Form 8.5 (EPT/NON-RI) - INFORMA PLC - Amendment

LONDON--()--

FORM 8.5 (EPT/NON-RI) AMENDMENT TO SALES

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:  

BARCLAYS CAPITAL SECURITIES LTD

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

INFORMA PLC

(c) Name of the party to the offer with which exempt principal trader is connected:  

INFORMA PLC

(d) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

28 March 2018

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES UBM PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       0.1p ordinary            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,500,801 0.67% 4,124,614 0.50%
           
(2) Cash-settled derivatives:
665,683 0.08% 2,257,721 0.27%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 6,166,484 0.75% 6,382,335 0.77%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Total number of   Highest price per unit   Lowest price per unit
security   securities paid/received paid/received
0.1p ordinary Purchase 1,018,314 7.1776 GBP 7.067 GBP
0.1p ordinary Sale 432,196 7.1757 GBP 7.0923 GBP
(b) Cash-settled derivative transactions      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
0.1p ordinary SWAP Long 244 7.1676 GBP
0.1p ordinary CFD Long 332 7.1111 GBP
0.1p ordinary CFD Long 400 7.1793 GBP
0.1p ordinary SWAP Long 2,859 7.1707 GBP
0.1p ordinary CFD Long 4,908 7.1554 GBP
0.1p ordinary CFD Long 5,279 7.1473 GBP
0.1p ordinary SWAP Long 6,700 7.1672 GBP
0.1p ordinary SWAP Long 7,600 7.0922 GBP
0.1p ordinary CFD Long 9,953 7.0992 GBP
0.1p ordinary SWAP Long 15,675 7.1612 GBP
0.1p ordinary SWAP Long 38,408 7.1392 GBP
0.1p ordinary SWAP Long 45,741 7.1680 GBP
0.1p ordinary CFD Long 74,722 7.1056 GBP
0.1p ordinary CFD Long 74,722 7.1728 GBP
0.1p ordinary CFD Long 90,383 7.1679 GBP
0.1p ordinary SWAP Long 90,383 7.1679 GBP
0.1p ordinary CFD Short 209 7.1700 GBP
0.1p ordinary CFD Short 221 7.1624 GBP
0.1p ordinary SWAP Short 1,100 7.1764 GBP
0.1p ordinary SWAP Short 2,107 7.1647 GBP
0.1p ordinary CFD Short 2,548 7.1620 GBP
0.1p ordinary CFD Short 2,746 7.1584 GBP
0.1p ordinary SWAP Short 3,668 7.1589 GBP
0.1p ordinary SWAP Short 3,747 7.1479 GBP
0.1p ordinary CFD Short 4,247 7.1548 GBP
0.1p ordinary CFD Short 5,471 7.1685 GBP
0.1p ordinary CFD Short 5,497 7.1618 GBP
0.1p ordinary SWAP Short 8,751 7.1332 GBP
0.1p ordinary SWAP Short 15,846 7.1323 GBP
0.1p ordinary CFD Short 25,470 7.1597 GBP
0.1p ordinary SWAP Short 25,485 7.1455 GBP
0.1p ordinary CFD Short 27,173 7.1252 GBP
0.1p ordinary SWAP Short 31,865 7.0670 GBP
0.1p ordinary CFD Short 46,201 7.0975 GBP
0.1p ordinary SWAP Short 51,970 7.1410 GBP
0.1p ordinary CFD Short 82,588 7.1776 GBP
0.1p ordinary CFD Short 150,973 7.1565 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

NO

Date of disclosure:  

30 Apr 2018

Contact name:

Jay Supaya

Telephone number:

020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 646112
Time of Receipt (offset from UTC): 20180430T105452+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC