Form 8.3 - LONMIN PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

LONMIN PLC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 15 May 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer?
    SIBANYE GOLD LIMITED

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   USD 0.0001 ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 1,956,146 0.69% 4,107,570 1.45%
           
(2) Cash-settled derivatives:
2,222,557 0.79% 234,223 0.08%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 4,178,703 1.48% 4,341,793 1.54%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.0001 ordinary Purchase 131 0.4982 GBP
USD 0.0001 ordinary Purchase 1,451 0.4996 GBP
USD 0.0001 ordinary Purchase 1,622 0.4984 GBP
USD 0.0001 ordinary Purchase 2,021 0.4921 GBP
USD 0.0001 ordinary Purchase 2,038 0.5010 GBP
USD 0.0001 ordinary Purchase 13,839 0.4978 GBP
USD 0.0001 ordinary Purchase 45,350 0.5002 GBP
USD 0.0001 ordinary Purchase 97,006 0.5005 GBP
USD 0.0001 ordinary Purchase 278,383 0.4998 GBP
USD 0.0001 ordinary Sale 131 0.4982 GBP
USD 0.0001 ordinary Sale 789 0.5000 GBP
USD 0.0001 ordinary Sale 1,120 0.4978 GBP
USD 0.0001 ordinary Sale 1,349 0.4990 GBP
USD 0.0001 ordinary Sale 1,661 0.4974 GBP
USD 0.0001 ordinary Sale 1,800 0.4912 GBP
USD 0.0001 ordinary Sale 2,611 0.4900 GBP
USD 0.0001 ordinary Sale 3,588 0.4929 GBP
USD 0.0001 ordinary Sale 6,409 0.4996 GBP
USD 0.0001 ordinary Sale 8,956 0.4981 GBP
USD 0.0001 ordinary Sale 12,635 0.4952 GBP
USD 0.0001 ordinary Sale 19,763 0.5016 GBP
USD 0.0001 ordinary Sale 47,138 0.4995 GBP
USD 0.0001 ordinary Sale 104,762 0.4961 GBP
USD 0.0001 ordinary Sale 108,300 0.4989 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
USD 0.0001 ordinary CFD Long 1,462 8.3441 ZAR
USD 0.0001 ordinary CFD Long 2,924 8.5365 ZAR
USD 0.0001 ordinary SWAP Long 3,588 0.4929 GBP
USD 0.0001 ordinary CFD Long 4,223 8.6725 ZAR
USD 0.0001 ordinary SWAP Long 19,763 0.5016 GBP
USD 0.0001 ordinary CFD Long 39,329 0.4975 GBP
USD 0.0001 ordinary CFD Long 67,394 0.4949 GBP
USD 0.0001 ordinary CFD Long 98,862 8.4835 ZAR
USD 0.0001 ordinary CFD Short 168 8.5133 ZAR
USD 0.0001 ordinary SWAP Short 883 0.4994 GBP
USD 0.0001 ordinary CFD Short 2,500 8.1017 ZAR
USD 0.0001 ordinary CFD Short 24,631 0.4947 GBP
USD 0.0001 ordinary CFD Short 42,305 8.3276 ZAR
USD 0.0001 ordinary CFD Short 45,350 0.5002 GBP
USD 0.0001 ordinary CFD Short 95,886 0.5005 GBP
USD 0.0001 ordinary CFD Short 125,000 0.5038 GBP
USD 0.0001 ordinary CFD Short 128,752 0.4969 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 16 May 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 647635
Time of Receipt (offset from UTC): 20180516T122403+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC