Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

SHIRE PLC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 07 May 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   5p ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 8,333,270 0.91% 2,983,377 0.32%
           
(2) Cash-settled derivatives:
293,207 0.03% 3,626,724 0.40%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 330,600 0.04% 568,400 0.06%
           
 
TOTAL: 8,957,077 0.98% 7,178,501 0.78%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 5 162.4901 USD
ADR Purchase 61 161.3400 USD
ADR Purchase 100 162.2700 USD
ADR Purchase 100 162.4450 USD
ADR Purchase 100 161.3800 USD
ADR Purchase 100 162.4600 USD
ADR Purchase 100 161.7600 USD
ADR Purchase 114 162.1877 USD
ADR Purchase 200 161.6500 USD
ADR Purchase 200 161.1000 USD
ADR Purchase 200 162.3850 USD
ADR Purchase 200 162.9035 USD
ADR Purchase 200 162.9350 USD
ADR Purchase 202 161.6932 USD
ADR Purchase 214 162.0577 USD
ADR Purchase 244 162.8275 USD
ADR Purchase 300 162.2000 USD
ADR Purchase 300 162.4000 USD
ADR Purchase 300 161.8450 USD
ADR Purchase 400 162.5650 USD
ADR Purchase 400 162.9475 USD
ADR Purchase 400 160.5000 USD
ADR Purchase 400 162.6337 USD
ADR Purchase 400 162.2712 USD
ADR Purchase 400 161.8612 USD
ADR Purchase 423 161.4280 USD
ADR Purchase 500 162.1990 USD
ADR Purchase 500 161.8280 USD
ADR Purchase 500 162.1980 USD
ADR Purchase 612 160.6400 USD
ADR Purchase 700 160.5035 USD
ADR Purchase 700 162.8600 USD
ADR Purchase 1,000 162.5500 USD
ADR Purchase 1,000 162.8774 USD
ADR Purchase 1,036 161.7876 USD
ADR Purchase 1,100 161.6775 USD
ADR Purchase 1,100 162.1999 USD
ADR Purchase 1,290 162.4551 USD
ADR Purchase 1,337 162.1699 USD
ADR Purchase 1,400 161.2978 USD
ADR Purchase 1,610 162.3847 USD
ADR Purchase 2,400 161.3900 USD
ADR Purchase 2,500 162.1968 USD
ADR Purchase 4,000 162.7770 USD
ADR Purchase 5,000 162.8196 USD
ADR Purchase 6,096 161.5280 USD
ADR Purchase 8,900 162.7783 USD
ADR Purchase 13,588 162.2184 USD
ADR Purchase 23,800 162.1526 USD
ADR Purchase 27,600 162.2955 USD
ADR Sale 5 162.4901 USD
ADR Sale 14 162.5000 USD
ADR Sale 98 161.7000 USD
ADR Sale 100 160.5100 USD
ADR Sale 100 161.0950 USD
ADR Sale 114 162.1877 USD
ADR Sale 200 161.6500 USD
ADR Sale 200 161.1000 USD
ADR Sale 200 161.6200 USD
ADR Sale 200 161.6900 USD
ADR Sale 200 160.5225 USD
ADR Sale 237 162.3637 USD
ADR Sale 305 162.5300 USD
ADR Sale 323 161.5311 USD
ADR Sale 400 162.3225 USD
ADR Sale 400 160.4925 USD
ADR Sale 400 160.5000 USD
ADR Sale 400 162.9475 USD
ADR Sale 408 160.6400 USD
ADR Sale 599 162.7348 USD
ADR Sale 755 162.0424 USD
ADR Sale 800 162.6296 USD
ADR Sale 938 161.7967 USD
ADR Sale 1,000 161.6690 USD
ADR Sale 1,090 162.4800 USD
ADR Sale 1,096 162.0342 USD
ADR Sale 1,100 161.6775 USD
ADR Sale 1,500 161.5793 USD
ADR Sale 1,539 161.3900 USD
ADR Sale 1,900 162.4071 USD
ADR Sale 2,100 162.2283 USD
ADR Sale 2,390 162.2152 USD
ADR Sale 2,500 162.1968 USD
ADR Sale 4,000 162.7770 USD
ADR Sale 4,600 162.1746 USD
ADR Sale 4,900 162.7668 USD
ADR Sale 5,802 161.5297 USD
ADR Sale 9,544 162.2436 USD
ADR Sale 18,400 162.0924 USD
ADR Sale 22,000 162.2087 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Selling 500 163 USD American 11 May 2018 4.4000 USD
ADR Call Options Selling 100 163 USD American 18 May 2018 4.7300 USD
ADR Call Options Selling 2,000 165 USD American 11 May 2018 2.0000 USD
ADR Call Options Selling 4,200 180 USD American 11 May 2018 0.3500 USD
ADR Call Options Selling 200 190 USD American 11 May 2018 0.1000 USD
ADR Put Options Purchasing 44,000 145 USD American 19 Oct 2018 4.3000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 8 May 2018
Contact name: ELISE TANG
Telephone number: 0207 1163001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Purchased -140,000 3500.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
5p ordinary Put Options Purchased -100,000 3600.0000 American 18 May 2018
ADR Put Options Written 2,400 165.0000 American 18 May 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Put Options Written 1,300 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Call Options Written -100 160.0000 American 18 May 2018
ADR Call Options Written -200 150.0000 American 18 May 2018
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Call Options Written -2,000 175.0000 American 20 Jul 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Purchased -44,000 145.0000 American 19 Oct 2018
ADR Put Options Written 28,100 150.0000 American 18 May 2018
ADR Call Options Purchased 2,400 170.0000 American 18 May 2018
ADR Put Options Written 200 105.0000 American 18 May 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Call Options Written -100 163.0000 American 18 May 2018
ADR Call Options Written -500 160.0000 American 25 May 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Call Options Purchased 1,500 185.0000 American 19 Oct 2018
ADR Call Options Purchased 1,100 125.0000 American 18 Jan 2019
ADR Put Options Written 1,000 135.0000 American 20 Jul 2018
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,000 145.0000 American 20 Jul 2018
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,000 135.0000 American 18 May 2018
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Call Options Purchased 200 165.0000 American 20 Jul 2018
ADR Put Options Written 200 140.0000 American 18 May 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -500 155.0000 American 11 May 2018
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -1,400 185.0000 American 18 May 2018
ADR Call Options Written -1,500 148.0000 American 22 Jun 2018
ADR Call Options Written -2,000 165.0000 American 11 May 2018
ADR Call Options Written -3,200 175.0000 American 11 May 2018
ADR Put Options Written 700 125.0000 American 20 Jul 2018
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Call Options Purchased 300 195.0000 American 18 Jan 2019
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 185.0000 American 18 Jan 2019
ADR Call Options Purchased 200 175.0000 American 18 May 2018
ADR Put Options Written 100 110.0000 American 1 Jun 2018
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Call Options Written -200 190.0000 American 11 May 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Put Options Purchased -3,000 115.0000 American 18 May 2018
ADR Call Options Written -8,000 180.0000 American 18 Jan 2019
ADR Call Options Purchased 1,500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 170.0000 American 18 Jan 2019
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Put Options Written 200 150.0000 American 20 Jul 2018
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -200 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Call Options Written -900 130.0000 American 18 May 2018
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Call Options Written -2,000 145.0000 American 18 May 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -3,100 180.0000 American 11 May 2018
ADR Call Options Written -4,700 170.0000 American 20 Jul 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Put Options Written 6,100 155.0000 American 11 May 2018
ADR Call Options Purchased 9,800 160.0000 American 15 Jun 2018
ADR Put Options Written 2,800 120.0000 American 18 Jan 2019
ADR Put Options Written 2,800 95.0000 American 18 May 2018
ADR Put Options Written 200 90.0000 American 18 May 2018
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Call Options Written -500 163.0000 American 11 May 2018
ADR Call Options Written -1,000 178.0000 American 11 May 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Call Options Written -2,600 140.0000 American 18 May 2018
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Put Options Purchased -10,000 157.5000 American 11 May 2018
ADR Put Options Purchased -20,000 150.0000 American 11 May 2018
ADR Put Options Purchased -25,000 152.5000 American 11 May 2018
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Put Options Written 4,100 150.0000 American 15 Jun 2018
ADR Put Options Written 2,800 110.0000 American 18 May 2018
ADR Put Options Written 2,000 155.0000 American 18 May 2018
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 300 125.0000 American 18 May 2018
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 200 145.0000 American 20 Jul 2018
ADR Put Options Written 200 110.0000 American 25 May 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Call Options Written -100 160.0000 American 20 Jul 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Put Options Purchased -1,300 135.0000 American 17 Jan 2020
ADR Call Options Written -1,300 175.0000 American 15 Jun 2018
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 646965
Time of Receipt (offset from UTC): 20180508T122607+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC