Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 16 May 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 8,587,536

0.94%

3,017,391 0.33%
           
(2) Cash-settled derivatives:
335,309 0.04% 4,373,860 0.48%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 357,400 0.04% 689,200 0.08%
           
(4)
TOTAL: 9,280,245

1.02%

8,080,451 0.89%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 9 171.1744 USD
ADR Purchase 13 172.5000 USD
ADR

Purchase

18 172.9500 USD
ADR Purchase 40 172.1675 USD
ADR Purchase 80 172.7100 USD
ADR Purchase 93 170.9000 USD
ADR Purchase 100 170.5850 USD
ADR Purchase 100 172.7700 USD
ADR Purchase 100 172.3300 USD
5p ordinary Purchase 114 42.1186 GBP
5p ordinary Purchase 121 42.3200 GBP
5p ordinary Purchase 130 42.1545 GBP
ADR Purchase 200 170.9650 USD
ADR Purchase 200 171.8750 USD
ADR Purchase 200 172.5350 USD
ADR Purchase 200 172.7830 USD
ADR Purchase 200 172.7250 USD
ADR Purchase 200 172.6100 USD
ADR Purchase 200 171.0200 USD
ADR Purchase 220 172.4518 USD
5p ordinary Purchase 274 42.0506 GBP
ADR Purchase 300 172.0500 USD
5p ordinary Purchase 340 42.1839 GBP
ADR Purchase 400 172.5950 USD
ADR Purchase 490 172.2065 USD
ADR Purchase 500 172.5750 USD
5p ordinary Purchase 503 42.0338 GBP
5p ordinary Purchase 538 42.2969 GBP
ADR Purchase 713 170.7748 USD
ADR Purchase 820 172.4037 USD
5p ordinary Purchase 848 42.1347 GBP
ADR Purchase 1,046 172.6762 USD
ADR Purchase 1,080 170.8140 USD
ADR Purchase 1,195 172.6129 USD
ADR Purchase 1,224 170.9481 USD
ADR Purchase 1,239 172.4496 USD
ADR Purchase 1,600 172.5175 USD
5p ordinary Purchase 1,766 42.2396 GBP
ADR Purchase 2,098 172.6409 USD
5p ordinary Purchase 2,140 42.1673 GBP
ADR Purchase 2,200 171.6918 USD
ADR Purchase 2,278 173.1300 USD
ADR Purchase 2,300 172.3166 USD
5p ordinary Purchase 2,857 42.1449 GBP
ADR Purchase 3,300 172.2103 USD
5p ordinary Purchase 4,068 42.1042 GBP
ADR Purchase 4,236 171.8855 USD
ADR Purchase 4,260 172.4545 USD
ADR Purchase 4,300 172.2459 USD
ADR Purchase 4,719 171.3708 USD
ADR Purchase 4,837 172.5434 USD
ADR Purchase 5,200 171.5693 USD
ADR Purchase 6,613 172.4182 USD
5p ordinary Purchase 7,944 42.0665 GBP
ADR Purchase 8,300 172.3936 USD
ADR Purchase 13,900 172.1171 USD
5p ordinary Purchase 15,401 42.1609 GBP
ADR Purchase 18,150 171.5893 USD
5p ordinary Purchase 19,556 42.1190 GBP
5p ordinary Purchase 19,833 42.1503 GBP
5p ordinary Purchase 32,060 42.1561 GBP
5p ordinary Purchase 33,297 42.2778 GBP
ADR Purchase 39,099 172.2575 USD
5p ordinary Purchase 39,974 42.1437 GBP
5p ordinary Purchase 178,317 42.1493 GBP
5p ordinary Purchase 309,838 42.1466 GBP
ADR Sale 13 172.5000 USD
ADR Sale 15 171.1300 USD
ADR Sale 18 172.9500 USD
ADR Sale 25 172.7900 USD
ADR Sale 93 170.9000 USD
ADR Sale 100 171.8500 USD
ADR Sale 100 170.7050 USD
ADR Sale 100 170.0000 USD
5p ordinary Sale 100 42.1150 GBP
ADR Sale 100 172.5800 USD
ADR Sale 198 172.6359 USD
ADR Sale 200 171.0200 USD
ADR Sale 200 171.4650 USD
ADR Sale 300 170.7933 USD
ADR Sale 313 170.7794 USD
ADR Sale 400 172.3831 USD
5p ordinary Sale 447 42.0683 GBP
ADR Sale 500 171.4380 USD
ADR Sale 800 172.5462 USD
5p ordinary Sale 1,016 42.0320 GBP
5p ordinary Sale 1,084 42.0567 GBP
ADR Sale 1,100 172.2736 USD
ADR Sale 1,139 172.4425 USD
ADR Sale 1,139 173.1300 USD
ADR Sale 1,400 172.0600 USD
ADR Sale 1,406 172.8110 USD
ADR Sale 1,669 171.2656 USD
5p ordinary Sale 1,947 42.1141 GBP
ADR Sale 2,080 172.2980 USD
ADR Sale 2,100 171.6204 USD
5p ordinary Sale 2,257 42.1562 GBP
ADR Sale 2,885 172.5543 USD
ADR Sale 3,000 172.3422 USD
5p ordinary Sale 4,030 42.1028 GBP
ADR Sale 4,038 172.4620 USD
ADR Sale 4,837 172.5434 USD
ADR Sale 5,400 171.8517 USD
5p ordinary Sale 6,085 42.1345 GBP
ADR Sale 6,345 171.7400 USD
5p ordinary Sale 6,431 42.0617 GBP
ADR Sale 6,941 172.3102 USD
ADR Sale 7,500 172.2495 USD
5p ordinary Sale 7,863 42.1675 GBP
ADR Sale 8,100 172.3980 USD
5p ordinary Sale 9,948 42.1258 GBP
5p ordinary Sale 10,197 42.1312 GBP
5p ordinary Sale 11,040 42.1869 GBP
5p ordinary Sale 19,570 42.2919 GBP
5p ordinary Sale 19,833 42.1503 GBP
5p ordinary Sale 19,835 42.1767 GBP
ADR Sale 19,901 172.0518 USD
5p ordinary Sale 20,363 42.1600 GBP
5p ordinary Sale 25,082 42.1330 GBP
ADR Sale 29,515 171.6579 USD
5p ordinary Sale 29,568 42.1618 GBP
5p ordinary Sale 32,973 42.1470 GBP
5p ordinary Sale 59,608 42.1336 GBP
5p ordinary Sale 69,018 42.1660 GBP
5p ordinary Sale 145,209 42.1478 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary SWAP Long 99 42.0665 GBP
5p ordinary SWAP Long 149 42.0410 GBP
5p ordinary SWAP Long 370 42.1938 GBP
5p ordinary SWAP Long 855 42.1310 GBP
5p ordinary SWAP Long 1,106 42.1390 GBP
5p ordinary SWAP Long 1,453 42.1494 GBP
5p ordinary CFD Long 2,257 42.1562 GBP
5p ordinary SWAP Long 2,269 42.1348 GBP
5p ordinary CFD Long 3,897 42.1382 GBP
5p ordinary CFD Long 9,948 42.1258 GBP
5p ordinary SWAP Long 29,987 42.1194 GBP
5p ordinary CFD Long 57,023 42.1279 GBP
5p ordinary SWAP Short 49 42.0842 GBP
5p ordinary CFD Short 538 42.2969 GBP
5p ordinary SWAP Short 640 42.1143 GBP
5p ordinary CFD Short 832 42.0062 GBP
5p ordinary CFD Short 1,052 42.2707 GBP
5p ordinary CFD Short 1,766 42.2396 GBP
5p ordinary CFD Short 7,944 42.0665 GBP
5p ordinary SWAP Short 66,691 42.1600 GBP
5p ordinary SWAP Short 99,304 42.1344 GBP
ORD CFD Short 178,317 42.1493 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Selling 400 115 USD American 20 Jul 2018 58.5000 USD
ADR Call Options Selling 500 165 USD American 18 May 2018 7.7000 USD
ADR Put Options Purchasing 22,500 170 USD American 15 Jun 2018 3.4000 USD
ADR Put Options Selling 1,400 135 USD American 25 May 2018 0.0300 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 17 May 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Purchased -140,000 3500.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
5p ordinary Put Options Purchased -100,000 3600.0000 American 18 May 2018
ADR Put Options Written 2,400 165.0000 American 18 May 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Put Options Written 1,300 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Call Options Written -100 160.0000 American 18 May 2018
ADR Call Options Written -200 150.0000 American 18 May 2018
ADR Put Options Purchased -400 165.0000 American 17 Jan 2020
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Call Options Written -2,000 175.0000 American 20 Jul 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Purchased -22,500 170.0000 American 15 Jun 2018
ADR Put Options Purchased -44,000 145.0000 American 19 Oct 2018
ADR Put Options Written 29,100 150.0000 American 18 May 2018
ADR Call Options Purchased 4,400 170.0000 American 18 May 2018
ADR Call Options Purchased 1,700 170.0000 American 19 Oct 2018
ADR Put Options Written 200 105.0000 American 18 May 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Put Options Purchased -300 170.0000 American 25 May 2018
ADR Call Options Purchased 11,700 170.0000 American 15 Jun 2018
ADR Call Options Purchased 3,500 185.0000 American 19 Oct 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Put Options Written 2,900 95.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 125.0000 American 18 Jan 2019
ADR Put Options Written 1,000 135.0000 American 20 Jul 2018
ADR Call Options Purchased 900 163.0000 American 18 May 2018
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Call Options Purchased 300 160.0000 American 25 May 2018
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Call Options Purchased 100 165.0000 American 15 Jun 2018
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -400 173.0000 American 22 Jun 2018
ADR Put Options Purchased -700 135.0000 American 18 May 2018
ADR Call Options Written -900 145.0000 American 20 Jul 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Put Options Written 2,400 158.0000 American 18 May 2018
ADR Call Options Purchased 2,000 165.0000 American 20 Jul 2018
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Put Options Written 200 140.0000 American 18 May 2018
ADR Put Options Purchased -100 165.0000 American 1 Jun 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -400 115.0000 American 20 Jul 2018
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -1,500 148.0000 American 22 Jun 2018
ADR Call Options Written -1,500 185.0000 American 18 May 2018
ADR Put Options Written 1,400 135.0000 American 25 May 2018
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Put Options Written 500 125.0000 American 20 Jul 2018
ADR Call Options Purchased 300 195.0000 American 18 Jan 2019
ADR Call Options Purchased 300 175.0000 American 18 May 2018
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 185.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 1 Jun 2018
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Put Options Purchased -3,000 115.0000 American 18 May 2018
ADR Call Options Written -8,000 180.0000 American 18 Jan 2019
ADR Call Options Written -162,000 165.0000 American 15 Jun 2018
ADR Call Options Purchased 1,500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 170.0000 American 18 Jan 2019
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Put Options Written 200 150.0000 American 20 Jul 2018
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -300 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Call Options Written -900 130.0000 American 18 May 2018
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Call Options Written -2,000 145.0000 American 18 May 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -4,700 170.0000 American 20 Jul 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Call Options Purchased 9,800 160.0000 American 15 Jun 2018
ADR Put Options Written 2,800 120.0000 American 18 Jan 2019
ADR Put Options Written 2,800 95.0000 American 18 May 2018
ADR Call Options Purchased 900 160.0000 American 20 Jul 2018
ADR Call Options Purchased 500 165.0000 American 22 Jun 2018
ADR Put Options Written 200 90.0000 American 18 May 2018
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,000 175.0000 American 19 Oct 2018
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Call Options Written -2,600 140.0000 American 18 May 2018
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Put Options Written 4,100 150.0000 American 15 Jun 2018
ADR Put Options Written 2,800 110.0000 American 18 May 2018
ADR Call Options Purchased 2,000 150.0000 American 17 Jan 2020
ADR Put Options Written 2,000 155.0000 American 18 May 2018
ADR Call Options Purchased 1,400 180.0000 American 18 May 2018
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 300 125.0000 American 18 May 2018
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 200 145.0000 American 20 Jul 2018
ADR Put Options Written 200 110.0000 American 25 May 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Call Options Written -100 165.0000 American 18 May 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Put Options Purchased -1,300 135.0000 American 17 Jan 2020
ADR Call Options Written -1,300 175.0000 American 15 Jun 2018
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 647704
Time of Receipt (offset from UTC): 20180517T120944+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC