Form 8 (DD) - CME GROUP INC

LONDON--()--

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

CME GROUP INC

(d) Status of person making the disclosure:

e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree)

CONNECTED TO THE OFFEROR

(e) Date dealing undertaken:

24 May 2018

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:   USD 0.01 CLASS A COMMON STOCK
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 80,000 0.02% 27,242 0.01%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 204,700 0.06% 371,800 0.11%
           
(4)
TOTAL: 284,700 0.08% 399,042 0.12%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 CLASS A COMMON STOCK Purchase 9 158.7900 USD
USD 0.01 CLASS A COMMON STOCK Purchase 21 158.4100 USD
USD 0.01 CLASS A COMMON STOCK Purchase 30 157.6599 USD
USD 0.01 CLASS A COMMON STOCK Purchase 48 159.8500 USD
USD 0.01 CLASS A COMMON STOCK Purchase 100 160.0900 USD
USD 0.01 CLASS A COMMON STOCK Purchase 100 158.6200 USD
USD 0.01 CLASS A COMMON STOCK Purchase 100 158.4200 USD
USD 0.01 CLASS A COMMON STOCK Purchase 100 158.6000 USD
USD 0.01 CLASS A COMMON STOCK Purchase 100 158.5900 USD
USD 0.01 CLASS A COMMON STOCK Purchase 100 159.9200 USD
USD 0.01 CLASS A COMMON STOCK Purchase 101 159.8894 USD
USD 0.01 CLASS A COMMON STOCK Purchase 110 158.3700 USD
USD 0.01 CLASS A COMMON STOCK Purchase 132 158.3448 USD
USD 0.01 CLASS A COMMON STOCK Purchase 133 158.2207 USD
USD 0.01 CLASS A COMMON STOCK Purchase 200 158.4800 USD
USD 0.01 CLASS A COMMON STOCK Purchase 200 159.0450 USD
USD 0.01 CLASS A COMMON STOCK Purchase 200 159.7800 USD
USD 0.01 CLASS A COMMON STOCK Purchase 200 159.8150 USD
USD 0.01 CLASS A COMMON STOCK Purchase 400 157.9975 USD
USD 0.01 CLASS A COMMON STOCK Purchase 400 157.6899 USD
USD 0.01 CLASS A COMMON STOCK Purchase 430 159.3799 USD
USD 0.01 CLASS A COMMON STOCK Purchase 493 159.0858 USD
USD 0.01 CLASS A COMMON STOCK Purchase 900 159.5911 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,200 159.8415 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,300 159.2680 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,589 158.5324 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,600 159.1485 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,990 159.8505 USD
USD 0.01 CLASS A COMMON STOCK Purchase 2,300 159.7900 USD
USD 0.01 CLASS A COMMON STOCK Purchase 2,901 158.5005 USD
USD 0.01 CLASS A COMMON STOCK Purchase 3,200 159.2835 USD
USD 0.01 CLASS A COMMON STOCK Purchase 3,400 158.8426 USD
USD 0.01 CLASS A COMMON STOCK Purchase 3,900 158.5189 USD
USD 0.01 CLASS A COMMON STOCK Purchase 4,753 159.9580 USD
USD 0.01 CLASS A COMMON STOCK Purchase 31,326 158.8348 USD
USD 0.01 CLASS A COMMON STOCK Purchase 49,943 160.0100 USD
USD 0.01 CLASS A COMMON STOCK Sale 6 157.2800 USD
USD 0.01 CLASS A COMMON STOCK Sale 15 157.5200 USD
USD 0.01 CLASS A COMMON STOCK Sale 76 158.5200 USD
USD 0.01 CLASS A COMMON STOCK Sale 92 157.2900 USD
USD 0.01 CLASS A COMMON STOCK Sale 100 159.2625 USD
USD 0.01 CLASS A COMMON STOCK Sale 100 158.6000 USD
USD 0.01 CLASS A COMMON STOCK Sale 100 158.5600 USD
USD 0.01 CLASS A COMMON STOCK Sale 157 159.2301 USD
USD 0.01 CLASS A COMMON STOCK Sale 280 158.3966 USD
USD 0.01 CLASS A COMMON STOCK Sale 300 159.0066 USD
USD 0.01 CLASS A COMMON STOCK Sale 362 159.6562 USD
USD 0.01 CLASS A COMMON STOCK Sale 400 159.4775 USD
USD 0.01 CLASS A COMMON STOCK Sale 410 159.0359 USD
USD 0.01 CLASS A COMMON STOCK Sale 420 159.1800 USD
USD 0.01 CLASS A COMMON STOCK Sale 483 159.6421 USD
USD 0.01 CLASS A COMMON STOCK Sale 489 158.5360 USD
USD 0.01 CLASS A COMMON STOCK Sale 500 159.7800 USD
USD 0.01 CLASS A COMMON STOCK Sale 500 158.6930 USD
USD 0.01 CLASS A COMMON STOCK Sale 600 159.2391 USD
USD 0.01 CLASS A COMMON STOCK Sale 700 157.5978 USD
USD 0.01 CLASS A COMMON STOCK Sale 730 159.1795 USD
USD 0.01 CLASS A COMMON STOCK Sale 979 159.6024 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,223 158.4236 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,285 158.5165 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,548 159.8389 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,715 158.6647 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,890 159.9167 USD
USD 0.01 CLASS A COMMON STOCK Sale 2,200 159.3337 USD
USD 0.01 CLASS A COMMON STOCK Sale 2,300 159.7900 USD
USD 0.01 CLASS A COMMON STOCK Sale 2,400 159.2136 USD
USD 0.01 CLASS A COMMON STOCK Sale 3,932 158.5842 USD
USD 0.01 CLASS A COMMON STOCK Sale 4,186 158.7657 USD
USD 0.01 CLASS A COMMON STOCK Sale 4,922 160.0077 USD
USD 0.01 CLASS A COMMON STOCK Sale 6,148 158.4941 USD
USD 0.01 CLASS A COMMON STOCK Sale 6,628 158.9171 USD
USD 0.01 CLASS A COMMON STOCK Sale 16,326 158.8681 USD
USD 0.01 CLASS A COMMON STOCK Sale 50,441 160.0100 USD

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security   Purchases/ sales   Total number of securities   Highest price per unit paid/received   Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
USD 0.01 CLASS A COMMON STOCK Call Options Selling 100 170 USD American 20 Jul 2018 1.0500 USD
USD 0.01 CLASS A COMMON STOCK Put Options Purchasing 300 150 USD American 15 Jun 2018 0.8500 USD
USD 0.01 CLASS A COMMON STOCK Put Options Purchasing 100 153 USD American 15 Jun 2018 1.3000 USD
USD 0.01 CLASS A COMMON STOCK Put Options Selling 500 125 USD American 15 Jun 2018 0.0500 USD
USD 0.01 CLASS A COMMON STOCK Put Options Selling 300 140 USD American 15 Jun 2018 0.2500 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)   YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 25 May 2018
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:  

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

CME GROUP INC

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 9,800 160.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 2,100 145.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 1,000 160.0000 American 29 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 900 130.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 500 160.0000 American 21 Dec 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 300 165.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 240.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 165.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100 115.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -200 135.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -200 145.0000 American 22 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -500 125.0000 American 21 Dec 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -900 155.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -5,000 65.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 2,500 160.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 2,100 155.0000 American 20 Jul 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 1,700 150.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 1,300 190.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 900 155.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 500 155.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 200 135.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 200 150.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 115.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 100 175.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Call Options Written -100 170.0000 American 20 Jul 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,500 200.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -2,300 165.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -3,500 85.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -5,000 60.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -7,000 170.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 5,800 170.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 5,700 140.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 500 158.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 200 168.0000 American 1 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 150.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 175.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 130.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -100 158.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -500 185.0000 American 25 May 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -500 140.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,000 180.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,100 95.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,400 145.0000 American 8 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 9,900 175.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 2,100 145.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 2,000 165.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 1,500 185.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 1,500 140.0000 American 8 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 800 105.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -600 75.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -800 145.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,400 115.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,500 130.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -2,200 90.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -5,600 150.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -8,700 160.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 2,800 130.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 1,000 105.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 700 200.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 200 140.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 200 155.0000 American 22 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 120.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 100 175.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100 125.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100 165.0000 American 21 Dec 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100 153.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -400 180.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -400 145.0000 American 21 Dec 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -400 120.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -800 130.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,000 110.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100,000 145.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 2,200 175.0000 American 20 Jul 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 700 185.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 500 125.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 125.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 163.0000 American 25 May 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 155.0000 American 25 May 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 100 190.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -700 168.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,500 155.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 2,200 170.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 600 155.0000 American 21 Dec 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 500 160.0000 American 25 May 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 400 145.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 200 145.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -100 165.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -300 160.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Call Options Written -500 155.0000 American 20 Jul 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -500 135.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -203,400 150.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,200 100.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -2,300 140.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -3,200 140.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 136,100 160.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 500 220.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 300 153.0000 American 8 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 300 160.0000 American 25 May 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100 70.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100 70.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -200 120.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,100 200.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,600 185.0000 American 18 Jan 2019

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: DCC
Sequence Number: 648230
Time of Receipt (offset from UTC): 20180525T103642+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC