Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

SHIRE PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

8 May 2018

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 8,596,667 0.94% 3,103,513 0.34%
           
(2) Cash-settled derivatives:
293,250 0.03% 3,736,620 0.41%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 349,600 0.04% 831,100 0.09%
           
(4)
TOTAL: 8,643,215 0.95% 7,171,050 0.78%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 50 163.4000 USD
ADR Purchase 100 163.5400 USD
ADR Purchase 125 163.2180 USD
ADR Purchase 134 163.5247 USD
5p ordinary Purchase 165 40.3825 GBP
5p ordinary Purchase 165 40.4350 GBP
5p ordinary Purchase 170 40.3775 GBP
5p ordinary Purchase 184 40.5075 GBP
5p ordinary Purchase 190 40.4300 GBP
5p ordinary Purchase 191 40.4825 GBP
5p ordinary Purchase 198 40.4625 GBP
ADR Purchase 200 163.2500 USD
ADR Purchase 200 163.1250 USD
ADR Purchase 200 163.0000 USD
5p ordinary Purchase 209 40.5375 GBP
5p ordinary Purchase 218 40.4075 GBP
5p ordinary Purchase 250 40.6750 GBP
5p ordinary Purchase 300 40.3816 GBP
5p ordinary Purchase 351 40.3900 GBP
ADR Purchase 386 163.4581 USD
ADR Purchase 500 162.9946 USD
ADR Purchase 500 163.1140 USD
ADR Purchase 675 163.5014 USD
5p ordinary Purchase 784 40.2954 GBP
ADR Purchase 800 163.4812 USD
ADR Purchase 800 163.5195 USD
ADR Purchase 810 163.1459 USD
ADR Purchase 991 163.4830 USD
5p ordinary Purchase 1,152 40.2644 GBP
ADR Purchase 1,208 163.3540 USD
5p ordinary Purchase 1,370 40.1124 GBP
5p ordinary Purchase 1,416 40.4044 GBP
5p ordinary Purchase 1,581 40.0278 GBP
5p ordinary Purchase 1,583 40.3355 GBP
ADR Purchase 1,650 163.1515 USD
ADR Purchase 1,700 163.5285 USD
ADR Purchase 1,713 163.4782 USD
ADR Purchase 1,900 162.1642 USD
5p ordinary Purchase 2,015 40.2866 GBP
5p ordinary Purchase 2,042 40.6780 GBP
5p ordinary Purchase 2,115 40.0196 GBP
5p ordinary Purchase 2,157 40.2299 GBP
ADR Purchase 2,193 163.3329 USD
ADR Purchase 2,200 163.5084 USD
5p ordinary Purchase 2,228 40.1377 GBP
ADR Purchase 2,328 163.5641 USD
ADR Purchase 2,343 163.7000 USD
ADR Purchase 2,400 163.5330 USD
ADR Purchase 2,400 163.2958 USD
ADR Purchase 2,500 163.4855 USD
5p ordinary Purchase 2,552 40.3450 GBP
ADR Purchase 2,800 163.3100 USD
ADR Purchase 2,854 163.3671 USD
5p ordinary Purchase 3,146 40.2621 GBP
5p ordinary Purchase 3,704 39.9479 GBP
ADR Purchase 3,820 163.3892 USD
5p ordinary Purchase 3,976 40.0332 GBP
5p ordinary Purchase 4,306 40.4467 GBP
ADR Purchase 4,540 162.5289 USD
ADR Purchase 5,295 162.9641 USD
5p ordinary Purchase 5,408 40.4016 GBP
ADR Purchase 5,915 163.3578 USD
ADR Purchase 6,007 163.2045 USD
5p ordinary Purchase 6,725 40.1388 GBP
5p ordinary Purchase 6,837 40.3173 GBP
ADR Purchase 7,900 163.1497 USD
ADR Purchase 8,143 163.3200 USD
5p ordinary Purchase 8,568 40.3227 GBP
5p ordinary Purchase 8,738 40.2794 GBP
ADR Purchase 9,000 163.3510 USD
5p ordinary Purchase 9,218 40.3092 GBP
5p ordinary Purchase 9,321 40.0666 GBP
5p ordinary Purchase 9,691 40.4061 GBP
ADR Purchase 9,800 163.3338 USD
ADR Purchase 11,900 163.3700 USD
5p ordinary Purchase 12,464 40.2654 GBP
5p ordinary Purchase 13,166 40.2737 GBP
5p ordinary Purchase 13,439 40.0200 GBP
ADR Purchase 15,400 163.1957 USD
5p ordinary Purchase 15,529 40.2072 GBP
5p ordinary Purchase 16,261 40.2815 GBP
5p ordinary Purchase 21,615 40.1040 GBP
ADR Purchase 24,975 163.2446 USD
5p ordinary Purchase 25,306 40.2674 GBP
5p ordinary Purchase 25,353 40.3421 GBP
ADR Purchase 25,500 163.3432 USD
ADR Purchase 41,800 163.2620 USD
5p ordinary Purchase 50,602 40.1542 GBP
ADR Purchase 55,685 163.3636 USD
5p ordinary Purchase 57,106 40.1157 GBP
ADR Purchase 67,207 163.3651 USD
5p ordinary Purchase 69,016 40.5568 GBP
5p ordinary Purchase 90,471 40.3521 GBP
5p ordinary Purchase 160,791 40.2613 GBP
5p ordinary Purchase 273,537 40.1976 GBP
5p ordinary Sale 1 40.0200 GBP
5p ordinary Sale 31 40.0270 GBP
5p ordinary Sale 56 40.0778 GBP
5p ordinary Sale 76 40.1540 GBP
5p ordinary Sale 78 40.1600 GBP
ADR Sale 100 163.2400 USD
ADR Sale 100 163.3900 USD
ADR Sale 100 163.4300 USD
ADR Sale 100 163.5800 USD
ADR Sale 100 163.6100 USD
ADR Sale 100 163.7500 USD
5p ordinary Sale 108 40.1430 GBP
5p ordinary Sale 125 40.0647 GBP
5p ordinary Sale 134 40.0097 GBP
ADR Sale 150 163.4000 USD
5p ordinary Sale 165 40.4350 GBP
5p ordinary Sale 165 40.3825 GBP
5p ordinary Sale 170 40.3775 GBP
5p ordinary Sale 184 40.5075 GBP
ADR Sale 186 163.5436 USD
5p ordinary Sale 190 40.4300 GBP
5p ordinary Sale 191 40.4825 GBP
5p ordinary Sale 192 40.2935 GBP
5p ordinary Sale 198 40.4625 GBP
ADR Sale 200 163.4125 USD
ADR Sale 200 163.2000 USD
5p ordinary Sale 209 40.5375 GBP
5p ordinary Sale 218 40.4075 GBP
ADR Sale 220 163.4281 USD
5p ordinary Sale 234 40.0033 GBP
5p ordinary Sale 252 40.1090 GBP
ADR Sale 280 163.4450 USD
ADR Sale 300 163.4100 USD
ADR Sale 300 163.2583 USD
ADR Sale 300 163.0366 USD
5p ordinary Sale 351 40.3900 GBP
5p ordinary Sale 353 39.9548 GBP
5p ordinary Sale 360 40.1100 GBP
ADR Sale 386 163.4581 USD
5p ordinary Sale 441 40.0901 GBP
5p ordinary Sale 494 39.9697 GBP
ADR Sale 700 163.3013 USD
ADR Sale 700 163.5928 USD
ADR Sale 908 163.3631 USD
5p ordinary Sale 1,061 39.8629 GBP
5p ordinary Sale 1,112 40.2482 GBP
5p ordinary Sale 1,183 40.3652 GBP
ADR Sale 1,234 163.7211 USD
ADR Sale 1,394 163.1987 USD
ADR Sale 1,400 163.2151 USD
5p ordinary Sale 1,429 40.0061 GBP
ADR Sale 1,500 163.3533 USD
ADR Sale 1,600 163.4101 USD
ADR Sale 1,700 163.3058 USD
5p ordinary Sale 2,127 40.2059 GBP
5p ordinary Sale 2,325 40.0372 GBP
ADR Sale 2,343 163.7000 USD
ADR Sale 2,400 163.5330 USD
5p ordinary Sale 2,530 39.7507 GBP
5p ordinary Sale 2,602 40.1681 GBP
5p ordinary Sale 2,608 40.0403 GBP
ADR Sale 2,709 163.1945 USD
5p ordinary Sale 2,784 40.3789 GBP
5p ordinary Sale 2,843 40.3785 GBP
5p ordinary Sale 3,669 40.0574 GBP
ADR Sale 3,700 163.3043 USD
5p ordinary Sale 3,777 40.3423 GBP
5p ordinary Sale 3,819 40.1192 GBP
ADR Sale 4,400 163.1463 USD
ADR Sale 4,520 163.6079 USD
5p ordinary Sale 4,550 40.3631 GBP
5p ordinary Sale 5,174 40.5150 GBP
ADR Sale 5,300 163.3835 USD
ADR Sale 5,613 162.9850 USD
5p ordinary Sale 6,018 40.2698 GBP
ADR Sale 6,200 163.3312 USD
5p ordinary Sale 6,746 40.3327 GBP
5p ordinary Sale 6,752 40.0850 GBP
ADR Sale 8,243 163.3200 USD
5p ordinary Sale 8,480 39.8505 GBP
5p ordinary Sale 9,127 40.2384 GBP
ADR Sale 9,999 163.4157 USD
5p ordinary Sale 10,429 39.8447 GBP
ADR Sale 11,514 163.6378 USD
5p ordinary Sale 11,743 40.2643 GBP
5p ordinary Sale 11,799 40.1142 GBP
5p ordinary Sale 13,190 40.3802 GBP
5p ordinary Sale 13,926 40.3450 GBP
ADR Sale 14,000 163.4003 USD
5p ordinary Sale 15,000 40.6872 GBP
ADR Sale 15,200 163.3594 USD
ADR Sale 15,400 163.1958 USD
5p ordinary Sale 17,206 40.1802 GBP
5p ordinary Sale 18,500 40.0045 GBP
5p ordinary Sale 20,063 40.1101 GBP
5p ordinary Sale 25,375 40.1912 GBP
ADR Sale 30,515 163.1445 USD
5p ordinary Sale 30,832 40.1591 GBP
5p ordinary Sale 39,894 40.1042 GBP
ADR Sale 46,227 163.4377 USD
5p ordinary Sale 51,985 40.3430 GBP
ADR Sale 53,349 163.2077 USD
5p ordinary Sale 54,864 40.1067 GBP
5p ordinary Sale 65,066 40.1849 GBP
5p ordinary Sale 68,540 40.2320 GBP
5p ordinary Sale 100,578 40.0931 GBP
5p ordinary Sale 177,323 40.1777 GBP
5p ordinary Sale 234,090 40.6750 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary SWAP Long 1 40.0129 GBP
5p ordinary SWAP Long 31 40.0273 GBP
5p ordinary SWAP Long 56 40.0778 GBP
5p ordinary SWAP Long 113 40.0283 GBP
5p ordinary SWAP Long 125 40.0646 GBP
5p ordinary SWAP Long 134 40.0097 GBP
5p ordinary SWAP Long 234 40.0033 GBP
5p ordinary SWAP Long 252 40.1090 GBP
5p ordinary SWAP Long 353 39.9548 GBP
5p ordinary CFD Long 441 40.0901 GBP
5p ordinary CFD Long 521 40.4754 GBP
5p ordinary CFD Long 1,000 40.3463 GBP
5p ordinary SWAP Long 1,429 40.0061 GBP
5p ordinary SWAP Long 2,608 40.0403 GBP
5p ordinary CFD Long 3,669 40.0574 GBP
5p ordinary CFD Long 3,777 40.3423 GBP
5p ordinary CFD Long 3,819 40.1192 GBP
5p ordinary SWAP Long 5,433 40.2043 GBP
5p ordinary CFD Long 6,500 40.3927 GBP
5p ordinary SWAP Long 7,057 40.3931 GBP
5p ordinary SWAP Long 12,500 40.3450 GBP
5p ordinary SWAP Long 16,390 40.4144 GBP
5p ordinary SWAP Long 28,886 40.0878 GBP
5p ordinary CFD Long 45,918 40.1921 GBP
5p ordinary SWAP Long 50,560 40.2063 GBP
5p ordinary SWAP Long 74,596 40.2560 GBP
5p ordinary CFD Long 79,418 40.0413 GBP
5p ordinary SWAP Short 205 40.3042 GBP
5p ordinary CFD Short 256 39.6709 GBP
5p ordinary CFD Short 300 40.3816 GBP
5p ordinary CFD Short 445 39.8195 GBP
5p ordinary CFD Short 1,417 40.0374 GBP
5p ordinary CFD Short 1,600 40.2207 GBP
5p ordinary CFD Short 1,636 40.0811 GBP
5p ordinary CFD Short 1,779 40.0164 GBP
5p ordinary SWAP Short 1,981 40.3450 GBP
5p ordinary CFD Short 2,042 40.6780 GBP
5p ordinary CFD Short 2,068 39.8426 GBP
5p ordinary SWAP Short 3,146 40.2621 GBP
5p ordinary CFD Short 3,196 40.6782 GBP
5p ordinary CFD Short 5,100 40.4144 GBP
5p ordinary CFD Short 9,321 40.0666 GBP
5p ordinary SWAP Short 10,504 40.2741 GBP
5p ordinary CFD Short 12,464 40.2654 GBP
5p ordinary SWAP Short 15,007 40.2438 GBP
5p ordinary CFD Short 15,323 40.3482 GBP
5p ordinary SWAP Short 18,516 40.1479 GBP
5p ordinary SWAP Short 19,527 40.2497 GBP
5p ordinary CFD Short 25,353 40.3421 GBP
5p ordinary SWAP Short 28,640 40.0324 GBP
5p ordinary SWAP Short 116,657 40.2856 GBP
5p ordinary CFD Short 159,191 40.2617 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Purchasing 100 145 USD American 20 Jul 2018 21.3000 USD
ADR Call Options Purchasing 2,000 150 USD American 17 Jan 2020 32.0000 USD
ADR Call Options Purchasing 500 160 USD American 25 May 2018 5.7000 USD
ADR Call Options Purchasing 1,000 160 USD American 20 Jul 2018 9.3200 USD
ADR Call Options Purchasing 4,100 163 USD American 11 May 2018 2.1304 USD
ADR Call Options Purchasing 1,000 163 USD American 18 May 2018 4.6000 USD
ADR Call Options Purchasing 2,000 165 USD American 11 May 2018 1.0000 USD
ADR Call Options Purchasing 400 165 USD American 18 May 2018 1.7500 USD
ADR Call Options Purchasing 100 165 USD American 15 Jun 2018 4.3000 USD
ADR Call Options Purchasing 500 165 USD American 22 Jun 2018 4.5000 USD
ADR Call Options Purchasing 1,000 170 USD American 11 May 2018 0.9500 USD
ADR Call Options Purchasing 11,700 170 USD American 15 Jun 2018 2.1713 USD
ADR Call Options Purchasing 1,700 170 USD American 19 Oct 2018 7.3000 USD
ADR Call Options Purchasing 100 175 USD American 18 May 2018 0.2000 USD
ADR Call Options Purchasing 2,400 180 USD American 18 May 2018 0.1000 USD
ADR Call Options Selling 100 150 USD American 20 Jul 2018 17.4000 USD
ADR Call Options Selling 237,000 165 USD American 15 Jun 2018 3.8500 USD
ADR Put Options Purchasing 200 125 USD American 20 Jul 2018 0.5200 USD
ADR Put Options Purchasing 20,400 155 USD American 11 May 2018 0.2007 USD
ADR Put Options Purchasing 2,400 160 USD American 11 May 2018 0.5875 USD
ADR Put Options Purchasing 400 165 USD American 17 Jan 2020 18.8750 USD
ADR Put Options Purchasing 300 170 USD American 25 May 2018 7.0000 USD
ADR Put Options Purchasing 2,000 175 USD American 19 Oct 2018 16.0000 USD
ADR Put Options Selling 500 135 USD American 18 May 2018 0.0500 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure:  

9 May 2018

Contact name:

ELISE TANG

Telephone number:

0207 1163001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:  

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

SHIRE PLC

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Purchased -140,000 3500.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
5p ordinary Put Options Purchased -100,000 3600.0000 American 18 May 2018
ADR Put Options Written 2,400 165.0000 American 18 May 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Put Options Written 1,300 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Call Options Written -100 160.0000 American 18 May 2018
ADR Call Options Written -200 150.0000 American 18 May 2018
ADR Put Options Purchased -400 165.0000 American 17 Jan 2020
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Call Options Written -2,000 175.0000 American 20 Jul 2018
ADR Put Options Purchased -2,400 160.0000 American 11 May 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Purchased -44,000 145.0000 American 19 Oct 2018
ADR Put Options Written 28,100 150.0000 American 18 May 2018
ADR Call Options Purchased 2,400 170.0000 American 18 May 2018
ADR Call Options Purchased 1,700 170.0000 American 19 Oct 2018
ADR Put Options Written 200 105.0000 American 18 May 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Put Options Purchased -300 170.0000 American 25 May 2018
ADR Call Options Purchased 11,700 170.0000 American 15 Jun 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Call Options Purchased 1,500 185.0000 American 19 Oct 2018
ADR Call Options Purchased 1,100 125.0000 American 18 Jan 2019
ADR Put Options Written 1,000 135.0000 American 20 Jul 2018
ADR Call Options Purchased 900 163.0000 American 18 May 2018
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 400 165.0000 American 18 May 2018
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Call Options Purchased 100 165.0000 American 15 Jun 2018
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -900 145.0000 American 20 Jul 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 135.0000 American 18 May 2018
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Call Options Purchased 200 165.0000 American 20 Jul 2018
ADR Put Options Written 200 140.0000 American 18 May 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -500 155.0000 American 11 May 2018
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -1,400 185.0000 American 18 May 2018
ADR Call Options Written -1,500 148.0000 American 22 Jun 2018
ADR Call Options Written -3,200 175.0000 American 11 May 2018
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Put Options Written 500 125.0000 American 20 Jul 2018
ADR Call Options Purchased 300 195.0000 American 18 Jan 2019
ADR Call Options Purchased 300 175.0000 American 18 May 2018
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 185.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 1 Jun 2018
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Call Options Written -200 190.0000 American 11 May 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Put Options Purchased -3,000 115.0000 American 18 May 2018
ADR Call Options Written -8,000 180.0000 American 18 Jan 2019
ADR Call Options Written -237,000 165.0000 American 15 Jun 2018
ADR Call Options Purchased 1,500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 170.0000 American 18 Jan 2019
ADR Call Options Purchased 1,000 170.0000 American 11 May 2018
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Put Options Written 200 150.0000 American 20 Jul 2018
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -300 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Call Options Written -900 130.0000 American 18 May 2018
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Call Options Written -2,000 145.0000 American 18 May 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -3,100 180.0000 American 11 May 2018
ADR Call Options Written -4,700 170.0000 American 20 Jul 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Put Options Purchased -14,300 155.0000 American 11 May 2018
ADR Call Options Purchased 9,800 160.0000 American 15 Jun 2018
ADR Put Options Written 2,800 120.0000 American 18 Jan 2019
ADR Put Options Written 2,800 95.0000 American 18 May 2018
ADR Call Options Purchased 900 160.0000 American 20 Jul 2018
ADR Call Options Purchased 500 165.0000 American 22 Jun 2018
ADR Put Options Written 200 90.0000 American 18 May 2018
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Call Options Written -1,000 178.0000 American 11 May 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,000 175.0000 American 19 Oct 2018
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Call Options Written -2,600 140.0000 American 18 May 2018
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Put Options Purchased -20,000 157.5000 American 11 May 2018
ADR Put Options Purchased -20,000 150.0000 American 11 May 2018
ADR Put Options Purchased -25,000 152.5000 American 11 May 2018
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Put Options Written 4,100 150.0000 American 15 Jun 2018
ADR Call Options Purchased 3,600 163.0000 American 11 May 2018
ADR Put Options Written 2,800 110.0000 American 18 May 2018
ADR Call Options Purchased 2,400 180.0000 American 18 May 2018
ADR Call Options Purchased 2,000 150.0000 American 17 Jan 2020
ADR Put Options Written 2,000 155.0000 American 18 May 2018
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 300 125.0000 American 18 May 2018
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 200 145.0000 American 20 Jul 2018
ADR Put Options Written 200 110.0000 American 25 May 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Put Options Purchased -1,300 135.0000 American 17 Jan 2020
ADR Call Options Written -1,300 175.0000 American 15 Jun 2018
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 0 Jan 1900

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 647046
Time of Receipt (offset from UTC): 20180509T150206+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC