Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 17 May 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 8,315,414 0.91% 3,222,862 0.35%
           
(2) Cash-settled derivatives:
350,596 0.04% 3,892,295 0.43%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 358,600 0.04% 689,200 0.08%
           
 
TOTAL: 9,024,610 0.99% 7,804,357 0.85%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
5p ordinary Purchase 34 42.2632 GBP
ADR Purchase 35 171.6800 USD
5p ordinary Purchase 36 42.2979 GBP
ADR Purchase 100 170.0700 USD
5p ordinary Purchase 168 42.4800 GBP
5p ordinary Purchase 170 42.4700 GBP
5p ordinary Purchase 250 42.4450 GBP
5p ordinary Purchase 330 42.3239 GBP
5p ordinary Purchase 402 42.0200 GBP
ADR Purchase 500 170.4240 USD
5p ordinary Purchase 779 42.0391 GBP
ADR Purchase 783 170.7837 USD
5p ordinary Purchase 856 42.0206 GBP
5p ordinary Purchase 934 42.3266 GBP
ADR Purchase 1,000 170.8610 USD
5p ordinary Purchase 1,000 42.1701 GBP
5p ordinary Purchase 1,407 42.0194 GBP
5p ordinary Purchase 1,431 42.2612 GBP
5p ordinary Purchase 1,522 42.0294 GBP
ADR Purchase 1,949 171.6500 USD
5p ordinary Purchase 2,159 42.3313 GBP
5p ordinary Purchase 2,373 42.4709 GBP
ADR Purchase 2,600 170.4108 USD
5p ordinary Purchase 2,735 42.3524 GBP
5p ordinary Purchase 2,976 42.1693 GBP
5p ordinary Purchase 3,552 42.1800 GBP
5p ordinary Purchase 3,895 42.1625 GBP
5p ordinary Purchase 3,903 42.3178 GBP
ADR Purchase 4,100 171.0037 USD
ADR Purchase 4,800 170.9445 USD
ADR Purchase 5,359 170.5416 USD
5p ordinary Purchase 5,720 42.2356 GBP
ADR Purchase 5,757 171.1532 USD
5p ordinary Purchase 7,571 42.5000 GBP
5p ordinary Purchase 7,591 42.4813 GBP
5p ordinary Purchase 9,478 42.2975 GBP
5p ordinary Purchase 9,611 42.0438 GBP
5p ordinary Purchase 11,387 42.1503 GBP
5p ordinary Purchase 12,825 42.2399 GBP
5p ordinary Purchase 13,760 42.1732 GBP
5p ordinary Purchase 28,145 42.3838 GBP
ADR Purchase 32,116 170.6114 USD
5p ordinary Purchase 35,103 42.2974 GBP
5p ordinary Purchase 40,163 42.4091 GBP
5p ordinary Purchase 81,120 42.2658 GBP
5p ordinary Purchase 88,592 42.3128 GBP
5p ordinary Purchase 224,560 42.2679 GBP
ADR Sale 35 171.6800 USD
ADR Sale 100 170.1400 USD
ADR Sale 100 170.3650 USD
ADR Sale 100 170.5600 USD
ADR Sale 100 170.5700 USD
ADR Sale 100 171.5900 USD
ADR Sale 100 171.7000 USD
ADR Sale 141 170.1838 USD
5p ordinary Sale 168 42.4800 GBP
5p ordinary Sale 170 42.4700 GBP
ADR Sale 200 171.0300 USD
5p ordinary Sale 217 42.2796 GBP
ADR Sale 238 170.5490 USD
5p ordinary Sale 342 42.2807 GBP
ADR Sale 345 171.0724 USD
5p ordinary Sale 398 42.4013 GBP
ADR Sale 400 171.1400 USD
ADR Sale 419 170.4596 USD
ADR Sale 500 170.2840 USD
ADR Sale 500 171.6260 USD
ADR Sale 500 171.5745 USD
5p ordinary Sale 567 42.0950 GBP
5p ordinary Sale 617 42.4585 GBP
ADR Sale 800 170.3925 USD
ADR Sale 900 170.9758 USD
ADR Sale 1,091 170.6497 USD
ADR Sale 1,198 170.5722 USD
ADR Sale 1,349 171.6500 USD
ADR Sale 1,368 170.6229 USD
ADR Sale 1,500 171.2533 USD
ADR Sale 1,700 170.4220 USD
ADR Sale 1,790 170.8789 USD
ADR Sale 1,900 170.5654 USD
ADR Sale 2,100 170.6580 USD
5p ordinary Sale 2,354 42.1430 GBP
5p ordinary Sale 2,399 42.2678 GBP
ADR Sale 2,857 171.1215 USD
5p ordinary Sale 3,421 42.3232 GBP
5p ordinary Sale 3,506 42.1188 GBP
5p ordinary Sale 3,534 42.3838 GBP
ADR Sale 3,700 170.9322 USD
5p ordinary Sale 3,729 42.1768 GBP
ADR Sale 3,900 171.1015 USD
5p ordinary Sale 4,141 42.5078 GBP
ADR Sale 4,300 170.8713 USD
5p ordinary Sale 4,494 42.1981 GBP
5p ordinary Sale 4,751 42.1423 GBP
ADR Sale 5,004 170.5862 USD
5p ordinary Sale 5,199 42.1800 GBP
5p ordinary Sale 5,520 42.2599 GBP
5p ordinary Sale 6,858 42.2241 GBP
5p ordinary Sale 7,492 42.3236 GBP
5p ordinary Sale 7,848 42.1890 GBP
5p ordinary Sale 9,433 42.0952 GBP
5p ordinary Sale 10,923 42.2541 GBP
5p ordinary Sale 13,359 42.2622 GBP
ADR Sale 19,664 170.5208 USD
5p ordinary Sale 20,586 42.0979 GBP
5p ordinary Sale 21,704 42.2205 GBP
5p ordinary Sale 28,627 42.4901 GBP
5p ordinary Sale 33,165 42.3271 GBP
5p ordinary Sale 34,509 42.3977 GBP
5p ordinary Sale 49,540 42.4911 GBP
5p ordinary Sale 63,286 42.1158 GBP
5p ordinary Sale 69,018 42.3910 GBP
5p ordinary Sale 72,887 42.2680 GBP
5p ordinary Sale 77,890 42.2235 GBP
5p ordinary Sale 81,743 42.2785 GBP
5p ordinary Sale 88,566 42.3128 GBP
5p ordinary Sale 130,096 42.1354 GBP
5p ordinary Sale 183,361 42.2847 GBP
5p ordinary Sale 201,201 42.1184 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary CFD Long 398 42.4013 GBP
5p ordinary SWAP Long 420 42.2760 GBP
5p ordinary CFD Long 523 42.2650 GBP
5p ordinary CFD Long 617 42.4585 GBP
5p ordinary SWAP Long 1,674 42.4045 GBP
5p ordinary SWAP Long 1,787 42.4363 GBP
5p ordinary CFD Long 1,876 42.2686 GBP
5p ordinary CFD Long 3,300 42.0532 GBP
5p ordinary SWAP Long 4,081 42.1795 GBP
5p ordinary SWAP Long 4,141 42.5078 GBP
5p ordinary CFD Long 7,492 42.3236 GBP
5p ordinary CFD Long 7,848 42.1890 GBP
5p ordinary CFD Long 8,580 42.0859 GBP
5p ordinary CFD Long 10,011 42.1766 GBP
5p ordinary SWAP Long 10,353 42.1800 GBP
5p ordinary SWAP Long 27,166 42.3446 GBP
5p ordinary SWAP Long 34,509 42.3977 GBP
5p ordinary SWAP Long 38,569 42.1269 GBP
5p ordinary CFD Long 45,592 42.1699 GBP
5p ordinary SWAP Long 69,018 42.3910 GBP
5p ordinary CFD Long 90,000 42.4150 GBP
5p ordinary CFD Long 121,516 42.1389 GBP
5p ordinary SWAP Short 72 42.1150 GBP
5p ordinary SWAP Short 72 42.1225 GBP
5p ordinary SWAP Short 72 42.2750 GBP
5p ordinary CFD Short 156 42.1837 GBP
5p ordinary SWAP Short 364 42.2462 GBP
5p ordinary SWAP Short 400 42.1842 GBP
5p ordinary CFD Short 856 42.0206 GBP
5p ordinary SWAP Short 1,000 42.1701 GBP
5p ordinary SWAP Short 1,000 42.1800 GBP
5p ordinary SWAP Short 1,658 42.0816 GBP
5p ordinary SWAP Short 2,343 42.1330 GBP
5p ordinary SWAP Short 2,962 42.1559 GBP
5p ordinary CFD Short 2,976 42.1693 GBP
5p ordinary SWAP Short 5,120 42.4782 GBP
5p ordinary CFD Short 5,720 42.2356 GBP
5p ordinary CFD Short 9,611 42.0437 GBP
5p ordinary CFD Short 11,387 42.1503 GBP
5p ordinary SWAP Short 41,464 42.1742 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Purchasing 1,300 140 USD American 43238 30.8000 USD
ADR Call Options Purchasing 1,300 175 USD American 43238 0.1276 USD
ADR Call Options Selling 100 170 USD American 43392 11.0000 USD
ADR Call Options Selling 1,300 175 USD American 43266 2.8276 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 18 May 2018
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Purchased -140,000 3500.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
5p ordinary Put Options Purchased -100,000 3600.0000 American 18 May 2018
ADR Put Options Written 2,400 165.0000 American 18 May 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Put Options Written 1,300 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Call Options Written -100 160.0000 American 18 May 2018
ADR Call Options Written -200 150.0000 American 18 May 2018
ADR Put Options Purchased -400 165.0000 American 17 Jan 2020
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Call Options Written -2,000 175.0000 American 20 Jul 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Purchased -22,500 170.0000 American 15 Jun 2018
ADR Put Options Purchased -44,000 145.0000 American 19 Oct 2018
ADR Put Options Written 29,100 150.0000 American 18 May 2018
ADR Call Options Purchased 4,400 170.0000 American 18 May 2018
ADR Call Options Purchased 1,600 170.0000 American 19 Oct 2018
ADR Put Options Written 200 105.0000 American 18 May 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Put Options Purchased -300 170.0000 American 25 May 2018
ADR Call Options Purchased 11,700 170.0000 American 15 Jun 2018
ADR Call Options Purchased 3,500 185.0000 American 19 Oct 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Put Options Written 2,900 95.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 125.0000 American 18 Jan 2019
ADR Put Options Written 1,000 135.0000 American 20 Jul 2018
ADR Call Options Purchased 900 163.0000 American 18 May 2018
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Call Options Purchased 300 160.0000 American 25 May 2018
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Call Options Purchased 100 165.0000 American 15 Jun 2018
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -400 173.0000 American 22 Jun 2018
ADR Put Options Purchased -700 135.0000 American 18 May 2018
ADR Call Options Written -900 145.0000 American 20 Jul 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Put Options Written 2,400 158.0000 American 18 May 2018
ADR Call Options Purchased 2,000 165.0000 American 20 Jul 2018
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Put Options Written 200 140.0000 American 18 May 2018
ADR Put Options Purchased -100 165.0000 American 1 Jun 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -400 115.0000 American 20 Jul 2018
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -1,500 148.0000 American 22 Jun 2018
ADR Call Options Written -1,500 185.0000 American 18 May 2018
ADR Call Options Purchased 1,600 175.0000 American 18 May 2018
ADR Put Options Written 1,400 135.0000 American 25 May 2018
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Put Options Written 500 125.0000 American 20 Jul 2018
ADR Call Options Purchased 300 195.0000 American 18 Jan 2019
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 185.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 1 Jun 2018
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Put Options Purchased -3,000 115.0000 American 18 May 2018
ADR Call Options Written -8,000 180.0000 American 18 Jan 2019
ADR Call Options Written -162,000 165.0000 American 15 Jun 2018
ADR Call Options Purchased 1,500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 170.0000 American 18 Jan 2019
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Put Options Written 200 150.0000 American 20 Jul 2018
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -300 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Call Options Written -900 130.0000 American 18 May 2018
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Call Options Written -2,000 145.0000 American 18 May 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -4,700 170.0000 American 20 Jul 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Call Options Purchased 9,800 160.0000 American 15 Jun 2018
ADR Put Options Written 2,800 120.0000 American 18 Jan 2019
ADR Put Options Written 2,800 95.0000 American 18 May 2018
ADR Call Options Purchased 900 160.0000 American 20 Jul 2018
ADR Call Options Purchased 500 165.0000 American 22 Jun 2018
ADR Put Options Written 200 90.0000 American 18 May 2018
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Call Options Written -1,300 140.0000 American 18 May 2018
ADR Put Options Purchased -2,000 175.0000 American 19 Oct 2018
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Put Options Written 4,100 150.0000 American 15 Jun 2018
ADR Put Options Written 2,800 110.0000 American 18 May 2018
ADR Call Options Purchased 2,000 150.0000 American 17 Jan 2020
ADR Put Options Written 2,000 155.0000 American 18 May 2018
ADR Call Options Purchased 1,400 180.0000 American 18 May 2018
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 300 125.0000 American 18 May 2018
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 200 145.0000 American 20 Jul 2018
ADR Put Options Written 200 110.0000 American 25 May 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Call Options Written -100 165.0000 American 18 May 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Put Options Purchased -1,300 135.0000 American 17 Jan 2020
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018
ADR Call Options Written -2,600 175.0000 American 15 Jun 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 647821
Time of Receipt (offset from UTC): 20180518T142841+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC