FORM 8.5 (EPT/NON-RI)- INFORMA PLC

LONDON--()--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:  

BARCLAYS CAPITAL SECURITIES LTD

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

INFORMA PLC

(c) Name of the party to the offer with which exempt principal trader is connected:  

INFORMA PLC

(d) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

26 April 2018

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES:

UBM PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       0.1p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,739,575 0.45% 3,480,544 0.42%
           
(2) Cash-settled derivatives:
603,083 0.07% 1,418,134 0.17%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 4,342,658 0.53% 4,898,678 0.59%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Total number of   Highest price per unit   Lowest price per unit
security   securities paid/received paid/received
0.1p ordinary Purchase 426,844 7.3444 GBP 7.3096 GBP
0.1p ordinary Sale 349,114 7.3476 GBP 7.3158 GBP
 
(b) Cash-settled derivative transactions      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
0.1p ordinary CFD Long 20 7.3355 GBP
0.1p ordinary CFD Long 69 7.3157 GBP
0.1p ordinary CFD Long 393 7.3428 GBP
0.1p ordinary CFD Long 682 7.3273 GBP
0.1p ordinary SWAP Long 900 7.3303 GBP
0.1p ordinary CFD Long 1,311 7.3465 GBP
0.1p ordinary SWAP Long 2,403 7.3440 GBP
0.1p ordinary SWAP Long 4,244 7.3115 GBP
0.1p ordinary CFD Long 4,819 7.3288 GBP
0.1p ordinary SWAP Long 15,911 7.3200 GBP
0.1p ordinary CFD Long 20,762 7.3255 GBP
0.1p ordinary SWAP Long 21,837 7.3429 GBP
0.1p ordinary SWAP Long 41,865 7.3413 GBP
0.1p ordinary CFD Long 63,954 7.3341 GBP
0.1p ordinary CFD Short 429 7.3172 GBP
0.1p ordinary CFD Short 1,344 7.3380 GBP
0.1p ordinary CFD Short 5,150 7.3096 GBP
0.1p ordinary SWAP Short 6,575 7.3406 GBP
0.1p ordinary SWAP Short 9,546 7.3440 GBP
0.1p ordinary CFD Short 19,921 7.3344 GBP
0.1p ordinary SWAP Short 32,306 7.3396 GBP
0.1p ordinary SWAP Short 35,055 7.3182 GBP
0.1p ordinary CFD Short 56,295 7.3392 GBP
0.1p ordinary SWAP Short 85,980 7.3311 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 27 Apr 2018
Contact name: ELISE TANG
Telephone number: 0207 1163001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 645974
Time of Receipt (offset from UTC): 20180427T105529+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC