Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 09 May 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 8,569,286 0.94% 2,605,864 0.28%
           
(2) Cash-settled derivatives:
310,918 0.03% 3,822,964 0.42%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 349,700 0.04% 831,200 0.09%
           
(4)
TOTAL: 9,229,904 1.01% 7,260,028 0.79%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 20 163.0000 USD
5p ordinary Purchase 61 39.8400 GBP
5p ordinary Purchase 78 39.8575 GBP
ADR Purchase 78 164.2800 USD
5p ordinary Purchase 78 39.9775 GBP
5p ordinary Purchase 95 40.0200 GBP
5p ordinary Purchase 100 40.0180 GBP
ADR Purchase 100 163.0490 USD
5p ordinary Purchase 167 39.9525 GBP
5p ordinary Purchase 167 39.9250 GBP
5p ordinary Purchase 168 39.9100 GBP
5p ordinary Purchase 168 39.9275 GBP
5p ordinary Purchase 169 39.9650 GBP
5p ordinary Purchase 171 39.9050 GBP
ADR Purchase 173 163.1251 USD
5p ordinary Purchase 173 39.9825 GBP
5p ordinary Purchase 176 39.9150 GBP
5p ordinary Purchase 183 39.9925 GBP
5p ordinary Purchase 185 39.9700 GBP
5p ordinary Purchase 187 39.7900 GBP
5p ordinary Purchase 189 39.9300 GBP
5p ordinary Purchase 191 39.9025 GBP
5p ordinary Purchase 192 39.8025 GBP
5p ordinary Purchase 201 40.0050 GBP
5p ordinary Purchase 202 39.9850 GBP
5p ordinary Purchase 202 39.9500 GBP
5p ordinary Purchase 205 39.9400 GBP
5p ordinary Purchase 207 39.9450 GBP
5p ordinary Purchase 209 40.2475 GBP
5p ordinary Purchase 216 40.0125 GBP
5p ordinary Purchase 225 39.9125 GBP
5p ordinary Purchase 240 39.9600 GBP
5p ordinary Purchase 258 39.9900 GBP
5p ordinary Purchase 291 39.9675 GBP
5p ordinary Purchase 339 39.9550 GBP
5p ordinary Purchase 402 39.9800 GBP
5p ordinary Purchase 410 39.9836 GBP
5p ordinary Purchase 473 40.0136 GBP
5p ordinary Purchase 524 39.9425 GBP
5p ordinary Purchase 561 39.8275 GBP
5p ordinary Purchase 576 39.9875 GBP
5p ordinary Purchase 675 39.9975 GBP
5p ordinary Purchase 816 39.9448 GBP
5p ordinary Purchase 902 40.0296 GBP
5p ordinary Purchase 903 40.0337 GBP
ADR Purchase 1,034 162.8136 USD
ADR Purchase 1,174 162.8017 USD
5p ordinary Purchase 1,311 39.9371 GBP
ADR Purchase 1,600 162.8256 USD
5p ordinary Purchase 1,723 39.7825 GBP
5p ordinary Purchase 1,764 40.1936 GBP
5p ordinary Purchase 2,245 40.1946 GBP
5p ordinary Purchase 2,450 40.1015 GBP
5p ordinary Purchase 3,000 39.8817 GBP
5p ordinary Purchase 3,780 39.8796 GBP
5p ordinary Purchase 4,649 40.0278 GBP
5p ordinary Purchase 4,771 40.0379 GBP
ADR Purchase 4,900 162.6893 USD
ADR Purchase 5,000 164.2435 USD
ADR Purchase 5,007 162.9992 USD
5p ordinary Purchase 5,023 39.9784 GBP
5p ordinary Purchase 5,060 39.9530 GBP
5p ordinary Purchase 5,225 39.9625 GBP
ADR Purchase 5,290 162.7510 USD
5p ordinary Purchase 5,739 39.9711 GBP
ADR Purchase 6,102 162.2702 USD
5p ordinary Purchase 6,190 39.8545 GBP
ADR Purchase 7,000 162.6371 USD
5p ordinary Purchase 7,784 40.0393 GBP
ADR Purchase 8,500 162.7010 USD
5p ordinary Purchase 14,556 39.8844 GBP
5p ordinary Purchase 14,746 39.9727 GBP
5p ordinary Purchase 16,713 40.1043 GBP
5p ordinary Purchase 19,921 39.9512 GBP
ADR Purchase 27,000 162.9741 USD
5p ordinary Purchase 27,098 39.9309 GBP
5p ordinary Purchase 28,667 39.9068 GBP
5p ordinary Purchase 34,508 39.9797 GBP
5p ordinary Purchase 34,508 39.9601 GBP
5p ordinary Purchase 34,508 40.0308 GBP
5p ordinary Purchase 42,899 39.9885 GBP
ADR Purchase 50,489 162.8601 USD
5p ordinary Purchase 54,421 39.7800 GBP
5p ordinary Purchase 66,919 39.9255 GBP
5p ordinary Purchase 260,499 40.0000 GBP
5p ordinary Purchase 300,915 39.8642 GBP
ADR Sale 27 164.3800 USD
5p ordinary Sale 61 39.8400 GBP
ADR Sale 74 163.1200 USD
5p ordinary Sale 78 39.8575 GBP
ADR Sale 78 164.2800 USD
5p ordinary Sale 78 39.9775 GBP
ADR Sale 100 162.9800 USD
ADR Sale 100 164.0300 USD
ADR Sale 100 164.2200 USD
ADR Sale 100 164.0920 USD
ADR Sale 100 162.8800 USD
5p ordinary Sale 131 39.8950 GBP
5p ordinary Sale 167 39.9250 GBP
5p ordinary Sale 167 39.9525 GBP
5p ordinary Sale 168 39.9100 GBP
5p ordinary Sale 168 39.9275 GBP
5p ordinary Sale 169 39.9650 GBP
5p ordinary Sale 171 39.9050 GBP
5p ordinary Sale 173 39.9825 GBP
5p ordinary Sale 176 39.9150 GBP
5p ordinary Sale 183 39.9925 GBP
5p ordinary Sale 185 39.9700 GBP
5p ordinary Sale 187 39.7900 GBP
5p ordinary Sale 189 39.9300 GBP
5p ordinary Sale 191 39.9025 GBP
5p ordinary Sale 192 39.8025 GBP
ADR Sale 195 164.4201 USD
ADR Sale 200 164.3200 USD
ADR Sale 200 163.7675 USD
5p ordinary Sale 201 40.0050 GBP
5p ordinary Sale 202 39.9500 GBP
5p ordinary Sale 202 39.9850 GBP
5p ordinary Sale 205 39.9400 GBP
5p ordinary Sale 207 39.9450 GBP
5p ordinary Sale 209 40.2475 GBP
5p ordinary Sale 216 40.0125 GBP
5p ordinary Sale 225 39.9125 GBP
5p ordinary Sale 234 40.0233 GBP
5p ordinary Sale 240 39.9600 GBP
5p ordinary Sale 258 39.9900 GBP
5p ordinary Sale 274 40.0357 GBP
5p ordinary Sale 291 39.9675 GBP
ADR Sale 300 162.3800 USD
ADR Sale 300 162.8333 USD
ADR Sale 300 163.1500 USD
ADR Sale 300 163.9066 USD
5p ordinary Sale 339 39.9550 GBP
ADR Sale 400 163.2275 USD
5p ordinary Sale 402 39.9800 GBP
ADR Sale 500 164.2500 USD
5p ordinary Sale 503 39.9764 GBP
5p ordinary Sale 524 39.9425 GBP
5p ordinary Sale 561 39.8275 GBP
5p ordinary Sale 572 40.0000 GBP
5p ordinary Sale 576 39.9875 GBP
5p ordinary Sale 648 39.8948 GBP
ADR Sale 674 162.7495 USD
5p ordinary Sale 675 39.9975 GBP
ADR Sale 800 164.2900 USD
ADR Sale 800 163.0587 USD
ADR Sale 875 163.2734 USD
ADR Sale 900 164.2053 USD
5p ordinary Sale 978 39.9028 GBP
5p ordinary Sale 1,016 40.0244 GBP
5p ordinary Sale 1,440 39.9249 GBP
ADR Sale 1,500 162.3226 USD
ADR Sale 1,500 162.9995 USD
ADR Sale 1,525 162.3927 USD
5p ordinary Sale 1,863 40.0531 GBP
ADR Sale 2,000 162.9295 USD
5p ordinary Sale 2,170 39.9542 GBP
5p ordinary Sale 2,317 39.9420 GBP
ADR Sale 2,500 164.2435 USD
ADR Sale 2,600 162.8038 USD
ADR Sale 2,600 162.3712 USD
5p ordinary Sale 2,601 39.9536 GBP
5p ordinary Sale 2,726 39.9740 GBP
5p ordinary Sale 2,805 39.9398 GBP
5p ordinary Sale 2,863 39.9393 GBP
5p ordinary Sale 2,976 39.9367 GBP
ADR Sale 3,700 163.3651 USD
ADR Sale 4,400 162.7942 USD
5p ordinary Sale 4,726 40.0237 GBP
5p ordinary Sale 4,888 40.0446 GBP
ADR Sale 5,000 162.9918 USD
ADR Sale 5,100 162.7411 USD
5p ordinary Sale 5,200 39.8798 GBP
5p ordinary Sale 5,306 40.0266 GBP
5p ordinary Sale 6,100 40.0080 GBP
ADR Sale 6,202 162.2675 USD
ADR Sale 6,363 162.7459 USD
5p ordinary Sale 6,398 40.0373 GBP
5p ordinary Sale 6,410 39.8539 GBP
5p ordinary Sale 7,270 39.9803 GBP
ADR Sale 8,200 162.6823 USD
ADR Sale 8,597 162.5223 USD
5p ordinary Sale 10,000 40.0785 GBP
5p ordinary Sale 11,763 39.9153 GBP
5p ordinary Sale 12,204 40.1218 GBP
5p ordinary Sale 13,591 39.9117 GBP
5p ordinary Sale 18,124 39.9884 GBP
5p ordinary Sale 19,000 40.1903 GBP
ADR Sale 20,765 162.9251 USD
5p ordinary Sale 26,414 39.9899 GBP
ADR Sale 33,492 162.9334 USD
5p ordinary Sale 34,508 39.9797 GBP
5p ordinary Sale 36,433 40.0151 GBP
5p ordinary Sale 38,021 39.9423 GBP
5p ordinary Sale 83,247 39.7800 GBP
5p ordinary Sale 91,150 39.9471 GBP
5p ordinary Sale 99,444 39.8956 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary SWAP Long 635 39.8248 GBP
5p ordinary CFD Long 648 39.8948 GBP
5p ordinary CFD Long 1,016 40.0244 GBP
5p ordinary SWAP Long 2,200 39.7760 GBP
5p ordinary CFD Long 2,877 39.9385 GBP
5p ordinary SWAP Long 3,085 39.9704 GBP
5p ordinary CFD Long 3,740 39.9623 GBP
5p ordinary SWAP Long 4,571 39.8225 GBP
5p ordinary CFD Long 4,888 40.0446 GBP
5p ordinary CFD Long 4,909 39.9700 GBP
5p ordinary SWAP Long 5,200 39.8799 GBP
5p ordinary SWAP Long 6,384 39.9884 GBP
5p ordinary SWAP Long 7,065 39.9667 GBP
5p ordinary CFD Long 8,023 39.8934 GBP
5p ordinary CFD Long 12,204 40.1218 GBP
5p ordinary SWAP Long 34,508 39.9797 GBP
5p ordinary SWAP Long 60,460 39.7800 GBP
5p ordinary SWAP Long 67,783 39.9697 GBP
5p ordinary SWAP Long 93,701 39.8903 GBP
5p ordinary CFD Short 100 40.0180 GBP
5p ordinary SWAP Short 180 39.9732 GBP
5p ordinary SWAP Short 312 40.0317 GBP
5p ordinary SWAP Short 342 40.1276 GBP
5p ordinary SWAP Short 392 39.9770 GBP
5p ordinary SWAP Short 550 39.9643 GBP
5p ordinary CFD Short 690 39.7859 GBP
5p ordinary SWAP Short 991 39.7949 GBP
5p ordinary SWAP Short 1,227 40.0097 GBP
5p ordinary SWAP Short 1,250 39.9412 GBP
5p ordinary CFD Short 1,460 40.1104 GBP
5p ordinary CFD Short 1,723 39.7825 GBP
5p ordinary SWAP Short 1,764 40.1937 GBP
5p ordinary SWAP Short 3,508 39.9451 GBP
5p ordinary CFD Short 3,780 39.8796 GBP
5p ordinary SWAP Short 5,951 39.9539 GBP
5p ordinary SWAP Short 6,082 40.0746 GBP
5p ordinary CFD Short 13,500 39.9054 GBP
5p ordinary CFD Short 14,802 39.8267 GBP
5p ordinary CFD Short 45,230 39.7831 GBP
5p ordinary SWAP Short 45,792 39.7800 GBP
5p ordinary SWAP Short 53,699 39.9119 GBP
5p ordinary SWAP Short 77,184 39.8004 GBP
5p ordinary CFD Short 112,064 39.9328 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 10 May 2018
Contact name: ELISE TANG
Telephone number: 0207 1163001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Purchased -140,000 3500.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
5p ordinary Put Options Purchased -100,000 3600.0000 American 18 May 2018
ADR Put Options Written 2,400 165.0000 American 18 May 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Put Options Written 1,300 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Call Options Written -100 160.0000 American 18 May 2018
ADR Call Options Written -200 150.0000 American 18 May 2018
ADR Put Options Purchased -400 165.0000 American 17 Jan 2020
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Call Options Written -2,000 175.0000 American 20 Jul 2018
ADR Put Options Purchased -2,400 160.0000 American 11 May 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Purchased -44,000 145.0000 American 19 Oct 2018
ADR Put Options Written 28,100 150.0000 American 18 May 2018
ADR Call Options Purchased 2,400 170.0000 American 18 May 2018
ADR Call Options Purchased 1,700 170.0000 American 19 Oct 2018
ADR Put Options Written 200 105.0000 American 18 May 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Put Options Purchased -300 170.0000 American 25 May 2018
ADR Call Options Purchased 11,700 170.0000 American 15 Jun 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Call Options Purchased 1,500 185.0000 American 19 Oct 2018
ADR Call Options Purchased 1,100 125.0000 American 18 Jan 2019
ADR Put Options Written 1,000 135.0000 American 20 Jul 2018
ADR Call Options Purchased 900 163.0000 American 18 May 2018
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 400 165.0000 American 18 May 2018
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Call Options Purchased 100 165.0000 American 15 Jun 2018
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -900 145.0000 American 20 Jul 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 135.0000 American 18 May 2018
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Call Options Purchased 200 165.0000 American 20 Jul 2018
ADR Put Options Written 200 140.0000 American 18 May 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -500 155.0000 American 11 May 2018
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -1,500 148.0000 American 22 Jun 2018
ADR Call Options Written -1,500 185.0000 American 18 May 2018
ADR Call Options Written -3,200 175.0000 American 11 May 2018
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Put Options Written 500 125.0000 American 20 Jul 2018
ADR Call Options Purchased 300 195.0000 American 18 Jan 2019
ADR Call Options Purchased 300 175.0000 American 18 May 2018
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 185.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 1 Jun 2018
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Call Options Written -200 190.0000 American 11 May 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Put Options Purchased -3,000 115.0000 American 18 May 2018
ADR Call Options Written -8,000 180.0000 American 18 Jan 2019
ADR Call Options Written -237,000 165.0000 American 15 Jun 2018
ADR Call Options Purchased 1,500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 170.0000 American 18 Jan 2019
ADR Call Options Purchased 1,100 170.0000 American 11 May 2018
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Put Options Written 200 150.0000 American 20 Jul 2018
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -300 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Call Options Written -900 130.0000 American 18 May 2018
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Call Options Written -2,000 145.0000 American 18 May 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -3,100 180.0000 American 11 May 2018
ADR Call Options Written -4,700 170.0000 American 20 Jul 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Put Options Purchased -14,300 155.0000 American 11 May 2018
ADR Call Options Purchased 9,800 160.0000 American 15 Jun 2018
ADR Put Options Written 2,800 120.0000 American 18 Jan 2019
ADR Put Options Written 2,800 95.0000 American 18 May 2018
ADR Call Options Purchased 900 160.0000 American 20 Jul 2018
ADR Call Options Purchased 500 165.0000 American 22 Jun 2018
ADR Put Options Written 200 90.0000 American 18 May 2018
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Call Options Written -1,000 178.0000 American 11 May 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,000 175.0000 American 19 Oct 2018
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Call Options Written -2,600 140.0000 American 18 May 2018
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Put Options Purchased -20,000 157.5000 American 11 May 2018
ADR Put Options Purchased -20,000 150.0000 American 11 May 2018
ADR Put Options Purchased -25,000 152.5000 American 11 May 2018
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Put Options Written 4,100 150.0000 American 15 Jun 2018
ADR Call Options Purchased 3,600 163.0000 American 11 May 2018
ADR Put Options Written 2,800 110.0000 American 18 May 2018
ADR Call Options Purchased 2,400 180.0000 American 18 May 2018
ADR Call Options Purchased 2,000 150.0000 American 17 Jan 2020
ADR Put Options Written 2,000 155.0000 American 18 May 2018
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 300 125.0000 American 18 May 2018
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 200 145.0000 American 20 Jul 2018
ADR Put Options Written 200 110.0000 American 25 May 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Put Options Purchased -1,300 135.0000 American 17 Jan 2020
ADR Call Options Written -1,300 175.0000 American 15 Jun 2018
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 647105
Time of Receipt (offset from UTC): 20180510T110507+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC