Form 8.3 - SHIRE PLC - AMENDMENT

LONDON--()--

FORM 8.3 AMENDMENTS

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

SHIRE PLC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 04 May 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   5p ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 8,266,190 0.91% 2,980,122 0.32%
           
(2) Cash-settled derivatives:
293,207 0.03% 3,626,724 0.40%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 342,300 0.04% 521,000 0.06%
           
 
TOTAL: 8,901,697 0.98% 7,127,846 0.78%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 8 155.9300 USD
ADR Purchase 25 157.2100 USD
ADR Purchase 40 156.4001 USD
ADR Purchase 47 156.5400 USD
5p ordinary Purchase 90 38.4781 GBP
ADR Purchase 100 156.6700 USD
ADR Purchase 100 156.6800 USD
ADR Purchase 100 157.7500 USD
ADR Purchase 100 158.0100 USD
ADR Purchase 100 158.3800 USD
ADR Purchase 100 156.9800 USD
ADR Purchase 101 158.0300 USD
5p ordinary Purchase 199 38.3650 GBP
5p ordinary Purchase 271 38.3949 GBP
ADR Purchase 300 157.8066 USD
ADR Purchase 300 157.1633 USD
ADR Purchase 329 156.2473 USD
5p ordinary Purchase 416 38.4088 GBP
5p ordinary Purchase 437 38.4737 GBP
5p ordinary Purchase 518 38.3846 GBP
5p ordinary Purchase 684 38.3564 GBP
5p ordinary Purchase 700 38.5492 GBP
ADR Purchase 900 157.7574 USD
ADR Purchase 1,000 156.1660 USD
ADR Purchase 1,058 157.7300 USD
ADR Purchase 1,275 157.4201 USD
5p ordinary Purchase 1,565 38.5109 GBP
5p ordinary Purchase 1,644 38.4027 GBP
5p ordinary Purchase 2,000 38.3864 GBP
5p ordinary Purchase 2,080 38.3816 GBP
ADR Purchase 2,200 156.9136 USD
5p ordinary Purchase 2,307 38.4874 GBP
5p ordinary Purchase 2,308 38.3535 GBP
ADR Purchase 2,500 156.9780 USD
5p ordinary Purchase 2,942 38.4962 GBP
5p ordinary Purchase 4,699 38.5226 GBP
5p ordinary Purchase 5,952 38.6354 GBP
5p ordinary Purchase 9,218 38.3900 GBP
5p ordinary Purchase 10,255 38.5167 GBP
5p ordinary Purchase 11,272 38.6089 GBP
5p ordinary Purchase 12,384 38.5429 GBP
5p ordinary Purchase 12,571 38.5886 GBP
5p ordinary Purchase 12,640 38.4535 GBP
ADR Purchase 13,338 156.1790 USD
ADR Purchase 15,804 157.0687 USD
5p ordinary Purchase 19,916 38.4568 GBP
5p ordinary Purchase 20,132 38.4204 GBP
5p ordinary Purchase 20,317 38.5728 GBP
5p ordinary Purchase 21,449 38.5366 GBP
5p ordinary Purchase 25,454 38.5560 GBP
5p ordinary Purchase 25,458 38.5158 GBP
5p ordinary Purchase 28,887 38.5600 GBP
5p ordinary Purchase 40,181 38.4806 GBP
5p ordinary Purchase 83,975 38.5347 GBP
5p ordinary Purchase 120,652 38.5469 GBP
5p ordinary Purchase 138,032 38.4989 GBP
5p ordinary Purchase 3,000,000 38.6050 GBP
ADR Sale 8 155.9300 USD
5p ordinary Sale 23 38.6911 GBP
ADR Sale 25 157.2100 USD
ADR Sale 40 156.4001 USD
ADR Sale 47 156.5400 USD
ADR Sale 76 157.7339 USD
5p ordinary Sale 95 38.7084 GBP
ADR Sale 100 158.0100 USD
ADR Sale 100 158.0300 USD
ADR Sale 100 156.0000 USD
ADR Sale 100 158.3800 USD
5p ordinary Sale 129 38.3800 GBP
ADR Sale 200 155.0000 USD
ADR Sale 200 157.9500 USD
ADR Sale 300 156.0433 USD
ADR Sale 329 156.2473 USD
5p ordinary Sale 347 38.5726 GBP
ADR Sale 400 158.0000 USD
5p ordinary Sale 620 38.4952 GBP
ADR Sale 700 156.6492 USD
ADR Sale 700 158.0142 USD
5p ordinary Sale 863 38.5595 GBP
5p ordinary Sale 907 38.5478 GBP
ADR Sale 1,058 157.7300 USD
ADR Sale 1,200 158.0475 USD
5p ordinary Sale 1,257 38.5661 GBP
ADR Sale 1,400 158.2857 USD
5p ordinary Sale 1,714 38.4754 GBP
5p ordinary Sale 1,737 38.5600 GBP
ADR Sale 1,900 157.1397 USD
5p ordinary Sale 2,361 38.4886 GBP
ADR Sale 2,600 157.0184 USD
5p ordinary Sale 3,202 38.5962 GBP
5p ordinary Sale 4,978 38.5289 GBP
5p ordinary Sale 5,868 38.5064 GBP
ADR Sale 6,634 156.3810 USD
ADR Sale 7,379 156.1718 USD
5p ordinary Sale 7,831 38.5765 GBP
5p ordinary Sale 8,343 38.5285 GBP
5p ordinary Sale 9,039 38.5166 GBP
5p ordinary Sale 9,209 38.5231 GBP
5p ordinary Sale 11,044 38.5437 GBP
5p ordinary Sale 12,014 38.5445 GBP
5p ordinary Sale 15,666 38.6721 GBP
ADR Sale 16,004 156.9088 USD
5p ordinary Sale 19,916 38.4568 GBP
5p ordinary Sale 26,539 38.4704 GBP
5p ordinary Sale 32,300 38.5617 GBP
5p ordinary Sale 39,849 38.5407 GBP
5p ordinary Sale 51,762 38.5000 GBP
5p ordinary Sale 68,072 38.4919 GBP
5p ordinary Sale 69,016 38.4720 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary SWAP Long 23 38.6911 GBP
5p ordinary SWAP Long 74 38.6728 GBP
5p ordinary SWAP Long 95 38.7084 GBP
5p ordinary SWAP Long 120 38.4045 GBP
5p ordinary CFD Long 907 38.5478 GBP
5p ordinary SWAP Long 4,346 38.5426 GBP
5p ordinary SWAP Long 6,558 38.5600 GBP
5p ordinary CFD Long 7,831 38.5765 GBP
5p ordinary CFD Long 9,209 38.5231 GBP
5p ordinary SWAP Long 15,666 38.6721 GBP
5p ordinary SWAP Long 31,266 38.4835 GBP
5p ordinary SWAP Long 51,762 38.5000 GBP
5p ordinary SWAP Long 69,016 38.4720 GBP
5p ordinary SWAP Short 90 38.4780 GBP
5p ordinary CFD Short 130 38.5493 GBP
5p ordinary SWAP Short 199 38.3650 GBP
5p ordinary CFD Short 236 38.6550 GBP
5p ordinary SWAP Short 271 38.3949 GBP
5p ordinary SWAP Short 416 38.4088 GBP
5p ordinary SWAP Short 518 38.3846 GBP
5p ordinary CFD Short 570 38.5492 GBP
5p ordinary SWAP Short 684 38.3564 GBP
5p ordinary CFD Short 1,374 38.6227 GBP
5p ordinary CFD Short 1,644 38.4027 GBP
5p ordinary SWAP Short 1,662 38.5959 GBP
5p ordinary SWAP Short 1,681 38.4752 GBP
5p ordinary SWAP Short 2,080 38.3816 GBP
5p ordinary SWAP Short 2,308 38.3535 GBP
5p ordinary SWAP Short 2,518 38.3167 GBP
5p ordinary CFD Short 2,605 38.4449 GBP
5p ordinary SWAP Short 3,999 38.5070 GBP
5p ordinary SWAP Short 4,550 38.5430 GBP
5p ordinary SWAP Short 4,699 38.5226 GBP
5p ordinary CFD Short 5,952 38.6354 GBP
5p ordinary SWAP Short 6,902 38.5600 GBP
5p ordinary SWAP Short 9,218 38.3900 GBP
5p ordinary CFD Short 11,036 38.6080 GBP
5p ordinary CFD Short 20,132 38.4204 GBP
5p ordinary CFD Short 35,514 38.5546 GBP
5p ordinary SWAP Short 41,271 38.5290 GBP
5p ordinary CFD Short 44,099 38.6193 GBP
5p ordinary SWAP Short 83,962 38.5225 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Selling 1,500 148 USD American 22 Jun 2018 13.5000 USD
ADR Put Options Purchasing 400 155 USD American 4 May 2018 0.2500 USD
ADR Put Options Purchasing 10,000 157.5000 USD American 11 May 2018 2.5000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 8 May 2018
Contact name: ELISE TANG
Telephone number: 0207 1163001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Purchased -140,000 3500.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
5p ordinary Put Options Purchased -100,000 3600.0000 American 18 May 2018
ADR Put Options Written 2,400 165.0000 American 18 May 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Put Options Written 1,300 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Put Options Purchased -100 158.0000 American 4 May 2018
ADR Call Options Written -100 160.0000 American 18 May 2018
ADR Call Options Written -200 150.0000 American 18 May 2018
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 150.0000 American 4 May 2018
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Call Options Written -2,000 175.0000 American 20 Jul 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Written 28,100 150.0000 American 18 May 2018
ADR Call Options Purchased 9,400 180.0000 American 4 May 2018
ADR Call Options Purchased 2,400 170.0000 American 18 May 2018
ADR Call Options Purchased 400 163.0000 American 4 May 2018
ADR Put Options Written 200 105.0000 American 18 May 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Call Options Written -500 160.0000 American 25 May 2018
ADR Call Options Written -600 173.0000 American 4 May 2018
ADR Put Options Purchased -1,100 147.0000 American 4 May 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Call Options Purchased 1,500 185.0000 American 19 Oct 2018
ADR Call Options Purchased 1,100 125.0000 American 18 Jan 2019
ADR Put Options Written 1,000 135.0000 American 20 Jul 2018
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -200 155.0000 American 4 May 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,000 145.0000 American 20 Jul 2018
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,000 135.0000 American 18 May 2018
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Call Options Purchased 800 170.0000 American 4 May 2018
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Call Options Purchased 200 165.0000 American 20 Jul 2018
ADR Put Options Written 200 140.0000 American 18 May 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -500 155.0000 American 11 May 2018
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -1,000 160.0000 American 4 May 2018
ADR Call Options Written -1,400 185.0000 American 18 May 2018
ADR Call Options Written -1,500 148.0000 American 22 Jun 2018
ADR Call Options Written -3,200 175.0000 American 11 May 2018
ADR Call Options Purchased 1,100 180.0000 American 11 May 2018
ADR Put Options Written 700 125.0000 American 20 Jul 2018
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Call Options Purchased 300 195.0000 American 18 Jan 2019
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 185.0000 American 18 Jan 2019
ADR Call Options Purchased 200 175.0000 American 18 May 2018
ADR Put Options Written 100 110.0000 American 1 Jun 2018
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Put Options Purchased -3,000 115.0000 American 18 May 2018
ADR Call Options Written -8,000 180.0000 American 18 Jan 2019
ADR Call Options Purchased 1,500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 170.0000 American 18 Jan 2019
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Put Options Written 200 150.0000 American 20 Jul 2018
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -200 150.0000 American 20 Jul 2018
ADR Put Options Purchased -400 155.0000 American 4 May 2018
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Call Options Written -900 130.0000 American 18 May 2018
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Call Options Written -2,000 145.0000 American 18 May 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -4,700 170.0000 American 20 Jul 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Call Options Written -7,600 175.0000 American 4 May 2018
ADR Put Options Written 6,100 155.0000 American 11 May 2018
ADR Call Options Purchased 9,800 160.0000 American 15 Jun 2018
ADR Put Options Written 2,800 120.0000 American 18 Jan 2019
ADR Put Options Written 2,800 95.0000 American 18 May 2018
ADR Put Options Written 200 90.0000 American 18 May 2018
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Call Options Written -1,000 178.0000 American 11 May 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Call Options Written -2,600 140.0000 American 18 May 2018
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Put Options Purchased -20,000 150.0000 American 11 May 2018
ADR Put Options Purchased -25,000 152.5000 American 11 May 2018
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Put Options Written 4,100 150.0000 American 15 Jun 2018
ADR Put Options Written 2,800 110.0000 American 18 May 2018
ADR Put Options Written 2,000 155.0000 American 18 May 2018
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 300 125.0000 American 18 May 2018
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 200 145.0000 American 20 Jul 2018
ADR Put Options Written 200 110.0000 American 25 May 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Call Options Written -100 160.0000 American 20 Jul 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -500 153.0000 American 4 May 2018
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Put Options Purchased -1,300 135.0000 American 17 Jan 2020
ADR Call Options Written -1,300 175.0000 American 15 Jun 2018
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 646963
Time of Receipt (offset from UTC): 20180508T150322+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC