Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 11 May 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 8,184,738 0.90% 2,923,024 0.32%
           
(2) Cash-settled derivatives:
298,084 0.03% 4,005,587 0.44%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 355,400 0.04% 692,400 0.08%
           
 
TOTAL: 8,838,222 0.97% 7,621,011 0.84%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 5 164.4800 USD
ADR Purchase 15 165.1300 USD
ADR Purchase 25 165.1700 USD
ADR Purchase 30 166.7700 USD
ADR Purchase 31 164.3100 USD
ADR Purchase 100 164.6400 USD
ADR Purchase 100 164.5100 USD
ADR Purchase 100 164.5000 USD
ADR Purchase 129 164.8046 USD
ADR Purchase 200 165.7650 USD
ADR Purchase 200 165.5212 USD
ADR Purchase 200 166.3700 USD
ADR Purchase 211 164.7103 USD
5p ordinary Purchase 254 40.4761 GBP
ADR Purchase 300 164.6583 USD
ADR Purchase 400 166.4262 USD
5p ordinary Purchase 417 40.3275 GBP
ADR Purchase 600 165.1483 USD
5p ordinary Purchase 793 40.5198 GBP
ADR Purchase 800 166.5087 USD
ADR Purchase 974 164.8326 USD
5p ordinary Purchase 1,126 40.4950 GBP
5p ordinary Purchase 1,162 40.4836 GBP
5p ordinary Purchase 1,508 40.4173 GBP
ADR Purchase 1,565 166.1536 USD
5p ordinary Purchase 1,682 40.4610 GBP
ADR Purchase 1,930 166.4549 USD
5p ordinary Purchase 2,021 40.5029 GBP
ADR Purchase 2,036 166.4500 USD
5p ordinary Purchase 2,579 40.5166 GBP
5p ordinary Purchase 3,271 40.4261 GBP
ADR Purchase 3,650 165.1382 USD
5p ordinary Purchase 3,853 40.4930 GBP
5p ordinary Purchase 4,066 40.4808 GBP
5p ordinary Purchase 4,299 40.4704 GBP
5p ordinary Purchase 5,061 40.5009 GBP
5p ordinary Purchase 5,862 40.4706 GBP
5p ordinary Purchase 5,886 40.5302 GBP
5p ordinary Purchase 6,100 40.4665 GBP
5p ordinary Purchase 8,000 40.4017 GBP
ADR Purchase 8,700 165.1152 USD
5p ordinary Purchase 8,779 40.4655 GBP
ADR Purchase 9,000 165.1977 USD
ADR Purchase 9,169 165.3695 USD
5p ordinary Purchase 12,040 40.6250 GBP
5p ordinary Purchase 18,274 40.5132 GBP
5p ordinary Purchase 24,599 40.4417 GBP
ADR Purchase 24,627 165.0989 USD
5p ordinary Purchase 45,709 40.5489 GBP
5p ordinary Purchase 167,065 40.4562 GBP
ADR Sale 5 164.4800 USD
ADR Sale 15 165.1300 USD
ADR Sale 30 166.7700 USD
ADR Sale 31 164.3100 USD
ADR Sale 100 164.8200 USD
ADR Sale 100 164.4700 USD
ADR Sale 100 164.5000 USD
ADR Sale 100 165.1200 USD
ADR Sale 187 166.0391 USD
ADR Sale 200 164.5750 USD
ADR Sale 200 165.8950 USD
ADR Sale 200 166.0928 USD
ADR Sale 200 164.9400 USD
ADR Sale 200 164.5600 USD
ADR Sale 200 164.8050 USD
5p ordinary Sale 211 40.4910 GBP
5p ordinary Sale 290 40.5983 GBP
ADR Sale 300 166.0900 USD
5p ordinary Sale 382 40.4595 GBP
ADR Sale 400 165.5381 USD
5p ordinary Sale 493 40.4701 GBP
5p ordinary Sale 494 40.4927 GBP
ADR Sale 500 164.6100 USD
5p ordinary Sale 509 40.5191 GBP
5p ordinary Sale 547 40.4911 GBP
ADR Sale 565 164.7043 USD
ADR Sale 600 166.5450 USD
ADR Sale 600 165.5933 USD
ADR Sale 800 165.0015 USD
ADR Sale 978 166.4704 USD
5p ordinary Sale 985 40.4473 GBP
ADR Sale 1,331 166.5556 USD
5p ordinary Sale 1,355 40.4640 GBP
5p ordinary Sale 1,590 40.4443 GBP
5p ordinary Sale 1,594 40.4550 GBP
ADR Sale 1,600 164.7665 USD
5p ordinary Sale 1,680 40.4909 GBP
ADR Sale 1,700 164.7194 USD
5p ordinary Sale 1,826 40.4286 GBP
ADR Sale 1,900 164.8384 USD
ADR Sale 2,036 166.4500 USD
5p ordinary Sale 2,072 40.4198 GBP
5p ordinary Sale 2,369 40.4785 GBP
ADR Sale 3,300 164.9621 USD
5p ordinary Sale 3,418 40.4416 GBP
ADR Sale 3,914 164.9014 USD
5p ordinary Sale 5,212 40.6214 GBP
ADR Sale 6,000 165.3002 USD
ADR Sale 8,600 165.1818 USD
ADR Sale 11,543 165.3108 USD
5p ordinary Sale 11,791 40.4894 GBP
5p ordinary Sale 12,430 40.6181 GBP
ADR Sale 15,863 165.2555 USD
5p ordinary Sale 20,074 40.4562 GBP
5p ordinary Sale 20,827 40.5129 GBP
5p ordinary Sale 22,461 40.6250 GBP
5p ordinary Sale 34,509 40.4840 GBP
5p ordinary Sale 123,133 40.5628 GBP
5p ordinary Sale 648,412 40.5000 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary SWAP Long 44 40.4500 GBP
5p ordinary SWAP Long 93 40.4995 GBP
5p ordinary CFD Long 211 40.4910 GBP
5p ordinary SWAP Long 234 40.4342 GBP
5p ordinary CFD Long 290 40.5983 GBP
5p ordinary CFD Long 312 40.6213 GBP
5p ordinary SWAP Long 382 40.4595 GBP
5p ordinary CFD Long 1,680 40.4908 GBP
5p ordinary SWAP Long 2,103 40.6112 GBP
5p ordinary CFD Long 2,369 40.4785 GBP
5p ordinary CFD Long 3,433 40.5279 GBP
5p ordinary SWAP Long 4,747 40.6250 GBP
5p ordinary SWAP Long 8,771 40.4288 GBP
5p ordinary SWAP Long 34,509 40.4840 GBP
5p ordinary CFD Long 44,946 40.6217 GBP
5p ordinary SWAP Long 85,523 40.5200 GBP
5p ordinary CFD Short 254 40.4761 GBP
5p ordinary SWAP Short 382 40.4557 GBP
5p ordinary SWAP Short 414 40.5256 GBP
5p ordinary CFD Short 515 40.4418 GBP
5p ordinary SWAP Short 955 40.4448 GBP
5p ordinary SWAP Short 959 40.4654 GBP
5p ordinary CFD Short 1,508 40.4173 GBP
5p ordinary CFD Short 1,582 40.5032 GBP
5p ordinary CFD Short 3,000 40.4003 GBP
5p ordinary CFD Short 3,271 40.4261 GBP
5p ordinary SWAP Short 3,504 40.4543 GBP
5p ordinary SWAP Short 4,073 40.4512 GBP
5p ordinary CFD Short 5,000 40.4025 GBP
5p ordinary CFD Short 5,886 40.5302 GBP
5p ordinary SWAP Short 6,902 40.6250 GBP
5p ordinary SWAP Short 8,766 40.4596 GBP
5p ordinary SWAP Short 9,415 40.3794 GBP
5p ordinary CFD Short 19,435 40.5185 GBP
5p ordinary SWAP Short 26,532 40.4828 GBP
5p ordinary SWAP Short 34,565 40.4426 GBP
5p ordinary CFD Short 111,188 40.4473 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 14 May 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Purchased -140,000 3500.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
5p ordinary Put Options Purchased -100,000 3600.0000 American 18 May 2018
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Put Options Written 2,400 165.0000 American 18 May 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Put Options Written 1,300 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Written -100 160.0000 American 18 May 2018
ADR Call Options Written -200 150.0000 American 18 May 2018
ADR Put Options Purchased -400 165.0000 American 17 Jan 2020
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Call Options Written -2,000 175.0000 American 20 Jul 2018
ADR Put Options Purchased -2,400 160.0000 American 11 May 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Purchased -44,000 145.0000 American 19 Oct 2018
ADR Put Options Written 200 105.0000 American 18 May 2018
ADR Put Options Written 29,100 150.0000 American 18 May 2018
ADR Call Options Purchased 2,400 170.0000 American 18 May 2018
ADR Call Options Purchased 1,700 170.0000 American 19 Oct 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Put Options Purchased -300 170.0000 American 25 May 2018
ADR Call Options Purchased 900 163.0000 American 18 May 2018
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 400 165.0000 American 18 May 2018
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Call Options Purchased 300 160.0000 American 25 May 2018
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Call Options Purchased 100 165.0000 American 15 Jun 2018
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Call Options Purchased 11,700 170.0000 American 15 Jun 2018
ADR Call Options Purchased 3,500 185.0000 American 19 Oct 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Put Options Written 2,400 95.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 125.0000 American 18 Jan 2019
ADR Put Options Written 1,000 135.0000 American 20 Jul 2018
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Put Options Purchased -700 135.0000 American 18 May 2018
ADR Call Options Written -900 145.0000 American 20 Jul 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Call Options Purchased 200 165.0000 American 20 Jul 2018
ADR Put Options Written 200 140.0000 American 18 May 2018
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Put Options Purchased -100 165.0000 American 1 Jun 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -500 155.0000 American 11 May 2018
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -1,500 148.0000 American 22 Jun 2018
ADR Call Options Written -1,500 185.0000 American 18 May 2018
ADR Call Options Written -1,900 165.0000 American 11 May 2018
ADR Call Options Written -3,200 175.0000 American 11 May 2018
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Put Options Written 500 125.0000 American 20 Jul 2018
ADR Call Options Purchased 300 195.0000 American 18 Jan 2019
ADR Call Options Purchased 300 175.0000 American 18 May 2018
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 185.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 1 Jun 2018
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Call Options Written -200 190.0000 American 11 May 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Put Options Purchased -3,000 115.0000 American 18 May 2018
ADR Call Options Written -8,000 180.0000 American 18 Jan 2019
ADR Call Options Written -162,000 165.0000 American 15 Jun 2018
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Put Options Written 200 150.0000 American 20 Jul 2018
ADR Call Options Purchased 1,500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 170.0000 American 18 Jan 2019
ADR Call Options Purchased 1,100 170.0000 American 11 May 2018
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -300 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Call Options Written -900 130.0000 American 18 May 2018
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Call Options Written -2,000 145.0000 American 18 May 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -3,100 180.0000 American 11 May 2018
ADR Call Options Written -4,700 170.0000 American 20 Jul 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Put Options Purchased -14,300 155.0000 American 11 May 2018
ADR Call Options Purchased 900 160.0000 American 20 Jul 2018
ADR Call Options Purchased 500 165.0000 American 22 Jun 2018
ADR Put Options Written 200 90.0000 American 18 May 2018
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Call Options Purchased 9,800 160.0000 American 15 Jun 2018
ADR Put Options Written 2,800 120.0000 American 18 Jan 2019
ADR Put Options Written 2,800 95.0000 American 18 May 2018
ADR Call Options Written -1,000 178.0000 American 11 May 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,000 175.0000 American 19 Oct 2018
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Call Options Written -2,600 140.0000 American 18 May 2018
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 300 125.0000 American 18 May 2018
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 200 145.0000 American 20 Jul 2018
ADR Put Options Written 200 110.0000 American 25 May 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Put Options Written 4,100 150.0000 American 15 Jun 2018
ADR Call Options Purchased 3,600 163.0000 American 11 May 2018
ADR Put Options Written 2,800 110.0000 American 18 May 2018
ADR Call Options Purchased 2,400 180.0000 American 18 May 2018
ADR Call Options Purchased 2,000 150.0000 American 17 Jan 2020
ADR Put Options Written 2,000 155.0000 American 18 May 2018
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Put Options Purchased -1,300 135.0000 American 17 Jan 2020
ADR Call Options Written -1,300 175.0000 American 15 Jun 2018
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 647407
Time of Receipt (offset from UTC): 20180514T142218+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC