Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

SHIRE PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

10 May 2018

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 8,227,460 0.90% 2,388,325 0.26%
           
(2) Cash-settled derivatives:
317,763 0.03% 3,966,807 0.43%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 354,400 0.04% 755,500 0.08%
           
(4)
TOTAL: 8,899,623 0.97% 7,110,632 0.77%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 25 163.1900 USD
ADR Purchase 40 164.1300 USD
ADR Purchase 59 164.2100 USD
ADR Purchase 65 164.3136 USD
5p ordinary Purchase 90 40.4203 GBP
ADR Purchase 100 163.1750 USD
ADR Purchase 125 163.4611 USD
ADR Purchase 127 164.4022 USD
ADR Purchase 147 163.2884 USD
5p ordinary Purchase 150 40.1450 GBP
5p ordinary Purchase 189 40.1275 GBP
ADR Purchase 200 163.5350 USD
5p ordinary Purchase 219 40.3300 GBP
5p ordinary Purchase 273 40.1325 GBP
ADR Purchase 300 164.0166 USD
5p ordinary Purchase 368 40.3388 GBP
5p ordinary Purchase 440 40.1750 GBP
5p ordinary Purchase 502 40.4401 GBP
5p ordinary Purchase 698 40.1746 GBP
ADR Purchase 700 164.0357 USD
5p ordinary Purchase 713 40.1929 GBP
5p ordinary Purchase 783 40.1459 GBP
ADR Purchase 800 163.4425 USD
ADR Purchase 800 164.1293 USD
5p ordinary Purchase 887 40.1671 GBP
5p ordinary Purchase 947 40.1250 GBP
ADR Purchase 1,087 164.0900 USD
5p ordinary Purchase 1,118 40.3239 GBP
5p ordinary Purchase 1,153 40.2610 GBP
5p ordinary Purchase 1,696 40.4144 GBP
ADR Purchase 1,700 163.2552 USD
5p ordinary Purchase 2,324 40.6150 GBP
ADR Purchase 2,414 163.8200 USD
5p ordinary Purchase 2,791 40.1442 GBP
5p ordinary Purchase 3,280 40.3743 GBP
ADR Purchase 3,839 164.0400 USD
ADR Purchase 4,000 163.9600 USD
ADR Purchase 4,600 163.9939 USD
ADR Purchase 5,884 163.8084 USD
ADR Purchase 7,143 163.7331 USD
ADR Purchase 7,500 163.9731 USD
ADR Purchase 8,321 163.2749 USD
5p ordinary Purchase 11,633 40.4603 GBP
5p ordinary Purchase 11,925 40.1404 GBP
5p ordinary Purchase 17,752 40.2929 GBP
ADR Purchase 24,600 164.0060 USD
ADR Purchase 24,800 164.0058 USD
ADR Purchase 31,995 163.9541 USD
5p ordinary Purchase 35,373 40.2486 GBP
ADR Purchase 38,869 163.7796 USD
5p ordinary Purchase 44,658 40.2244 GBP
5p ordinary Purchase 66,635 40.5699 GBP
5p ordinary Purchase 398,890 40.2721 GBP
ADR Sale 15 164.1900 USD
ADR Sale 40 164.1300 USD
ADR Sale 43 163.2800 USD
5p ordinary Sale 50 40.1354 GBP
ADR Sale 61 163.9500 USD
ADR Sale 99 163.9700 USD
ADR Sale 100 163.3800 USD
ADR Sale 100 163.9900 USD
ADR Sale 100 163.4500 USD
5p ordinary Sale 100 40.4050 GBP
ADR Sale 103 164.1208 USD
ADR Sale 104 163.2919 USD
5p ordinary Sale 116 40.1900 GBP
5p ordinary Sale 189 40.1275 GBP
ADR Sale 200 164.0200 USD
ADR Sale 200 163.9850 USD
ADR Sale 249 163.8611 USD
5p ordinary Sale 273 40.1325 GBP
ADR Sale 300 163.9833 USD
ADR Sale 300 163.9948 USD
ADR Sale 323 164.0848 USD
5p ordinary Sale 479 40.2121 GBP
ADR Sale 500 163.9560 USD
ADR Sale 500 164.0978 USD
ADR Sale 500 164.0800 USD
ADR Sale 600 164.1041 USD
ADR Sale 600 163.7900 USD
ADR Sale 700 163.9857 USD
ADR Sale 800 164.0612 USD
5p ordinary Sale 897 40.5150 GBP
ADR Sale 900 164.0933 USD
5p ordinary Sale 901 40.1982 GBP
5p ordinary Sale 947 40.1250 GBP
ADR Sale 1,000 164.0505 USD
5p ordinary Sale 1,009 40.2808 GBP
5p ordinary Sale 1,057 40.1790 GBP
ADR Sale 1,100 163.6790 USD
5p ordinary Sale 1,167 40.6123 GBP
ADR Sale 1,200 164.1344 USD
5p ordinary Sale 1,262 40.0731 GBP
5p ordinary Sale 1,375 40.1046 GBP
ADR Sale 1,504 164.0900 USD
ADR Sale 1,700 163.9400 USD
5p ordinary Sale 1,842 40.1639 GBP
ADR Sale 1,856 163.9696 USD
ADR Sale 1,860 163.5827 USD
5p ordinary Sale 1,924 40.3163 GBP
ADR Sale 2,276 163.9603 USD
ADR Sale 2,300 163.8039 USD
ADR Sale 2,382 164.0649 USD
ADR Sale 2,414 163.8200 USD
5p ordinary Sale 3,047 40.1632 GBP
5p ordinary Sale 3,300 40.0908 GBP
ADR Sale 3,339 164.0435 USD
ADR Sale 3,353 163.8191 USD
5p ordinary Sale 3,817 40.0864 GBP
5p ordinary Sale 4,310 40.3865 GBP
5p ordinary Sale 5,000 40.1338 GBP
5p ordinary Sale 5,126 40.2137 GBP
5p ordinary Sale 5,136 40.1658 GBP
ADR Sale 5,200 163.9734 USD
ADR Sale 6,800 164.0195 USD
5p ordinary Sale 7,059 40.0408 GBP
ADR Sale 7,200 163.9663 USD
ADR Sale 7,394 163.5414 USD
ADR Sale 8,170 163.7005 USD
5p ordinary Sale 8,453 40.2270 GBP
ADR Sale 8,600 163.9781 USD
ADR Sale 10,125 163.2687 USD
5p ordinary Sale 10,656 40.1042 GBP
ADR Sale 11,144 163.9982 USD
ADR Sale 18,700 164.0019 USD
5p ordinary Sale 22,035 40.6150 GBP
5p ordinary Sale 22,542 40.3368 GBP
5p ordinary Sale 23,430 40.1734 GBP
ADR Sale 24,847 163.8450 USD
ADR Sale 31,200 163.9956 USD
5p ordinary Sale 31,308 40.1935 GBP
ADR Sale 31,995 163.9542 USD
5p ordinary Sale 35,162 40.1762 GBP
5p ordinary Sale 45,760 40.1859 GBP
5p ordinary Sale 59,702 40.6168 GBP
5p ordinary Sale 64,135 40.2347 GBP
5p ordinary Sale 100,000 39.9418 GBP
5p ordinary Sale 133,728 40.1503 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary CFD Long 50 40.1354 GBP
5p ordinary SWAP Long 100 40.6109 GBP
5p ordinary SWAP Long 146 40.2063 GBP
5p ordinary SWAP Long 1,114 40.1340 GBP
5p ordinary CFD Long 1,167 40.6123 GBP
5p ordinary CFD Long 1,375 40.1046 GBP
5p ordinary CFD Long 1,842 40.1639 GBP
5p ordinary SWAP Long 1,959 40.2075 GBP
5p ordinary CFD Long 2,000 40.6063 GBP
5p ordinary CFD Long 3,300 40.0909 GBP
5p ordinary CFD Long 3,817 40.0864 GBP
5p ordinary CFD Long 7,059 40.0409 GBP
5p ordinary SWAP Long 7,994 40.1336 GBP
5p ordinary CFD Long 10,656 40.1042 GBP
5p ordinary CFD Long 17,000 40.4290 GBP
5p ordinary SWAP Long 17,404 40.6150 GBP
5p ordinary SWAP Long 85,530 40.2306 GBP
5p ordinary SWAP Short 136 40.2398 GBP
5p ordinary SWAP Short 248 40.3899 GBP
5p ordinary SWAP Short 366 40.2137 GBP
5p ordinary CFD Short 368 40.3388 GBP
5p ordinary SWAP Short 386 40.4820 GBP
5p ordinary SWAP Short 698 40.1746 GBP
5p ordinary SWAP Short 805 40.3150 GBP
5p ordinary SWAP Short 912 40.2918 GBP
5p ordinary SWAP Short 1,592 40.1479 GBP
5p ordinary CFD Short 1,696 40.4144 GBP
5p ordinary SWAP Short 2,551 40.2910 GBP
5p ordinary SWAP Short 3,617 40.2115 GBP
5p ordinary SWAP Short 10,353 40.6150 GBP
5p ordinary CFD Short 11,633 40.4603 GBP
5p ordinary CFD Short 15,180 40.2873 GBP
5p ordinary SWAP Short 22,096 40.6149 GBP
5p ordinary SWAP Short 27,940 40.3688 GBP
5p ordinary CFD Short 48,606 40.3808 GBP
5p ordinary CFD Short 167,582 40.2791 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Purchasing 300 160 USD American 25 May 2018 4.5000 USD
ADR Call Options Purchasing 75,000 165 USD American 15 Jun 2018 4.0000 USD
ADR Call Options Purchasing 2,000 185 USD American 19 Oct 2018 2.4000 USD
ADR Put Options Purchasing 100 165 USD American 1 Jun 2018 4.1000 USD
ADR Put Options Selling 2,400 95 USD American 20 Jul 2018 0.1000 USD
ADR Put Options Selling 800 135 USD American 18 May 2018 0.1000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure:  

11 May 2018

Contact name:

ELISE TANG

Telephone number:

0207 1163001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:  

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

SHIRE PLC

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type  

Expiry

of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Purchased -140,000 3500.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
5p ordinary Put Options Purchased -100,000 3600.0000 American 18 May 2018
ADR Put Options Written 2,400 165.0000 American 18 May 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Put Options Written 1,300 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Purchased -44,000 145.0000 American 19 Oct 2018
ADR Call Options Written -100 160.0000 American 18 May 2018
ADR Call Options Written -200 150.0000 American 18 May 2018
ADR Put Options Purchased -400 165.0000 American 17 Jan 2020
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Call Options Written -2,000 175.0000 American 20 Jul 2018
ADR Put Options Purchased -2,400 160.0000 American 11 May 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Written 28,100 150.0000 American 18 May 2018
ADR Call Options Purchased 2,400 170.0000 American 18 May 2018
ADR Call Options Purchased 1,700 170.0000 American 19 Oct 2018
ADR Put Options Written 200 105.0000 American 18 May 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Put Options Purchased -300 170.0000 American 25 May 2018
ADR Call Options Purchased 11,700 170.0000 American 15 Jun 2018
ADR Call Options Purchased 3,500 185.0000 American 19 Oct 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Put Options Written 2,400 95.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 125.0000 American 18 Jan 2019
ADR Put Options Written 1,000 135.0000 American 20 Jul 2018
ADR Call Options Purchased 900 163.0000 American 18 May 2018
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 400 165.0000 American 18 May 2018
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Call Options Purchased 300 160.0000 American 25 May 2018
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Call Options Purchased 100 165.0000 American 15 Jun 2018
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Put Options Purchased -700 135.0000 American 18 May 2018
ADR Call Options Written -900 145.0000 American 20 Jul 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Call Options Purchased 200 165.0000 American 20 Jul 2018
ADR Put Options Written 200 140.0000 American 18 May 2018
ADR Call Options Written -3,200 175.0000 American 11 May 2018
ADR Put Options Purchased -100 165.0000 American 1 Jun 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -500 155.0000 American 11 May 2018
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -1,500 148.0000 American 22 Jun 2018
ADR Call Options Written -1,500 185.0000 American 18 May 2018
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Put Options Written 500 125.0000 American 20 Jul 2018
ADR Call Options Purchased 300 195.0000 American 18 Jan 2019
ADR Call Options Purchased 300 175.0000 American 18 May 2018
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 185.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 1 Jun 2018
ADR Put Options Purchased -3,000 115.0000 American 18 May 2018
ADR Call Options Written -8,000 180.0000 American 18 Jan 2019
ADR Call Options Written -162,000 165.0000 American 15 Jun 2018
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Call Options Written -200 190.0000 American 11 May 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Call Options Purchased 1,500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 170.0000 American 18 Jan 2019
ADR Call Options Purchased 1,100 170.0000 American 11 May 2018
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Put Options Written 200 150.0000 American 20 Jul 2018
ADR Call Options Written -3,100 180.0000 American 11 May 2018
ADR Call Options Written -4,700 170.0000 American 20 Jul 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Put Options Purchased -14,300 155.0000 American 11 May 2018
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -300 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Call Options Written -900 130.0000 American 18 May 2018
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Call Options Written -2,000 145.0000 American 18 May 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Purchased 9,800 160.0000 American 15 Jun 2018
ADR Put Options Written 2,800 120.0000 American 18 Jan 2019
ADR Put Options Written 2,800 95.0000 American 18 May 2018
ADR Call Options Purchased 900 160.0000 American 20 Jul 2018
ADR Call Options Purchased 500 165.0000 American 22 Jun 2018
ADR Put Options Written 200 90.0000 American 18 May 2018
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Put Options Purchased -20,000 157.5000 American 11 May 2018
ADR Put Options Purchased -20,000 150.0000 American 11 May 2018
ADR Put Options Purchased -25,000 152.5000 American 11 May 2018
ADR Call Options Written -1,000 178.0000 American 11 May 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,000 175.0000 American 19 Oct 2018
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Call Options Written -2,600 140.0000 American 18 May 2018
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Put Options Written 4,100 150.0000 American 15 Jun 2018
ADR Call Options Purchased 3,600 163.0000 American 11 May 2018
ADR Put Options Written 2,800 110.0000 American 18 May 2018
ADR Call Options Purchased 2,400 180.0000 American 18 May 2018
ADR Call Options Purchased 2,000 150.0000 American 17 Jan 2020
ADR Put Options Written 2,000 155.0000 American 18 May 2018
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 300 125.0000 American 18 May 2018
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 200 145.0000 American 20 Jul 2018
ADR Put Options Written 200 110.0000 American 25 May 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Put Options Purchased -1,300 135.0000 American 17 Jan 2020
ADR Call Options Written -1,300 175.0000 American 15 Jun 2018
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 647212
Time of Receipt (offset from UTC): 20180511T115138+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC