Form 8 (DD) - CME GROUP INC

LONDON--()--

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose CME GROUP INC
  relevant securities this form relates:  
(d) Status of person making the disclosure: CONNECTED TO THE OFFEROR
(e) Date position held/dealing undertaken: 29 May 2018
(f) In addition to the company in 1(c) above, is the discloser making NO
  disclosures in respect of any other party to the offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:       USD 0.01 CLASS A COMMON STOCK
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 80,000 0.02% 27,359 0.01%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 203,400 0.06% 380,300 0.11%
           
(4)
TOTAL: 283,400 0.08% 407,659 0.12%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 CLASS A COMMON STOCK Purchase 4 158.7100 USD
USD 0.01 CLASS A COMMON STOCK Purchase 11 159.2999 USD
USD 0.01 CLASS A COMMON STOCK Purchase 24 158.6000 USD
USD 0.01 CLASS A COMMON STOCK Purchase 100 157.8800 USD
USD 0.01 CLASS A COMMON STOCK Purchase 100 157.9400 USD
USD 0.01 CLASS A COMMON STOCK Purchase 120 158.3200 USD
USD 0.01 CLASS A COMMON STOCK Purchase 180 159.0901 USD
USD 0.01 CLASS A COMMON STOCK Purchase 200 158.1400 USD
USD 0.01 CLASS A COMMON STOCK Purchase 224 158.5654 USD
USD 0.01 CLASS A COMMON STOCK Purchase 300 158.2400 USD
USD 0.01 CLASS A COMMON STOCK Purchase 700 158.6485 USD
USD 0.01 CLASS A COMMON STOCK Purchase 700 158.2464 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,200 158.1666 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,318 158.6549 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,456 158.8224 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,489 158.6271 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,976 157.9048 USD
USD 0.01 CLASS A COMMON STOCK Purchase 3,649 158.4343 USD
USD 0.01 CLASS A COMMON STOCK Purchase 3,800 158.4455 USD
USD 0.01 CLASS A COMMON STOCK Purchase 5,500 158.4278 USD
USD 0.01 CLASS A COMMON STOCK Purchase 7,832 158.3229 USD
USD 0.01 CLASS A COMMON STOCK Purchase 30,024 158.2076 USD
USD 0.01 CLASS A COMMON STOCK Purchase 56,457 158.6800 USD
USD 0.01 CLASS A COMMON STOCK Purchase 65,250 158.3241 USD
USD 0.01 CLASS A COMMON STOCK Sale 2 159.2800 USD
USD 0.01 CLASS A COMMON STOCK Sale 15 159.1425 USD
USD 0.01 CLASS A COMMON STOCK Sale 18 158.6200 USD
USD 0.01 CLASS A COMMON STOCK Sale 24 158.6000 USD
USD 0.01 CLASS A COMMON STOCK Sale 25 158.4000 USD
USD 0.01 CLASS A COMMON STOCK Sale 27 157.4500 USD
USD 0.01 CLASS A COMMON STOCK Sale 89 158.7500 USD
USD 0.01 CLASS A COMMON STOCK Sale 100 157.9600 USD
USD 0.01 CLASS A COMMON STOCK Sale 100 158.7600 USD
USD 0.01 CLASS A COMMON STOCK Sale 100 157.8100 USD
USD 0.01 CLASS A COMMON STOCK Sale 100 158.7800 USD
USD 0.01 CLASS A COMMON STOCK Sale 100 159.1100 USD
USD 0.01 CLASS A COMMON STOCK Sale 100 159.1250 USD
USD 0.01 CLASS A COMMON STOCK Sale 100 159.1700 USD
USD 0.01 CLASS A COMMON STOCK Sale 144 158.7377 USD
USD 0.01 CLASS A COMMON STOCK Sale 180 159.0901 USD
USD 0.01 CLASS A COMMON STOCK Sale 200 157.6801 USD
USD 0.01 CLASS A COMMON STOCK Sale 200 159.0050 USD
USD 0.01 CLASS A COMMON STOCK Sale 200 158.6600 USD
USD 0.01 CLASS A COMMON STOCK Sale 257 158.6838 USD
USD 0.01 CLASS A COMMON STOCK Sale 300 158.2400 USD
USD 0.01 CLASS A COMMON STOCK Sale 300 157.7950 USD
USD 0.01 CLASS A COMMON STOCK Sale 300 158.8033 USD
USD 0.01 CLASS A COMMON STOCK Sale 300 158.7666 USD
USD 0.01 CLASS A COMMON STOCK Sale 300 157.7300 USD
USD 0.01 CLASS A COMMON STOCK Sale 300 158.6133 USD
USD 0.01 CLASS A COMMON STOCK Sale 329 158.7627 USD
USD 0.01 CLASS A COMMON STOCK Sale 333 157.7142 USD
USD 0.01 CLASS A COMMON STOCK Sale 376 158.8225 USD
USD 0.01 CLASS A COMMON STOCK Sale 401 158.0440 USD
USD 0.01 CLASS A COMMON STOCK Sale 487 157.8097 USD
USD 0.01 CLASS A COMMON STOCK Sale 869 158.6505 USD
USD 0.01 CLASS A COMMON STOCK Sale 988 157.9048 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,200 158.6525 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,523 157.7469 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,600 158.1515 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,600 158.2712 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,617 158.6616 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,774 158.6046 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,845 157.8980 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,900 158.6423 USD
USD 0.01 CLASS A COMMON STOCK Sale 2,195 158.2427 USD
USD 0.01 CLASS A COMMON STOCK Sale 7,532 158.3135 USD
USD 0.01 CLASS A COMMON STOCK Sale 10,847 158.6357 USD
USD 0.01 CLASS A COMMON STOCK Sale 19,671 158.0632 USD
USD 0.01 CLASS A COMMON STOCK Sale 55,655 158.6800 USD
USD 0.01 CLASS A COMMON STOCK Sale 65,493 158.3303 USD

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security   Purchases/ sales   Total number of securities   Highest price per unit paid/received   Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
USD 0.01 CLASS A COMMON STOCK Call Options Purchasing 400 160 USD American 15 Jun 2018 2.1000 USD
USD 0.01 CLASS A COMMON STOCK Call Options Purchasing 1,000 163 USD American 1 Jun 2018 0.1500 USD
USD 0.01 CLASS A COMMON STOCK Call Options Selling 100 160 USD American 8 Jun 2018 1.4000 USD
USD 0.01 CLASS A COMMON STOCK Call Options Selling 1,000 165 USD American 1 Jun 2018 0.0500 USD
USD 0.01 CLASS A COMMON STOCK Call Options Selling 700 165 USD American 8 Jun 2018 0.2700 USD
USD 0.01 CLASS A COMMON STOCK Call Options Selling 4,200 168 USD American 15 Jun 2018 0.3869 USD
USD 0.01 CLASS A COMMON STOCK Call Options Selling 5,600 175 USD American 20 Jul 2018 0.4500 USD
USD 0.01 CLASS A COMMON STOCK Put Options Purchasing 100 155 USD American 15 Jun 2018 1.7500 USD
USD 0.01 CLASS A COMMON STOCK Put Options Selling 1,000 158 USD American 15 Jun 2018 2.6000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)   YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 30 May 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose CME GROUP INC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 9,800 160.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 2,100 145.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 1,000 160.0000 American 29 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 900 130.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 500 160.0000 American 21 Dec 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 300 165.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 240.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 165.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100 115.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -200 135.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -200 145.0000 American 22 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -500 125.0000 American 21 Dec 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -900 155.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -5,000 65.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 2,500 160.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 2,100 155.0000 American 20 Jul 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 1,700 150.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 1,300 190.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 800 155.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 500 155.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 200 135.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 200 150.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 115.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 100 175.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Call Options Written -100 170.0000 American 20 Jul 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -100 160.0000 American 8 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,500 200.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -2,300 165.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -3,500 85.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -5,000 60.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -7,000 170.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 5,800 170.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 5,700 140.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 1,500 158.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 1,000 163.0000 American 1 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 200 168.0000 American 1 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 150.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 175.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 130.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -100 158.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -500 140.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,000 180.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,000 165.0000 American 1 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,100 95.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,400 145.0000 American 8 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -3,400 175.0000 American 20 Jul 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 9,900 175.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 2,100 145.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 2,000 165.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 1,500 185.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 1,500 140.0000 American 8 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 800 105.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -600 75.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -800 145.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,400 115.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,500 130.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -2,200 90.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -5,600 150.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -8,300 160.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 2,800 130.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 1,000 105.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 700 200.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 200 140.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 200 155.0000 American 22 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 120.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 100 175.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100 125.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100 165.0000 American 21 Dec 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100 153.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -400 180.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -400 145.0000 American 21 Dec 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -400 120.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -700 165.0000 American 8 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -800 130.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,000 110.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100,000 145.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 700 185.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 500 125.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 125.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 100 190.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,500 155.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -4,900 168.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 2,200 170.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 600 155.0000 American 21 Dec 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 400 145.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 200 145.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -100 165.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -300 160.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Call Options Written -500 155.0000 American 20 Jul 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -500 135.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -203,400 150.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,200 100.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -2,300 140.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -3,200 140.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 136,100 160.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 500 220.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 300 153.0000 American 8 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100 70.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100 70.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -200 120.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,100 200.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,600 185.0000 American 18 Jan 2019

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: DCC
Sequence Number: 648433
Time of Receipt (offset from UTC): 20180530T112117+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC