Form 8.3 - SIBANYE GOLD LIMITED

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

SIBANYE GOLD LIMITED

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

24 May 2018

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       Ordinary npv            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 45,092 0.00% 3,021,731 0.13%
           
(2) Cash-settled derivatives:
214,864 0.01% 4,328,633 0.19%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 259,956 0.01% 7,350,364 0.32%
 
Class of relevant security:   Convertible Bond XS1689727920      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 400,000 0.09% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 400,000 0.09% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)   Purchases and sales          
Class of relevant Purchase/sale Number of Price per unit
security   securities  
ADR Purchase 13 2.6300 USD
Ordinary npv Purchase 58 8.0000 ZAR
ADR Purchase 1,213 2.6200 USD
ADR Purchase 1,900 2.6400 USD
ADR Purchase 2,500 2.6150 USD
ADR Purchase 11,700 2.6226 USD
ADR Purchase 49,500 2.6241 USD
ADR Purchase 50,000 2.6219 USD
ADR Purchase 69,900 2.6239 USD
ADR Purchase 1,025,100 2.6237 USD
ADR Sale 500 2.6250 USD
ADR Sale 1,900 2.6400 USD
ADR Sale 2,500 2.6150 USD
ADR Sale 4,826 2.6200 USD
ADR Sale 5,100 2.6234 USD
ADR Sale 9,200 2.6243 USD
ADR Sale 13,600 2.6230 USD
ADR Sale 14,500 2.6235 USD
ADR Sale 27,200 2.6212 USD
ADR Sale 99,630 2.6179 USD
ADR Sale 116,600 2.6239 USD
Ordinary npv Sale 200,000 7.9872 ZAR
ADR Sale 219,139 2.6210 USD
ADR Sale 225,063 2.6258 USD
ADR Sale 472,068 2.6252 USD
Ordinary npv Sale 550,000 8.1000 ZAR
 
(b) Cash-settled derivative transactions      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
Ordinary npv CFD Long 5,278 8.3134 ZAR
Ordinary npv CFD Long 11,006 8.0377 ZAR
Ordinary npv CFD Long 19,675 7.9948 ZAR
Ordinary npv CFD Long 192,728 7.9789 ZAR
Ordinary npv CFD Long 354,368 7.9967 ZAR
Ordinary npv CFD Long 550,000 8.0991 ZAR
Ordinary npv CFD Short 9,449 8.0237 ZAR
Ordinary npv CFD Short 234,015 8.0762 ZAR
Ordinary npv CFD Short 285,942 8.0575 ZAR
Ordinary npv CFD Short 686,496 8.0320 ZAR
Ordinary npv CFD Short 4,170,604 8.0037 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

NO

Date of disclosure:  

25 May 2018

Contact name:

Femi Badmos

Telephone number:

020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 648244
Time of Receipt (offset from UTC): 20180525T131223+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC