Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

SHIRE PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:  
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

15 May 2018

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

YES:

TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 8,189,827 0.90% 2,853,855 0.31%
           
(2) Cash-settled derivatives:
334,587 0.04% 4,125,418 0.45%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 356,400 0.04% 666,200 0.07%
           
(4)
TOTAL: 8,880,814 0.98% 7,645,473 0.83%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
5p ordinary Purchase 3 41.2800 GBP
ADR Purchase 4 170.9200 USD
ADR Purchase 17 170.5300 USD
ADR Purchase 33 171.1300 USD
ADR Purchase 44 171.4300 USD
5p ordinary Purchase 70 42.1000 GBP
ADR Purchase 92 169.8200 USD
ADR Purchase 100 170.9800 USD
5p ordinary Purchase 154 41.6644 GBP
5p ordinary Purchase 163 41.9900 GBP
5p ordinary Purchase 168 41.9275 GBP
5p ordinary Purchase 181 41.9472 GBP
5p ordinary Purchase 215 41.8050 GBP
5p ordinary Purchase 236 41.9250 GBP
5p ordinary Purchase 246 41.8350 GBP
5p ordinary Purchase 257 41.7625 GBP
ADR Purchase 278 170.8900 USD
ADR Purchase 300 170.5866 USD
5p ordinary Purchase 318 41.9750 GBP
5p ordinary Purchase 376 41.3669 GBP
5p ordinary Purchase 381 41.9862 GBP
5p ordinary Purchase 398 41.4849 GBP
5p ordinary Purchase 406 41.6082 GBP
5p ordinary Purchase 428 41.9575 GBP
5p ordinary Purchase 430 41.9700 GBP
5p ordinary Purchase 441 41.2653 GBP
ADR Purchase 600 170.0866 USD
ADR Purchase 600 170.9766 USD
5p ordinary Purchase 648 41.3217 GBP
5p ordinary Purchase 758 41.7904 GBP
5p ordinary Purchase 829 41.9775 GBP
ADR Purchase 845 170.5648 USD
ADR Purchase 858 170.0635 USD
5p ordinary Purchase 892 41.9950 GBP
5p ordinary Purchase 943 41.9525 GBP
5p ordinary Purchase 947 41.9850 GBP
5p ordinary Purchase 1,173 41.9975 GBP
5p ordinary Purchase 1,288 41.9725 GBP
5p ordinary Purchase 1,363 41.8250 GBP
5p ordinary Purchase 1,380 41.9875 GBP
5p ordinary Purchase 1,602 41.9825 GBP
5p ordinary Purchase 1,925 41.9952 GBP
5p ordinary Purchase 2,181 41.8106 GBP
5p ordinary Purchase 2,421 41.8730 GBP
5p ordinary Purchase 2,571 41.9934 GBP
ADR Purchase 2,714 169.9448 USD
5p ordinary Purchase 3,000 41.3480 GBP
5p ordinary Purchase 3,283 41.8615 GBP
5p ordinary Purchase 3,342 41.9925 GBP
ADR Purchase 4,400 170.2843 USD
ADR Purchase 4,582 170.6800 USD
5p ordinary Purchase 4,596 41.4509 GBP
5p ordinary Purchase 4,685 42.0000 GBP
5p ordinary Purchase 4,919 41.8853 GBP
5p ordinary Purchase 8,325 41.9636 GBP
5p ordinary Purchase 8,357 41.8518 GBP
ADR Purchase 8,600 170.2397 USD
5p ordinary Purchase 8,850 40.9227 GBP
ADR Purchase 9,193 170.2513 USD
ADR Purchase 9,200 170.1805 USD
5p ordinary Purchase 11,750 41.9609 GBP
5p ordinary Purchase 13,772 41.8395 GBP
5p ordinary Purchase 13,804 42.0742 GBP
5p ordinary Purchase 15,609 41.9665 GBP
5p ordinary Purchase 18,347 41.7953 GBP
5p ordinary Purchase 57,459 41.6422 GBP
5p ordinary Purchase 70,405 41.9500 GBP
ADR Purchase 88,340 170.3346 USD
5p ordinary Purchase 457,206 41.7774 GBP
5p ordinary Sale 10 41.9367 GBP
ADR Sale 22 170.7400 USD
5p ordinary Sale 24 41.2946 GBP
5p ordinary Sale 76 41.2950 GBP
ADR Sale 92 169.8200 USD
ADR Sale 98 171.1520 USD
ADR Sale 100 170.7450 USD
ADR Sale 100 169.7970 USD
ADR Sale 100 169.7200 USD
ADR Sale 100 170.9600 USD
5p ordinary Sale 127 41.2904 GBP
ADR Sale 138 170.5856 USD
5p ordinary Sale 148 42.2825 GBP
5p ordinary Sale 163 41.9900 GBP
5p ordinary Sale 168 41.9275 GBP
5p ordinary Sale 182 41.8250 GBP
5p ordinary Sale 236 41.9250 GBP
ADR Sale 237 171.0124 USD
5p ordinary Sale 246 41.8350 GBP
5p ordinary Sale 257 41.7625 GBP
ADR Sale 300 170.3800 USD
ADR Sale 300 170.0566 USD
5p ordinary Sale 318 41.9750 GBP
5p ordinary Sale 329 41.2050 GBP
5p ordinary Sale 399 41.9369 GBP
ADR Sale 400 171.0000 USD
ADR Sale 417 170.8900 USD
5p ordinary Sale 424 41.9941 GBP
5p ordinary Sale 428 41.9575 GBP
5p ordinary Sale 430 41.9700 GBP
ADR Sale 443 170.9480 USD
5p ordinary Sale 495 42.0009 GBP
ADR Sale 500 170.6950 USD
ADR Sale 500 169.9970 USD
ADR Sale 562 170.2780 USD
ADR Sale 600 169.8258 USD
5p ordinary Sale 711 42.0139 GBP
ADR Sale 721 170.9757 USD
5p ordinary Sale 768 41.9392 GBP
5p ordinary Sale 829 41.9775 GBP
5p ordinary Sale 892 41.9950 GBP
ADR Sale 900 170.2133 USD
5p ordinary Sale 943 41.9525 GBP
5p ordinary Sale 947 41.9850 GBP
5p ordinary Sale 995 42.0445 GBP
ADR Sale 1,030 169.5368 USD
5p ordinary Sale 1,173 41.9975 GBP
5p ordinary Sale 1,200 42.2849 GBP
5p ordinary Sale 1,288 41.9725 GBP
5p ordinary Sale 1,321 42.0511 GBP
5p ordinary Sale 1,380 41.9875 GBP
ADR Sale 1,600 170.7768 USD
5p ordinary Sale 1,602 41.9825 GBP
ADR Sale 1,901 170.6795 USD
5p ordinary Sale 1,941 41.6402 GBP
5p ordinary Sale 2,151 41.7682 GBP
ADR Sale 2,372 170.6800 USD
ADR Sale 2,592 170.2381 USD
ADR Sale 2,600 170.1931 USD
5p ordinary Sale 2,890 42.0113 GBP
5p ordinary Sale 3,211 41.8473 GBP
5p ordinary Sale 3,342 41.9925 GBP
5p ordinary Sale 3,400 41.8621 GBP
ADR Sale 3,751 170.6922 USD
ADR Sale 4,034 170.6763 USD
5p ordinary Sale 4,059 41.2297 GBP
5p ordinary Sale 4,610 41.9070 GBP
5p ordinary Sale 4,650 42.0007 GBP
ADR Sale 4,961 169.8625 USD
5p ordinary Sale 5,185 42.0000 GBP
ADR Sale 5,905 170.9106 USD
5p ordinary Sale 5,964 42.0454 GBP
5p ordinary Sale 6,048 41.7521 GBP
5p ordinary Sale 6,166 41.9223 GBP
5p ordinary Sale 6,204 41.9186 GBP
ADR Sale 6,300 170.2754 USD
ADR Sale 6,444 170.4988 USD
5p ordinary Sale 6,791 41.8790 GBP
5p ordinary Sale 7,233 41.8268 GBP
ADR Sale 7,777 170.0169 USD
5p ordinary Sale 7,795 41.8767 GBP
ADR Sale 8,400 170.1932 USD
5p ordinary Sale 10,157 41.9915 GBP
5p ordinary Sale 11,727 41.9861 GBP
ADR Sale 12,325 170.1300 USD
5p ordinary Sale 13,298 41.8822 GBP
5p ordinary Sale 13,541 41.9747 GBP
5p ordinary Sale 16,704 41.8312 GBP
5p ordinary Sale 21,476 41.9342 GBP
5p ordinary Sale 28,823 41.9748 GBP
5p ordinary Sale 31,832 41.8974 GBP
5p ordinary Sale 34,509 41.3110 GBP
5p ordinary Sale 36,361 41.8804 GBP
5p ordinary Sale 43,951 41.8968 GBP
5p ordinary Sale 47,674 41.6346 GBP
ADR Sale 53,178 170.2941 USD
5p ordinary Sale 63,022 41.9273 GBP
5p ordinary Sale 98,178 41.8799 GBP
5p ordinary Sale 189,103 41.7446 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary SWAP Long 24 41.2945 GBP
5p ordinary SWAP Long 76 41.2941 GBP
5p ordinary SWAP Long 164 41.6948 GBP
5p ordinary SWAP Long 529 41.4380 GBP
5p ordinary CFD Long 557 41.8222 GBP
5p ordinary CFD Long 1,204 41.8425 GBP
5p ordinary CFD Long 1,941 41.6402 GBP
5p ordinary SWAP Long 1,969 41.8901 GBP
5p ordinary CFD Long 2,000 42.0000 GBP
5p ordinary SWAP Long 2,151 41.7682 GBP
5p ordinary CFD Long 2,500 41.9887 GBP
5p ordinary CFD Long 2,843 41.8699 GBP
5p ordinary CFD Long 3,211 41.8473 GBP
5p ordinary CFD Long 3,942 41.9378 GBP
5p ordinary SWAP Long 4,653 41.8417 GBP
5p ordinary SWAP Long 6,285 41.8672 GBP
5p ordinary CFD Long 6,791 41.8790 GBP
5p ordinary SWAP Long 7,284 41.9448 GBP
5p ordinary CFD Long 10,157 41.9915 GBP
5p ordinary CFD Long 13,541 41.9747 GBP
5p ordinary CFD Long 31,832 41.8974 GBP
5p ordinary SWAP Long 34,509 41.3110 GBP
5p ordinary SWAP Long 36,500 41.9366 GBP
5p ordinary CFD Long 42,987 41.9260 GBP
5p ordinary CFD Long 98,178 41.8799 GBP
5p ordinary SWAP Short 12 42.0083 GBP
5p ordinary SWAP Short 74 41.4000 GBP
5p ordinary SWAP Short 74 41.9800 GBP
5p ordinary SWAP Short 146 41.8339 GBP
5p ordinary SWAP Short 296 42.0081 GBP
5p ordinary CFD Short 398 41.4849 GBP
5p ordinary SWAP Short 592 41.8575 GBP
5p ordinary SWAP Short 1,050 41.7862 GBP
5p ordinary CFD Short 3,283 41.8615 GBP
5p ordinary SWAP Short 4,653 41.6264 GBP
5p ordinary CFD Short 13,075 41.4509 GBP
5p ordinary SWAP Short 33,648 41.8250 GBP
5p ordinary CFD Short 34,663 41.8283 GBP
5p ordinary SWAP Short 61,253 41.7974 GBP
5p ordinary CFD Short 62,196 41.8287 GBP
5p ordinary SWAP Short 70,332 41.8087 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Purchasing 1,000 170 USD American 18 May 2018 2.2000 USD
ADR Call Options Selling 400 173 USD American 22 Jun 2018 3.8800 USD
ADR Call Options Selling 1,000 180 USD American 18 May 2018 0.1000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 16 May 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:  

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

SHIRE

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Purchased -140,000 3500.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
5p ordinary Put Options Purchased -100,000 3600.0000 American 18 May 2018
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Put Options Written 2,400 165.0000 American 18 May 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Put Options Written 1,300 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Written -100 160.0000 American 18 May 2018
ADR Call Options Written -200 150.0000 American 18 May 2018
ADR Put Options Purchased -400 165.0000 American 17 Jan 2020
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Call Options Written -2,000 175.0000 American 20 Jul 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Purchased -44,000 145.0000 American 19 Oct 2018
ADR Put Options Written 200 105.0000 American 18 May 2018
ADR Put Options Written 29,100 150.0000 American 18 May 2018
ADR Call Options Purchased 4,400 170.0000 American 18 May 2018
ADR Call Options Purchased 1,700 170.0000 American 19 Oct 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Put Options Purchased -300 170.0000 American 25 May 2018
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Call Options Purchased 100 165.0000 American 15 Jun 2018
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Call Options Purchased 11,700 170.0000 American 15 Jun 2018
ADR Call Options Purchased 3,500 185.0000 American 19 Oct 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Put Options Written 2,900 95.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 125.0000 American 18 Jan 2019
ADR Put Options Written 1,000 135.0000 American 20 Jul 2018
ADR Call Options Purchased 900 163.0000 American 18 May 2018
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 400 165.0000 American 18 May 2018
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Call Options Purchased 300 160.0000 American 25 May 2018
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -400 173.0000 American 22 Jun 2018
ADR Put Options Purchased -700 135.0000 American 18 May 2018
ADR Call Options Written -900 145.0000 American 20 Jul 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Put Options Written 200 140.0000 American 18 May 2018
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Put Options Written 2,400 158.0000 American 18 May 2018
ADR Call Options Purchased 2,000 165.0000 American 20 Jul 2018
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Put Options Purchased -100 165.0000 American 1 Jun 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -1,500 148.0000 American 22 Jun 2018
ADR Call Options Written -1,500 185.0000 American 18 May 2018
ADR Put Options Written 100 110.0000 American 1 Jun 2018
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Put Options Written 500 125.0000 American 20 Jul 2018
ADR Call Options Purchased 300 195.0000 American 18 Jan 2019
ADR Call Options Purchased 300 175.0000 American 18 May 2018
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 185.0000 American 18 Jan 2019
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Put Options Purchased -3,000 115.0000 American 18 May 2018
ADR Call Options Written -8,000 180.0000 American 18 Jan 2019
ADR Call Options Written -162,000 165.0000 American 15 Jun 2018
ADR Put Options Written 200 150.0000 American 20 Jul 2018
ADR Call Options Purchased 1,500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 170.0000 American 18 Jan 2019
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -300 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Call Options Written -900 130.0000 American 18 May 2018
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Call Options Written -2,000 145.0000 American 18 May 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -4,700 170.0000 American 20 Jul 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Put Options Written 200 90.0000 American 18 May 2018
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Call Options Purchased 9,800 160.0000 American 15 Jun 2018
ADR Put Options Written 2,800 120.0000 American 18 Jan 2019
ADR Put Options Written 2,800 95.0000 American 18 May 2018
ADR Call Options Purchased 900 160.0000 American 20 Jul 2018
ADR Call Options Purchased 500 165.0000 American 22 Jun 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,000 175.0000 American 19 Oct 2018
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Call Options Written -2,600 140.0000 American 18 May 2018
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 200 145.0000 American 20 Jul 2018
ADR Put Options Written 200 110.0000 American 25 May 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Put Options Written 4,100 150.0000 American 15 Jun 2018
ADR Put Options Written 2,800 110.0000 American 18 May 2018
ADR Call Options Purchased 2,000 150.0000 American 17 Jan 2020
ADR Put Options Written 2,000 155.0000 American 18 May 2018
ADR Call Options Purchased 1,400 180.0000 American 18 May 2018
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 300 125.0000 American 18 May 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Put Options Purchased -1,300 135.0000 American 17 Jan 2020
ADR Call Options Written -1,300 175.0000 American 15 Jun 2018
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 647631
Time of Receipt (offset from UTC): 20180516T112900+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC