Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 26 April 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,614,743 0.62% 3,890,745 0.42%
           
(2) Cash-settled derivatives:
299,061 0.03% 3,316,160 0.36%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 336,300 0.04% 522,900 0.06%
           
 
TOTAL: 5,979,207 0.65% 7,538,851 0.83%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 74 162.7900 USD
ADR Purchase 100 160.5985 USD
ADR Purchase 100 162.2450 USD
5p ordinary Purchase 140 38.8029 GBP
ADR Purchase 164 160.1100 USD
ADR Purchase 176 160.1200 USD
ADR Purchase 200 161.9900 USD
ADR Purchase 300 162.0850 USD
ADR Purchase 300 160.7233 USD
ADR Purchase 340 159.8000 USD
ADR Purchase 400 160.6550 USD
5p ordinary Purchase 440 38.2176 GBP
5p ordinary Purchase 450 38.3273 GBP
5p ordinary Purchase 515 38.3063 GBP
ADR Purchase 700 162.1500 USD
5p ordinary Purchase 891 38.2724 GBP
5p ordinary Purchase 1,000 38.6637 GBP
5p ordinary Purchase 1,098 38.4691 GBP
ADR Purchase 1,143 161.5085 USD
5p ordinary Purchase 1,148 38.2266 GBP
5p ordinary Purchase 1,248 38.4371 GBP
ADR Purchase 1,250 160.0000 USD
ADR Purchase 1,250 161.7700 USD
ADR Purchase 1,957 160.7600 USD
ADR Purchase 2,052 160.8300 USD
ADR Purchase 2,160 160.3893 USD
5p ordinary Purchase 2,349 38.2607 GBP
5p ordinary Purchase 3,360 38.6109 GBP
5p ordinary Purchase 3,563 38.2458 GBP
5p ordinary Purchase 3,768 38.5230 GBP
ADR Purchase 4,100 160.9656 USD
ADR Purchase 4,900 160.8430 USD
5p ordinary Purchase 4,953 38.5607 GBP
5p ordinary Purchase 5,585 38.2700 GBP
5p ordinary Purchase 6,610 38.3322 GBP
5p ordinary Purchase 6,708 38.5421 GBP
ADR Purchase 8,147 161.2090 USD
5p ordinary Purchase 8,900 38.4241 GBP
5p ordinary Purchase 14,595 38.5263 GBP
5p ordinary Purchase 17,095 38.5729 GBP
5p ordinary Purchase 18,478 38.6198 GBP
5p ordinary Purchase 25,341 38.4623 GBP
5p ordinary Purchase 26,063 38.4874 GBP
5p ordinary Purchase 31,041 38.5433 GBP
5p ordinary Purchase 31,229 38.5828 GBP
ADR Purchase 43,181 160.9887 USD
5p ordinary Purchase 49,501 38.4554 GBP
5p ordinary Purchase 63,294 38.5152 GBP
5p ordinary Purchase 73,690 38.5385 GBP
5p ordinary Purchase 138,846 38.5073 GBP
5p ordinary Purchase 192,380 38.3525 GBP
5p ordinary Purchase 233,445 38.4164 GBP
5p ordinary Purchase 344,054 38.5222 GBP
5p ordinary Purchase 1,050,000 38.5350 GBP
ADR Sale 54 160.3800 USD
ADR Sale 74 162.7900 USD
5p ordinary Sale 97 38.6104 GBP
ADR Sale 100 160.5001 USD
ADR Sale 100 161.6300 USD
ADR Sale 100 159.6200 USD
ADR Sale 200 161.1450 USD
ADR Sale 200 161.3500 USD
ADR Sale 200 161.5900 USD
ADR Sale 200 161.6225 USD
ADR Sale 200 161.9900 USD
ADR Sale 210 160.1004 USD
ADR Sale 300 160.0233 USD
ADR Sale 340 159.8000 USD
ADR Sale 400 160.6677 USD
5p ordinary Sale 435 38.2348 GBP
5p ordinary Sale 495 38.5406 GBP
ADR Sale 500 160.6975 USD
ADR Sale 590 160.6872 USD
ADR Sale 700 162.1500 USD
ADR Sale 740 160.5000 USD
5p ordinary Sale 869 38.4651 GBP
5p ordinary Sale 948 38.4249 GBP
ADR Sale 1,000 160.9485 USD
ADR Sale 1,100 160.0909 USD
ADR Sale 1,190 160.7307 USD
ADR Sale 1,200 160.6045 USD
5p ordinary Sale 1,248 38.4760 GBP
ADR Sale 1,250 160.0000 USD
ADR Sale 1,280 160.3754 USD
5p ordinary Sale 1,382 38.2700 GBP
5p ordinary Sale 1,445 38.5146 GBP
5p ordinary Sale 1,553 38.4543 GBP
5p ordinary Sale 1,562 38.5002 GBP
5p ordinary Sale 1,752 38.5215 GBP
ADR Sale 1,800 162.2161 USD
5p ordinary Sale 1,885 38.4527 GBP
5p ordinary Sale 1,905 38.4742 GBP
ADR Sale 1,957 160.7600 USD
5p ordinary Sale 1,981 38.5407 GBP
5p ordinary Sale 1,998 38.5487 GBP
ADR Sale 2,052 160.8300 USD
ADR Sale 2,100 160.8538 USD
ADR Sale 3,400 161.0941 USD
ADR Sale 3,700 160.7981 USD
ADR Sale 3,725 160.8915 USD
5p ordinary Sale 5,600 38.4774 GBP
ADR Sale 7,790 161.3946 USD
5p ordinary Sale 7,994 38.5486 GBP
5p ordinary Sale 10,000 38.3649 GBP
5p ordinary Sale 10,173 38.5311 GBP
5p ordinary Sale 10,302 38.4786 GBP
ADR Sale 11,011 160.0193 USD
5p ordinary Sale 13,175 38.8109 GBP
5p ordinary Sale 15,918 38.4821 GBP
5p ordinary Sale 17,251 38.7540 GBP
ADR Sale 23,711 161.5721 USD
5p ordinary Sale 31,041 38.5433 GBP
5p ordinary Sale 73,690 38.5385 GBP
5p ordinary Sale 77,932 38.3897 GBP
5p ordinary Sale 100,000 38.4426 GBP
5p ordinary Sale 125,101 38.2717 GBP
5p ordinary Sale 171,472 38.5233 GBP
5p ordinary Sale 391,330 38.5344 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary CFD Long 1,445 38.5146 GBP
5p ordinary SWAP Long 2,251 38.5267 GBP
5p ordinary CFD Long 2,500 38.5156 GBP
5p ordinary CFD Long 4,800 38.4329 GBP
5p ordinary CFD Long 10,473 38.6965 GBP
5p ordinary CFD Long 15,918 38.4821 GBP
5p ordinary SWAP Long 17,251 38.7540 GBP
5p ordinary SWAP Long 67,178 38.5992 GBP
5p ordinary CFD Short 122 38.3063 GBP
5p ordinary CFD Short 123 38.1630 GBP
5p ordinary SWAP Short 154 38.5325 GBP
5p ordinary SWAP Short 231 38.5433 GBP
5p ordinary CFD Short 393 38.3062 GBP
5p ordinary CFD Short 723 38.2734 GBP
5p ordinary SWAP Short 770 38.5315 GBP
5p ordinary CFD Short 891 38.2724 GBP
5p ordinary SWAP Short 950 38.4608 GBP
5p ordinary SWAP Short 1,581 38.4488 GBP
5p ordinary CFD Short 2,815 38.5662 GBP
5p ordinary CFD Short 3,032 38.4580 GBP
5p ordinary CFD Short 3,360 38.6110 GBP
5p ordinary CFD Short 3,768 38.5230 GBP
5p ordinary CFD Short 3,867 38.8273 GBP
5p ordinary CFD Short 6,610 38.3322 GBP
5p ordinary CFD Short 7,258 38.4948 GBP
5p ordinary CFD Short 8,900 38.4241 GBP
5p ordinary SWAP Short 10,652 38.4825 GBP
5p ordinary SWAP Short 15,173 38.2700 GBP
5p ordinary CFD Short 18,478 38.6198 GBP
5p ordinary CFD Short 26,063 38.4874 GBP
5p ordinary CFD Short 29,183 38.2730 GBP
5p ordinary CFD Short 30,936 38.2885 GBP
5p ordinary SWAP Short 41,049 38.4706 GBP
5p ordinary CFD Short 44,822 38.6272 GBP
5p ordinary SWAP Expires 30/05/2019 Short 63,294 38.5152 GBP
5p ordinary SWAP Short 114,873 38.4588 GBP
5p ordinary CFD Short 1,050,000 38.5350 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 27 Apr 2018
Contact name: ELISE TANG
Telephone number: 0207 1163001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Purchased -140,000 3500.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
5p ordinary Put Options Purchased -100,000 3600.0000 American 18 May 2018
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Call Options Purchased 17,800 195.0000 American 27 Apr 2018
ADR Call Options Purchased 5,100 170.0000 American 27 Apr 2018
ADR Put Options Written 2,400 165.0000 American 18 May 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Put Options Written 1,100 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Written -100 160.0000 American 18 May 2018
ADR Call Options Written -200 150.0000 American 18 May 2018
ADR Put Options Purchased -600 120.0000 American 27 Apr 2018
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Call Options Written -2,000 175.0000 American 20 Jul 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Written 200 105.0000 American 18 May 2018
ADR Put Options Written 100 150.0000 American 18 May 2018
ADR Call Options Purchased 9,400 180.0000 American 4 May 2018
ADR Call Options Purchased 2,400 170.0000 American 18 May 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Put Options Purchased -200 125.0000 American 18 May 2018
ADR Call Options Written -300 150.0000 American 27 Apr 2018
ADR Call Options Written -500 160.0000 American 25 May 2018
ADR Call Options Written -600 173.0000 American 4 May 2018
ADR Call Options Written -1,100 163.0000 American 27 Apr 2018
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Call Options Purchased 4,400 175.0000 American 27 Apr 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Call Options Purchased 1,500 185.0000 American 19 Oct 2018
ADR Call Options Purchased 1,100 125.0000 American 18 Jan 2019
ADR Put Options Written 1,000 135.0000 American 20 Jul 2018
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -100 147.0000 American 27 Apr 2018
ADR Call Options Written -200 155.0000 American 4 May 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,000 145.0000 American 20 Jul 2018
ADR Put Options Purchased -1,500 135.0000 American 18 May 2018
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Call Options Purchased 200 165.0000 American 20 Jul 2018
ADR Put Options Written 200 140.0000 American 18 May 2018
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Put Options Written 2,400 155.0000 American 27 Apr 2018
ADR Call Options Purchased 800 170.0000 American 4 May 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -1,000 160.0000 American 4 May 2018
ADR Call Options Written -1,400 185.0000 American 18 May 2018
ADR Put Options Purchased -2,300 134.0000 American 27 Apr 2018
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Call Options Purchased 300 195.0000 American 18 Jan 2019
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 185.0000 American 18 Jan 2019
ADR Call Options Purchased 200 175.0000 American 18 May 2018
ADR Put Options Written 100 110.0000 American 1 Jun 2018
ADR Put Options Written 100 150.0000 American 27 Apr 2018
ADR Put Options Written 2,300 153.0000 American 27 Apr 2018
ADR Call Options Purchased 1,600 180.0000 American 11 May 2018
ADR Call Options Purchased 1,200 168.0000 American 27 Apr 2018
ADR Put Options Written 700 125.0000 American 20 Jul 2018
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Call Options Written -2,400 190.0000 American 27 Apr 2018
ADR Put Options Purchased -3,000 115.0000 American 18 May 2018
ADR Call Options Written -8,000 180.0000 American 18 Jan 2019
ADR Call Options Purchased 500 165.0000 American 27 Apr 2018
ADR Call Options Purchased 500 160.0000 American 27 Apr 2018
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Put Options Written 200 150.0000 American 20 Jul 2018
ADR Call Options Purchased 1,500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 170.0000 American 18 Jan 2019
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -100 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Put Options Purchased -600 140.0000 American 27 Apr 2018
ADR Call Options Written -900 130.0000 American 18 May 2018
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Call Options Written -2,000 145.0000 American 18 May 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -4,700 170.0000 American 20 Jul 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Call Options Written -7,500 175.0000 American 4 May 2018
ADR Put Options Purchased -15,000 150.0000 American 27 Apr 2018
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Call Options Purchased 9,800 160.0000 American 15 Jun 2018
ADR Put Options Written 2,800 145.0000 American 27 Apr 2018
ADR Put Options Written 2,300 120.0000 American 18 Jan 2019
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Call Options Written -2,600 140.0000 American 18 May 2018
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Put Options Purchased -20,000 150.0000 American 11 May 2018
ADR Call Options Purchased 600 155.0000 American 27 Apr 2018
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 300 110.0000 American 18 May 2018
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Call Options Purchased 3,300 180.0000 American 27 Apr 2018
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Put Options Purchased -100 135.0000 American 27 Apr 2018
ADR Call Options Written -100 160.0000 American 20 Jul 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Put Options Purchased -1,300 135.0000 American 17 Jan 2020
ADR Put Options Purchased -2,300 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018
ADR Put Options Purchased -15,000 152.5000 American 27 Apr 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 645987
Time of Receipt (offset from UTC): 20180427T115336+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC