP
5p ordinary SWAP Long 5,453 41.0236 GBP
5p ordinary CFD Long 7,500 41.3811 GBP
5p ordinary CFD Long 25,809 41.3493 GBP
5p ordinary SWAP Long 44,457 41.1859 GBP
5p ordinary SWAP Short 299 41.1816 GBP
5p ordinary SWAP Short 596 41.2622 GBP
5p ordinary CFD Short 601 41.1522 GBP
5p ordinary CFD Short 1,091 41.0874 GBP
5p ordinary SWAP Short 1,778 41.0757 GBP
5p ordinary CFD Short 2,193 40.7687 GBP
5p ordinary SWAP Short 2,588 41.3700 GBP
5p ordinary SWAP Short 3,027 41.0317 GBP
5p ordinary SWAP Short 5,132 40.9068 GBP
5p ordinary CFD Short 7,228 41.0230 GBP
5p ordinary CFD Short 16,338 41.3733 GBP
5p ordinary SWAP Short 25,442 41.1535 GBP
5p ordinary CFD Short 74,109 41.3637 GBP
5p ordinary CFD Short 74,726 40.9760 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Purchasing 1,800 165 USD American 20 Jul 2018 9.4000 USD
ADR Call Options Purchasing 1,000 170 USD American 18 May 2018 1.1000 USD
ADR Put Options Selling 500 95 USD American 20 Jul 2018 0.1000 USD
ADR Put Options Selling 2,400 158 USD American 18 May 2018 0.0900 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 30 May 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Purchased -140,000 3500.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
5p ordinary Put Options Purchased -100,000 3600.0000 American 18 May 2018
ADR Put Options Written 2,400 165.0000 American 18 May 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Put Options Written 1,300 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Call Options Written -100 160.0000 American 18 May 2018
ADR Call Options Written -200 150.0000 American 18 May 2018
ADR Put Options Purchased -400 165.0000 American 17 Jan 2020
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Call Options Written -2,000 175.0000 American 20 Jul 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Purchased -44,000 145.0000 American 19 Oct 2018
ADR Put Options Written 29,100 150.0000 American 18 May 2018
ADR Call Options Purchased 3,400 170.0000 American 18 May 2018
ADR Call Options Purchased 1,700 170.0000 American 19 Oct 2018
ADR Put Options Written 200 105.0000 American 18 May 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Put Options Purchased -300 170.0000 American 25 May 2018
ADR Call Options Purchased 11,700 170.0000 American 15 Jun 2018
ADR Call Options Purchased 3,500 185.0000 American 19 Oct 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Put Options Written 2,900 95.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 125.0000 American 18 Jan 2019
ADR Put Options Written 1,000 135.0000 American 20 Jul 2018
ADR Call Options Purchased 900 163.0000 American 18 May 2018
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 400 165.0000 American 18 May 2018
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Call Options Purchased 300 160.0000 American 25 May 2018
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Call Options Purchased 100 165.0000 American 15 Jun 2018
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Put Options Purchased -700 135.0000 American 18 May 2018
ADR Call Options Written -900 145.0000 American 20 Jul 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Put Options Written 2,400 158.0000 American 18 May 2018
ADR Call Options Purchased 2,000 165.0000 American 20 Jul 2018
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Put Options Written 200 140.0000 American 18 May 2018
ADR Put Options Purchased -100 165.0000 American 1 Jun 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -1,500 148.0000 American 22 Jun 2018
ADR Call Options Written -1,500 185.0000 American 18 May 2018
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Put Options Written 500 125.0000 American 20 Jul 2018
ADR Call Options Purchased 300 195.0000 American 18 Jan 2019
ADR Call Options Purchased 300 175.0000 American 18 May 2018
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 185.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 1 Jun 2018
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Put Options Purchased -3,000 115.0000 American 18 May 2018
ADR Call Options Written -8,000 180.0000 American 18 Jan 2019
ADR Call Options Written -162,000 165.0000 American 15 Jun 2018
ADR Call Options Purchased 1,500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 170.0000 American 18 Jan 2019
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Put Options Written 200 150.0000 American 20 Jul 2018
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -300 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Call Options Written -900 130.0000 American 18 May 2018
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Call Options Written -2,000 145.0000 American 18 May 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -4,700 170.0000 American 20 Jul 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Call Options Purchased 9,800 160.0000 American 15 Jun 2018
ADR Put Options Written 2,800 120.0000 American 18 Jan 2019
ADR Put Options Written 2,800 95.0000 American 18 May 2018
ADR Call Options Purchased 900 160.0000 American 20 Jul 2018
ADR Call Options Purchased 500 165.0000 American 22 Jun 2018
ADR Put Options Written 200 90.0000 American 18 May 2018
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,000 175.0000 American 19 Oct 2018
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Call Options Written -2,600 140.0000 American 18 May 2018
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Put Options Written 4,100 150.0000 American 15 Jun 2018
ADR Put Options Written 2,800 110.0000 American 18 May 2018
ADR Call Options Purchased 2,400 180.0000 American 18 May 2018
ADR Call Options Purchased 2,000 150.0000 American 17 Jan 2020
ADR Put Options Written 2,000 155.0000 American 18 May 2018
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 300 125.0000 American 18 May 2018
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 200 145.0000 American 20 Jul 2018
ADR Put Options Written 200 110.0000 American 25 May 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Put Options Purchased -1,300 135.0000 American 17 Jan 2020
ADR Call Options Written -1,300 175.0000 American 15 Jun 2018
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 648463
Time of Receipt (offset from UTC): 20180530T152010+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC