Form 8.3 - Virgin Money Holdings (UK) Plc

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose VIRGIN MONEY HOLDINGS (UK) PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 08 May 2018
(f) In addition to the company in 1(c) above, is the discloser making Yes
  disclosures in respect of any other party to the offer? CYBG plc

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       0.01p ordinary            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,293,090 1.19% 2,312,816 0.52%
           
(2) Cash-settled derivatives:
302,738 0.07% 3,291,947 0.74%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 5,595,828 1.26% 5,604,763 1.26%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
0.01p ordinary Purchase 417 3.3790 GBP
0.01p ordinary Purchase 1,003 3.3141 GBP
0.01p ordinary Purchase 1,108 3.3870 GBP
0.01p ordinary Purchase 1,560 3.3721 GBP
0.01p ordinary Purchase 1,668 3.3818 GBP
0.01p ordinary Purchase 2,613 3.3325 GBP
0.01p ordinary Purchase 2,655 3.3745 GBP
0.01p ordinary Purchase 2,721 3.4350 GBP
0.01p ordinary Purchase 2,963 3.3005 GBP
0.01p ordinary Purchase 3,380 3.3901 GBP
0.01p ordinary Purchase 3,396 3.4017 GBP
0.01p ordinary Purchase 3,891 3.3811 GBP
0.01p ordinary Purchase 4,056 3.3690 GBP
0.01p ordinary Purchase 4,800 3.4300 GBP
0.01p ordinary Purchase 4,818 3.3776 GBP
0.01p ordinary Purchase 5,134 3.3834 GBP
0.01p ordinary Purchase 6,385 3.3950 GBP
0.01p ordinary Purchase 8,227 3.4079 GBP
0.01p ordinary Purchase 9,425 3.3927 GBP
0.01p ordinary Purchase 9,643 3.3770 GBP
0.01p ordinary Purchase 10,576 3.4261 GBP
0.01p ordinary Purchase 10,778 3.3724 GBP
0.01p ordinary Purchase 24,368 3.4066 GBP
0.01p ordinary Purchase 38,036 3.3951 GBP
0.01p ordinary Purchase 38,725 3.4330 GBP
0.01p ordinary Purchase 45,960 3.3907 GBP
0.01p ordinary Purchase 46,998 3.3881 GBP
0.01p ordinary Purchase 57,811 3.3880 GBP
0.01p ordinary Purchase 68,095 3.3636 GBP
0.01p ordinary Purchase 70,030 3.3752 GBP
0.01p ordinary Purchase 92,540 3.3948 GBP
0.01p ordinary Purchase 93,443 3.3915 GBP
0.01p ordinary Purchase 118,766 3.3922 GBP
0.01p ordinary Purchase 162,849 3.3879 GBP
0.01p ordinary Purchase 217,776 3.3769 GBP
0.01p ordinary Purchase 520,752 3.4052 GBP
0.01p ordinary Sale 304 3.4279 GBP
0.01p ordinary Sale 611 3.2487 GBP
0.01p ordinary Sale 894 3.4242 GBP
0.01p ordinary Sale 900 3.3500 GBP
0.01p ordinary Sale 2,013 3.3877 GBP
0.01p ordinary Sale 2,655 3.3745 GBP
0.01p ordinary Sale 2,721 3.4350 GBP
0.01p ordinary Sale 4,056 3.3690 GBP
0.01p ordinary Sale 4,671 3.4168 GBP
0.01p ordinary Sale 4,800 3.4300 GBP
0.01p ordinary Sale 6,561 3.3906 GBP
0.01p ordinary Sale 7,995 3.3950 GBP
0.01p ordinary Sale 9,643 3.3770 GBP
0.01p ordinary Sale 10,000 3.3850 GBP
0.01p ordinary Sale 25,687 3.3277 GBP
0.01p ordinary Sale 26,111 3.3904 GBP
0.01p ordinary Sale 27,723 3.4151 GBP
0.01p ordinary Sale 35,116 3.3945 GBP
0.01p ordinary Sale 43,585 3.3981 GBP
0.01p ordinary Sale 50,000 3.3892 GBP
0.01p ordinary Sale 56,073 3.4255 GBP
0.01p ordinary Sale 57,304 3.3930 GBP
0.01p ordinary Sale 63,446 3.4100 GBP
0.01p ordinary Sale 129,654 3.3597 GBP
0.01p ordinary Sale 242,750 3.3912 GBP
0.01p ordinary Sale 337,119 3.3643 GBP
0.01p ordinary Sale 343,290 3.3100 GBP
0.01p ordinary Sale 353,716 3.3995 GBP
0.01p ordinary Sale 1,778,711 3.3717 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
0.01p ordinary CFD Long 250 3.2887 GBP
0.01p ordinary SWAP Long 300 3.4199 GBP
0.01p ordinary CFD Long 304 3.4279 GBP
0.01p ordinary CFD Long 611 3.2487 GBP
0.01p ordinary CFD Long 687 3.4071 GBP
0.01p ordinary CFD Long 894 3.4242 GBP
0.01p ordinary CFD Long 1,610 3.3950 GBP
0.01p ordinary CFD Long 5,000 3.3564 GBP
0.01p ordinary CFD Long 5,000 3.3597 GBP
0.01p ordinary CFD Long 5,000 3.4066 GBP
0.01p ordinary SWAP Long 8,136 3.4153 GBP
0.01p ordinary CFD Long 10,000 3.3816 GBP
0.01p ordinary CFD Long 10,000 3.3956 GBP
0.01p ordinary CFD Long 10,000 3.3968 GBP
0.01p ordinary CFD Long 10,000 3.4106 GBP
0.01p ordinary CFD Long 20,000 3.3497 GBP
0.01p ordinary CFD Long 20,000 3.3806 GBP
0.01p ordinary CFD Long 20,000 3.3836 GBP
0.01p ordinary CFD Long 20,000 3.3886 GBP
0.01p ordinary CFD Long 20,000 3.3925 GBP
0.01p ordinary CFD Long 20,000 3.3944 GBP
0.01p ordinary CFD Long 20,000 3.3946 GBP
0.01p ordinary CFD Long 20,000 3.3966 GBP
0.01p ordinary CFD Long 21,036 3.4090 GBP
0.01p ordinary SWAP Long 24,116 3.4076 GBP
0.01p ordinary CFD Long 25,000 3.3256 GBP
0.01p ordinary SWAP Long 27,723 3.4151 GBP
0.01p ordinary CFD Long 30,000 3.2265 GBP
0.01p ordinary CFD Long 30,000 3.3914 GBP
0.01p ordinary CFD Long 34,087 3.4327 GBP
0.01p ordinary CFD Long 35,116 3.3945 GBP
0.01p ordinary CFD Long 42,410 3.4105 GBP
0.01p ordinary CFD Long 50,000 3.2897 GBP
0.01p ordinary CFD Long 50,000 3.3092 GBP
0.01p ordinary CFD Long 50,000 3.3319 GBP
0.01p ordinary CFD Long 60,000 3.3888 GBP
0.01p ordinary CFD Long 90,000 3.3896 GBP
0.01p ordinary SWAP Long 91,669 3.4003 GBP
0.01p ordinary CFD Long 100,000 3.2488 GBP
0.01p ordinary CFD Long 100,000 3.3891 GBP
0.01p ordinary CFD Long 110,856 3.3954 GBP
0.01p ordinary CFD Long 138,500 3.3996 GBP
0.01p ordinary CFD Long 149,558 3.3740 GBP
0.01p ordinary CFD Long 150,000 3.2997 GBP
0.01p ordinary SWAP Long 158,566 3.3901 GBP
0.01p ordinary CFD Long 166,913 3.3959 GBP
0.01p ordinary CFD Long 207,580 3.4069 GBP
0.01p ordinary CFD Long 207,848 3.3437 GBP
0.01p ordinary CFD Long 207,848 3.3794 GBP
0.01p ordinary CFD Long 343,290 3.3100 GBP
0.01p ordinary CFD Long 453,000 3.4077 GBP
0.01p ordinary CFD Short 1,668 3.3818 GBP
0.01p ordinary CFD Short 3,380 3.3901 GBP
0.01p ordinary SWAP Short 4,522 3.3919 GBP
0.01p ordinary CFD Short 5,000 3.3843 GBP
0.01p ordinary CFD Short 9,425 3.3927 GBP
0.01p ordinary SWAP Short 19,653 3.3633 GBP
0.01p ordinary SWAP Short 21,511 3.3840 GBP
0.01p ordinary SWAP Short 23,856 3.3833 GBP
0.01p ordinary CFD Short 24,849 3.3765 GBP
0.01p ordinary CFD Short 26,720 3.3943 GBP
0.01p ordinary CFD Short 40,971 3.4062 GBP
0.01p ordinary SWAP Short 60,881 3.3870 GBP
0.01p ordinary SWAP Short 66,000 3.3855 GBP
0.01p ordinary CFD Short 75,000 3.4333 GBP
0.01p ordinary CFD Short 93,443 3.3915 GBP
0.01p ordinary CFD Short 104,809 3.3881 GBP
0.01p ordinary CFD Short 106,333 3.3782 GBP
0.01p ordinary CFD Short 115,962 3.3922 GBP
0.01p ordinary CFD Short 150,000 3.4302 GBP
0.01p ordinary SWAP Short 163,386 3.3674 GBP
0.01p ordinary SWAP Short 214,551 3.4330 GBP
0.01p ordinary SWAP Short 214,551 3.4330 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 9 May 2018
Contact name: ELISE TANG
Telephone number: 0207 1163001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 647037
Time of Receipt (offset from UTC): 20180509T150042+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC