Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 23 May 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 9,319,451 1.02% 3,215,305 0.35%
           
(2) Cash-settled derivatives:
348,104 0.04% 4,587,002 0.50%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 314,200 0.04% 580,800 0.06%
           
 
TOTAL: 9,981,755 1.10% 8,383,107 0.91%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 8 167.2900 USD
5p ordinary Purchase 18 42.0550 GBP
ADR Purchase 25 165.0216 USD
5p ordinary Purchase 72 41.9900 GBP
ADR Purchase 100 167.1600 USD
ADR Purchase 100 166.8650 USD
ADR Purchase 100 166.7600 USD
ADR Purchase 100 166.2050 USD
5p ordinary Purchase 104 41.9150 GBP
ADR Purchase 148 166.3768 USD
ADR Purchase 169 167.5850 USD
5p ordinary Purchase 187 42.2700 GBP
5p ordinary Purchase 216 41.9133 GBP
5p ordinary Purchase 310 42.0248 GBP
ADR Purchase 410 166.2800 USD
ADR Purchase 410 166.2400 USD
ADR Purchase 490 166.2230 USD
5p ordinary Purchase 514 41.8253 GBP
5p ordinary Purchase 526 41.9993 GBP
5p ordinary Purchase 600 42.1400 GBP
ADR Purchase 700 166.0828 USD
ADR Purchase 700 166.3592 USD
ADR Purchase 700 166.8985 USD
5p ordinary Purchase 720 42.0040 GBP
ADR Purchase 804 165.9376 USD
5p ordinary Purchase 825 41.5450 GBP
ADR Purchase 826 166.3313 USD
ADR Purchase 970 166.2346 USD
ADR Purchase 988 166.8842 USD
5p ordinary Purchase 1,100 41.8406 GBP
5p ordinary Purchase 1,125 42.0350 GBP
ADR Purchase 1,400 166.1953 USD
5p ordinary Purchase 1,712 41.8248 GBP
ADR Purchase 1,800 167.7450 USD
ADR Purchase 2,500 166.0684 USD
ADR Purchase 2,903 166.7722 USD
5p ordinary Purchase 3,051 41.9856 GBP
ADR Purchase 3,867 166.4300 USD
ADR Purchase 3,990 166.5570 USD
5p ordinary Purchase 4,043 41.8312 GBP
ADR Purchase 4,051 167.1177 USD
5p ordinary Purchase 4,212 42.1076 GBP
ADR Purchase 4,410 166.4211 USD
5p ordinary Purchase 4,521 41.9381 GBP
5p ordinary Purchase 4,726 41.9733 GBP
5p ordinary Purchase 5,378 41.7912 GBP
ADR Purchase 6,000 166.3570 USD
ADR Purchase 6,400 166.3567 USD
5p ordinary Purchase 7,464 41.5445 GBP
5p ordinary Purchase 10,883 41.8800 GBP
5p ordinary Purchase 11,268 41.8227 GBP
5p ordinary Purchase 13,367 42.0650 GBP
ADR Purchase 13,591 167.7228 USD
5p ordinary Purchase 14,550 41.9375 GBP
ADR Purchase 24,227 166.7141 USD
ADR Purchase 25,234 166.7122 USD
5p ordinary Purchase 31,267 41.8447 GBP
5p ordinary Purchase 78,737 41.6398 GBP
5p ordinary Purchase 336,646 41.6181 GBP
ADR Sale 1 166.8000 USD
ADR Sale 8 167.2900 USD
ADR Sale 10 166.2400 USD
5p ordinary Sale 21 41.8276 GBP
ADR Sale 25 165.0216 USD
5p ordinary Sale 31 41.8045 GBP
5p ordinary Sale 35 41.7050 GBP
ADR Sale 48 166.3700 USD
5p ordinary Sale 55 41.9843 GBP
5p ordinary Sale 89 41.8627 GBP
ADR Sale 100 166.2600 USD
ADR Sale 100 166.3800 USD
ADR Sale 100 166.1800 USD
ADR Sale 100 165.1700 USD
5p ordinary Sale 137 41.8048 GBP
5p ordinary Sale 144 41.7218 GBP
5p ordinary Sale 145 41.9276 GBP
ADR Sale 169 167.5850 USD
5p ordinary Sale 171 41.8795 GBP
5p ordinary Sale 197 42.0000 GBP
ADR Sale 200 165.3400 USD
ADR Sale 200 166.3745 USD
ADR Sale 200 166.8350 USD
5p ordinary Sale 226 41.9791 GBP
5p ordinary Sale 247 41.9950 GBP
5p ordinary Sale 254 41.8730 GBP
5p ordinary Sale 422 42.0532 GBP
ADR Sale 427 166.6836 USD
ADR Sale 500 165.9940 USD
ADR Sale 500 166.2460 USD
ADR Sale 500 168.0520 USD
5p ordinary Sale 577 42.0187 GBP
ADR Sale 600 166.5366 USD
5p ordinary Sale 697 41.7442 GBP
5p ordinary Sale 743 42.0413 GBP
ADR Sale 900 168.0272 USD
ADR Sale 1,000 166.1005 USD
ADR Sale 1,079 166.1624 USD
5p ordinary Sale 1,330 42.0604 GBP
5p ordinary Sale 1,351 42.0444 GBP
5p ordinary Sale 1,369 42.0464 GBP
5p ordinary Sale 1,607 41.8506 GBP
5p ordinary Sale 2,122 42.0418 GBP
5p ordinary Sale 2,225 41.8885 GBP
5p ordinary Sale 2,588 41.8696 GBP
ADR Sale 2,600 166.2175 USD
ADR Sale 2,799 166.6404 USD
5p ordinary Sale 2,852 41.7735 GBP
ADR Sale 3,000 167.3362 USD
ADR Sale 3,200 165.8622 USD
5p ordinary Sale 3,422 41.7257 GBP
ADR Sale 3,600 166.7931 USD
ADR Sale 3,867 166.4300 USD
5p ordinary Sale 4,104 41.7901 GBP
5p ordinary Sale 4,607 41.8678 GBP
ADR Sale 4,700 166.3017 USD
5p ordinary Sale 4,996 41.7896 GBP
ADR Sale 5,000 167.8708 USD
ADR Sale 6,000 166.1374 USD
5p ordinary Sale 6,655 41.9202 GBP
ADR Sale 6,700 167.6828 USD
5p ordinary Sale 7,500 42.0321 GBP
5p ordinary Sale 7,976 42.0481 GBP
5p ordinary Sale 8,584 41.9762 GBP
5p ordinary Sale 12,604 41.7556 GBP
5p ordinary Sale 13,128 41.7552 GBP
ADR Sale 21,932 166.7414 USD
ADR Sale 38,066 166.7521 USD
5p ordinary Sale 74,139 41.6158 GBP
5p ordinary Sale 116,749 41.5610 GBP
5p ordinary Sale 138,035 42.0850 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary SWAP Long 21 41.8275 GBP
5p ordinary SWAP Long 31 41.8045 GBP
5p ordinary CFD Long 55 41.9843 GBP
5p ordinary SWAP Long 89 41.8627 GBP
5p ordinary SWAP Long 116 41.8252 GBP
5p ordinary SWAP Long 137 41.8048 GBP
5p ordinary SWAP Long 171 41.8795 GBP
5p ordinary SWAP Long 254 41.8730 GBP
5p ordinary CFD Long 300 42.0662 GBP
5p ordinary CFD Long 422 42.0531 GBP
5p ordinary CFD Long 468 41.9891 GBP
5p ordinary SWAP Long 592 42.1174 GBP
5p ordinary SWAP Long 636 41.7391 GBP
5p ordinary SWAP Long 1,607 41.8505 GBP
5p ordinary SWAP Long 1,725 41.5450 GBP
5p ordinary SWAP Long 1,776 41.9752 GBP
5p ordinary SWAP Long 2,225 41.8885 GBP
5p ordinary SWAP Long 4,503 42.0671 GBP
5p ordinary SWAP Long 4,607 41.8678 GBP
5p ordinary CFD Long 7,500 42.0321 GBP
5p ordinary SWAP Long 138,035 42.0850 GBP
5p ordinary SWAP Short 24 41.8237 GBP
5p ordinary SWAP Short 28 41.9750 GBP
5p ordinary SWAP Short 400 41.5491 GBP
5p ordinary SWAP Short 592 41.9689 GBP
5p ordinary SWAP Short 599 41.9643 GBP
5p ordinary CFD Short 763 41.5512 GBP
5p ordinary SWAP Short 1,100 41.8406 GBP
5p ordinary CFD Short 2,750 42.0462 GBP
5p ordinary CFD Short 3,051 41.9856 GBP
5p ordinary CFD Short 3,750 41.8503 GBP
5p ordinary SWAP Short 4,140 41.8920 GBP
5p ordinary CFD Short 4,212 42.1075 GBP
5p ordinary CFD Short 4,768 41.6721 GBP
5p ordinary SWAP Short 7,731 41.8490 GBP
5p ordinary CFD Short 10,883 41.8800 GBP
5p ordinary CFD Short 13,585 41.9843 GBP
5p ordinary CFD Short 26,898 41.5487 GBP
5p ordinary SWAP Short 49,686 41.8719 GBP
5p ordinary CFD Short 56,784 41.5483 GBP
5p ordinary SWAP Short 88,136 41.6187 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ORD Call Options Purchasing 500 170 USD American 20 Jul 2018 4.1480 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 24 May 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Purchased -140,000 3500.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
ADR Put Options Written 2,100 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Call Options Written -2,000 175.0000 American 20 Jul 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Purchased -22,500 170.0000 American 15 Jun 2018
ADR Put Options Purchased -44,000 145.0000 American 19 Oct 2018
ADR Put Options Purchased -400 165.0000 American 17 Jan 2020
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Call Options Purchased 1,600 170.0000 American 19 Oct 2018
ADR Put Options Purchased -2,300 170.0000 American 25 May 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Call Options Purchased 11,700 170.0000 American 15 Jun 2018
ADR Call Options Purchased 3,500 185.0000 American 19 Oct 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Put Options Written 2,900 95.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 125.0000 American 18 Jan 2019
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Call Options Purchased 300 160.0000 American 25 May 2018
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Put Options Written 200 135.0000 American 20 Jul 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Call Options Purchased 100 165.0000 American 15 Jun 2018
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Call Options Written -900 145.0000 American 20 Jul 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -400 173.0000 American 22 Jun 2018
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Call Options Purchased 2,000 165.0000 American 20 Jul 2018
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Call Options Written -1,500 148.0000 American 22 Jun 2018
ADR Put Options Purchased -100 165.0000 American 1 Jun 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -400 115.0000 American 20 Jul 2018
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Purchased 2,200 185.0000 American 18 Jan 2019
ADR Put Options Written 1,400 135.0000 American 25 May 2018
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Put Options Written 500 125.0000 American 20 Jul 2018
ADR Call Options Purchased 300 195.0000 American 18 Jan 2019
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Put Options Written 100 110.0000 American 1 Jun 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Call Options Written -8,000 180.0000 American 18 Jan 2019
ADR Call Options Written -162,000 165.0000 American 15 Jun 2018
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Call Options Purchased 1,500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 170.0000 American 18 Jan 2019
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Put Options Written 200 150.0000 American 20 Jul 2018
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -4,200 170.0000 American 20 Jul 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -300 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Call Options Purchased 9,800 160.0000 American 15 Jun 2018
ADR Call Options Purchased 4,200 180.0000 American 20 Jul 2018
ADR Put Options Written 2,800 120.0000 American 18 Jan 2019
ADR Call Options Purchased 900 160.0000 American 20 Jul 2018
ADR Call Options Purchased 500 165.0000 American 22 Jun 2018
ADR Call Options Purchased 100 110.0000 American 17 Jan 2020
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,000 175.0000 American 19 Oct 2018
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Put Options Written 4,100 150.0000 American 15 Jun 2018
ADR Call Options Purchased 2,000 150.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 200 145.0000 American 20 Jul 2018
ADR Put Options Written 200 110.0000 American 25 May 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Put Options Purchased -1,200 135.0000 American 17 Jan 2020
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018
ADR Call Options Written -2,600 175.0000 American 15 Jun 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 648139
Time of Receipt (offset from UTC): 20180524T140925+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC