Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

SHIRE PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

25 April 2018

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,454,452 0.60% 5,005,047 0.54%
           
(2) Cash-settled derivatives:
1,472,703 0.16% 3,121,547 0.34%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 336,900 0.04% 522,900 0.06%
           
(4)
TOTAL: 7,264,055 0.80% 8,649,494 0.95%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 5 159.7100 USD
ADR Purchase 15 158.6000 USD
5p ordinary Purchase 18 38.9858 GBP
ADR Purchase 40 158.6900 USD
5p ordinary Purchase 57 38.5590 GBP
5p ordinary Purchase 70 38.4799 GBP
5p ordinary Purchase 79 38.3125 GBP
ADR Purchase 100 164.0400 USD
ADR Purchase 100 159.5300 USD
ADR Purchase 100 160.7700 USD
5p ordinary Purchase 105 38.9923 GBP
5p ordinary Purchase 107 38.3500 GBP
5p ordinary Purchase 123 39.6825 GBP
ADR Purchase 125 159.3960 USD
5p ordinary Purchase 145 38.5519 GBP
ADR Purchase 150 160.1498 USD
5p ordinary Purchase 152 38.9897 GBP
5p ordinary Purchase 189 38.4650 GBP
5p ordinary Purchase 189 38.6125 GBP
ADR Purchase 194 159.4909 USD
ADR Purchase 200 158.2350 USD
ADR Purchase 200 159.4050 USD
ADR Purchase 200 159.9800 USD
ADR Purchase 200 158.9900 USD
ADR Purchase 200 158.9850 USD
5p ordinary Purchase 211 38.6400 GBP
5p ordinary Purchase 224 38.6475 GBP
5p ordinary Purchase 255 38.4820 GBP
5p ordinary Purchase 284 38.6200 GBP
ADR Purchase 298 163.7685 USD
ADR Purchase 300 160.1400 USD
ADR Purchase 300 161.4433 USD
ADR Purchase 329 159.3793 USD
ADR Purchase 400 159.5200 USD
5p ordinary Purchase 469 38.5434 GBP
ADR Purchase 500 159.3000 USD
ADR Purchase 555 158.3700 USD
ADR Purchase 600 160.0758 USD
ADR Purchase 600 160.0750 USD
ADR Purchase 875 159.8188 USD
ADR Purchase 900 158.9788 USD
ADR Purchase 1,088 158.8200 USD
5p ordinary Purchase 1,208 39.6094 GBP
ADR Purchase 1,250 166.5000 USD
ADR Purchase 1,300 159.3634 USD
ADR Purchase 1,400 160.2596 USD
ADR Purchase 1,500 160.0459 USD
5p ordinary Purchase 1,610 39.0412 GBP
ADR Purchase 1,737 167.9349 USD
ADR Purchase 2,176 158.8500 USD
ADR Purchase 2,300 159.4352 USD
5p ordinary Purchase 2,541 38.9280 GBP
5p ordinary Purchase 2,825 38.2818 GBP
5p ordinary Purchase 3,480 39.7611 GBP
ADR Purchase 3,700 158.5564 USD
5p ordinary Purchase 3,860 38.7413 GBP
5p ordinary Purchase 4,256 39.9532 GBP
5p ordinary Purchase 4,376 39.0221 GBP
5p ordinary Purchase 4,521 38.1982 GBP
5p ordinary Purchase 4,746 38.4024 GBP
5p ordinary Purchase 5,129 39.1385 GBP
ADR Purchase 6,511 163.8652 USD
5p ordinary Purchase 7,233 39.6157 GBP
5p ordinary Purchase 9,169 38.8898 GBP
5p ordinary Purchase 9,204 39.9525 GBP
ADR Purchase 9,514 160.5564 USD
5p ordinary Purchase 10,000 39.0095 GBP
5p ordinary Purchase 12,193 38.8494 GBP
5p ordinary Purchase 12,785 38.9128 GBP
ADR Purchase 13,100 160.6577 USD
5p ordinary Purchase 13,239 38.9591 GBP
ADR Purchase 14,900 160.6188 USD
5p ordinary Purchase 16,966 39.9425 GBP
5p ordinary Purchase 17,048 39.3372 GBP
ADR Purchase 17,388 162.5584 USD
5p ordinary Purchase 17,985 38.9735 GBP
5p ordinary Purchase 24,904 38.9597 GBP
5p ordinary Purchase 28,931 39.2342 GBP
5p ordinary Purchase 31,650 39.4825 GBP
5p ordinary Purchase 32,449 38.7636 GBP
5p ordinary Purchase 33,412 39.9450 GBP
5p ordinary Purchase 34,395 39.9775 GBP
5p ordinary Purchase 35,155 39.0924 GBP
5p ordinary Purchase 41,969 38.2000 GBP
5p ordinary Purchase 45,000 38.4200 GBP
5p ordinary Purchase 46,550 38.9396 GBP
5p ordinary Purchase 48,725 39.7000 GBP
5p ordinary Purchase 50,356 38.8369 GBP
5p ordinary Purchase 54,315 39.0341 GBP
5p ordinary Purchase 63,211 38.6284 GBP
5p ordinary Purchase 63,739 38.9447 GBP
5p ordinary Purchase 73,590 39.4606 GBP
5p ordinary Purchase 88,584 38.7686 GBP
5p ordinary Purchase 103,959 39.9531 GBP
5p ordinary Purchase 109,512 39.4626 GBP
ADR Purchase 114,843 161.2935 USD
5p ordinary Purchase 120,162 39.0503 GBP
5p ordinary Purchase 125,881 39.7850 GBP
5p ordinary Purchase 126,321 38.9408 GBP
5p ordinary Purchase 309,293 39.6074 GBP
5p ordinary Purchase 315,901 38.4648 GBP
ADR Sale 5 159.7100 USD
5p ordinary Sale 22 38.8250 GBP
5p ordinary Sale 36 39.9218 GBP
5p ordinary Sale 69 39.2836 GBP
5p ordinary Sale 79 38.3125 GBP
ADR Sale 100 164.2000 USD
ADR Sale 100 164.6000 USD
ADR Sale 100 162.6300 USD
ADR Sale 100 162.1200 USD
ADR Sale 100 160.6900 USD
ADR Sale 100 159.9800 USD
ADR Sale 100 159.8300 USD
ADR Sale 100 158.9750 USD
ADR Sale 100 158.8100 USD
5p ordinary Sale 107 38.3500 GBP
5p ordinary Sale 110 38.3580 GBP
5p ordinary Sale 117 38.9434 GBP
5p ordinary Sale 157 39.1677 GBP
5p ordinary Sale 171 38.2500 GBP
5p ordinary Sale 180 39.2861 GBP
5p ordinary Sale 189 38.6125 GBP
5p ordinary Sale 189 38.4650 GBP
ADR Sale 198 163.3485 USD
ADR Sale 200 158.9900 USD
ADR Sale 200 160.4600 USD
5p ordinary Sale 211 38.6400 GBP
5p ordinary Sale 212 39.6752 GBP
5p ordinary Sale 224 38.6475 GBP
5p ordinary Sale 255 38.4820 GBP
5p ordinary Sale 284 38.6200 GBP
ADR Sale 299 159.2698 USD
5p ordinary Sale 300 38.9080 GBP
5p ordinary Sale 300 39.0672 GBP
ADR Sale 300 163.0833 USD
5p ordinary Sale 338 38.4481 GBP
5p ordinary Sale 367 39.9107 GBP
5p ordinary Sale 389 38.5408 GBP
5p ordinary Sale 399 39.1362 GBP
ADR Sale 400 159.8993 USD
ADR Sale 500 160.4760 USD
ADR Sale 500 161.4720 USD
5p ordinary Sale 544 38.5407 GBP
ADR Sale 555 158.3700 USD
ADR Sale 600 160.2383 USD
ADR Sale 600 160.3100 USD
5p ordinary Sale 610 38.2761 GBP
ADR Sale 700 163.2128 USD
5p ordinary Sale 710 39.1518 GBP
5p ordinary Sale 739 39.4822 GBP
ADR Sale 750 162.6353 USD
5p ordinary Sale 771 40.2434 GBP
ADR Sale 850 160.0776 USD
ADR Sale 872 160.0218 USD
ADR Sale 1,079 163.0393 USD
ADR Sale 1,088 158.8500 USD
ADR Sale 1,088 158.8200 USD
ADR Sale 1,100 159.7495 USD
ADR Sale 1,100 160.0018 USD
ADR Sale 1,113 162.9209 USD
ADR Sale 1,300 160.4184 USD
5p ordinary Sale 1,328 39.5551 GBP
ADR Sale 1,400 160.4271 USD
ADR Sale 1,500 159.6273 USD
ADR Sale 1,600 160.0554 USD
5p ordinary Sale 1,680 39.0487 GBP
5p ordinary Sale 2,041 39.1185 GBP
5p ordinary Sale 3,000 40.8072 GBP
ADR Sale 3,000 159.8483 USD
ADR Sale 3,100 165.3387 USD
5p ordinary Sale 3,458 40.2671 GBP
ADR Sale 3,700 160.4872 USD
5p ordinary Sale 4,087 39.4986 GBP
ADR Sale 4,324 160.1371 USD
ADR Sale 4,325 160.1992 USD
5p ordinary Sale 4,640 39.2500 GBP
5p ordinary Sale 4,772 39.2611 GBP
5p ordinary Sale 5,106 39.9846 GBP
5p ordinary Sale 5,484 39.1446 GBP
ADR Sale 7,114 160.5915 USD
5p ordinary Sale 7,364 39.9954 GBP
ADR Sale 7,550 160.6316 USD
5p ordinary Sale 8,943 39.9423 GBP
5p ordinary Sale 9,204 39.9525 GBP
5p ordinary Sale 9,913 40.2555 GBP
5p ordinary Sale 10,000 38.3429 GBP
5p ordinary Sale 10,000 38.5660 GBP
5p ordinary Sale 10,194 40.2418 GBP
5p ordinary Sale 11,214 38.9529 GBP
5p ordinary Sale 11,563 38.8753 GBP
5p ordinary Sale 11,567 39.9745 GBP
ADR Sale 12,000 160.7822 USD
5p ordinary Sale 12,723 38.9843 GBP
ADR Sale 13,100 160.6612 USD
5p ordinary Sale 13,427 38.7715 GBP
5p ordinary Sale 15,649 39.5050 GBP
5p ordinary Sale 16,966 39.9425 GBP
5p ordinary Sale 17,293 39.9366 GBP
5p ordinary Sale 18,548 38.8862 GBP
5p ordinary Sale 19,800 39.1623 GBP
5p ordinary Sale 22,458 38.7262 GBP
ADR Sale 24,854 162.8024 USD
5p ordinary Sale 29,983 38.2000 GBP
5p ordinary Sale 30,236 39.9364 GBP
ADR Sale 32,769 162.7957 USD
5p ordinary Sale 33,412 39.9450 GBP
5p ordinary Sale 33,923 39.1450 GBP
5p ordinary Sale 34,395 39.9775 GBP
5p ordinary Sale 39,895 39.5101 GBP
5p ordinary Sale 40,151 39.3708 GBP
5p ordinary Sale 50,069 39.4218 GBP
5p ordinary Sale 52,406 39.2586 GBP
5p ordinary Sale 55,662 39.6672 GBP
ADR Sale 56,285 160.3751 USD
5p ordinary Sale 65,449 38.7478 GBP
5p ordinary Sale 69,824 38.9961 GBP
5p ordinary Sale 87,033 40.0200 GBP
5p ordinary Sale 91,743 40.3071 GBP
5p ordinary Sale 120,294 39.1129 GBP
5p ordinary Sale 127,260 39.2631 GBP
5p ordinary Sale 131,254 39.3985 GBP
5p ordinary Sale 286,557 39.2078 GBP
5p ordinary Sale 629,462 39.5748 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary CFD Long 16 39.2837 GBP
5p ordinary CFD Long 22 39.2836 GBP
5p ordinary CFD Long 31 39.2838 GBP
5p ordinary CFD Long 36 39.9219 GBP
5p ordinary SWAP Long 75 38.9898 GBP
5p ordinary CFD Long 108 38.4480 GBP
5p ordinary SWAP Long 117 38.9434 GBP
5p ordinary SWAP Long 157 39.1677 GBP
5p ordinary SWAP Long 180 39.2860 GBP
5p ordinary CFD Long 212 39.6752 GBP
5p ordinary CFD Long 230 38.4481 GBP
5p ordinary SWAP Long 300 39.0672 GBP
5p ordinary SWAP Long 399 39.1362 GBP
5p ordinary SWAP Long 600 39.1662 GBP
5p ordinary CFD Long 647 39.8207 GBP
5p ordinary SWAP Long 710 39.1518 GBP
5p ordinary CFD Long 1,350 39.6985 GBP
5p ordinary CFD Long 1,675 40.4969 GBP
5p ordinary SWAP Long 1,680 39.0487 GBP
5p ordinary SWAP Long 2,041 39.1185 GBP
5p ordinary SWAP Long 2,458 39.2172 GBP
5p ordinary CFD Long 2,675 39.4044 GBP
5p ordinary CFD Long 2,692 39.8745 GBP
5p ordinary CFD Long 3,175 40.3812 GBP
5p ordinary SWAP Long 3,800 38.3483 GBP
5p ordinary CFD Long 4,500 39.6684 GBP
5p ordinary CFD Long 5,106 39.9846 GBP
5p ordinary CFD Long 5,779 40.7895 GBP
5p ordinary CFD Long 7,364 39.9954 GBP
5p ordinary CFD Long 8,943 38.3415 GBP
5p ordinary CFD Long 8,943 39.9423 GBP
5p ordinary CFD Long 9,605 39.3932 GBP
5p ordinary CFD Long 12,526 39.2294 GBP
5p ordinary CFD Long 17,293 39.9366 GBP
5p ordinary CFD Long 19,119 39.5582 GBP
5p ordinary SWAP Long 29,983 38.2000 GBP
5p ordinary CFD Long 30,236 39.9364 GBP
5p ordinary CFD Long 34,116 39.2934 GBP
5p ordinary CFD Long 39,096 39.3846 GBP
5p ordinary CFD Long 52,406 39.2586 GBP
5p ordinary CFD Long 55,662 39.6672 GBP
5p ordinary SWAP Long 93,706 39.2385 GBP
5p ordinary SWAP Long 97,802 39.6366 GBP
5p ordinary CFD Long 127,260 39.2631 GBP
5p ordinary CFD Long 131,254 39.3985 GBP
5p ordinary SWAP Short 57 38.5590 GBP
5p ordinary SWAP Short 70 38.4799 GBP
5p ordinary SWAP Short 145 38.5519 GBP
5p ordinary SWAP Short 172 38.5407 GBP
5p ordinary CFD Short 455 38.2034 GBP
5p ordinary SWAP Short 469 38.5434 GBP
5p ordinary CFD Short 818 38.9795 GBP
5p ordinary CFD Short 1,283 38.8811 GBP
5p ordinary CFD Short 2,275 39.1169 GBP
5p ordinary CFD Short 2,825 38.2818 GBP
5p ordinary CFD Short 3,692 38.3433 GBP
5p ordinary SWAP Short 4,746 38.4024 GBP
5p ordinary CFD Short 5,500 38.3434 GBP
5p ordinary CFD Short 7,233 39.6157 GBP
5p ordinary SWAP Short 23,028 38.2045 GBP
5p ordinary CFD Short 29,142 39.0332 GBP
5p ordinary SWAP Short 32,816 38.5974 GBP
5p ordinary SWAP Short 37,306 38.2000 GBP
5p ordinary CFD Short 45,000 38.4200 GBP
5p ordinary CFD Short 48,725 39.7000 GBP
5p ordinary CFD Short 63,739 38.9447 GBP
5p ordinary CFD Short 66,636 38.2030 GBP
5p ordinary CFD Short 88,584 38.7686 GBP
5p ordinary SWAP Short 136,728 38.9402 GBP
5p ordinary SWAP Short 164,773 38.5016 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Purchasing 1,000 140 USD American 20 Jul 2018 25.5000 USD
ADR Call Options Purchasing 500 160 USD American 27 Apr 2018 5.0280 USD
ADR Call Options Purchasing 5,000 160 USD American 15 Jun 2018 7.9000 USD
ADR Call Options Purchasing 4,800 160 USD American 15 Jun 2018 7.9850 USD
ADR Call Options Purchasing 100 163 USD American 27 Apr 2018 3.1000 USD
ADR Call Options Purchasing 500 165 USD American 27 Apr 2018 2.2000 USD
ADR Call Options Purchasing 400 168 USD American 27 Apr 2018 1.4000 USD
ADR Call Options Purchasing 3,000 170 USD American 27 Apr 2018 0.5500 USD
ADR Call Options Purchasing 800 170 USD American 4 May 2018 1.5000 USD
ADR Call Options Purchasing 100 170 USD American 11 May 2018 3.0000 USD
ADR Call Options Purchasing 2,400 170 USD American 18 May 2018 2.5000 USD
ADR Call Options Purchasing 200 175 USD American 18 May 2018 1.3700 USD
ADR Call Options Purchasing 2,000 180 USD American 4 May 2018 0.2000 USD
ADR Put Options Purchasing 2,300 134 USD American 27 Apr 2018 0.1500 USD
ADR Put Options Purchasing 500 140 USD American 27 Apr 2018 0.3000 USD
ADR Put Options Purchasing 300 145 USD American 27 Apr 2018 0.5500 USD
ADR Put Options Purchasing 20,000 150 USD American 11 May 2018 2.5000 USD
ADR Put Options Purchasing 100 153 USD American 27 Apr 2018 1.1000 USD
ADR Put Options Selling 200 105 USD American 18 May 2018 0.0500 USD
ADR Put Options Selling 300 110 USD American 18 May 2018 0.0666 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure:  

26 April 2018

Contact name:

ELISE TANG

Telephone number:

0207 1163001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:  

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

SHIRE

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type  

Expiry

of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Purchased -140,000 3500.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
5p ordinary Put Options Purchased -100,000 3600.0000 American 18 May 2018
ADR Call Options Purchased 17,800 195.0000 American 27 Apr 2018
ADR Call Options Purchased 5,100 170.0000 American 27 Apr 2018
ADR Put Options Written 2,400 165.0000 American 18 May 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Put Options Written 1,100 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Call Options Written -100 160.0000 American 18 May 2018
ADR Call Options Written -200 150.0000 American 18 May 2018
ADR Put Options Purchased -600 120.0000 American 27 Apr 2018
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Call Options Written -2,000 175.0000 American 20 Jul 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Call Options Purchased 9,400 180.0000 American 4 May 2018
ADR Call Options Purchased 2,400 170.0000 American 18 May 2018
ADR Put Options Written 200 105.0000 American 18 May 2018
ADR Put Options Written 100 150.0000 American 18 May 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Put Options Purchased -200 125.0000 American 18 May 2018
ADR Call Options Written -300 150.0000 American 27 Apr 2018
ADR Call Options Written -500 160.0000 American 25 May 2018
ADR Call Options Written -600 173.0000 American 4 May 2018
ADR Call Options Written -1,100 163.0000 American 27 Apr 2018
ADR Call Options Purchased 4,400 175.0000 American 27 Apr 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Call Options Purchased 1,500 185.0000 American 19 Oct 2018
ADR Call Options Purchased 1,100 125.0000 American 18 Jan 2019
ADR Put Options Written 1,000 135.0000 American 20 Jul 2018
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -100 147.0000 American 27 Apr 2018
ADR Call Options Written -200 155.0000 American 4 May 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,000 145.0000 American 20 Jul 2018
ADR Put Options Purchased -1,500 135.0000 American 18 May 2018
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Put Options Written 2,400 155.0000 American 27 Apr 2018
ADR Call Options Purchased 800 170.0000 American 4 May 2018
ADR Call Options Purchased 300 165.0000 American 20 Jul 2018
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Put Options Written 200 140.0000 American 18 May 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -1,000 160.0000 American 4 May 2018
ADR Call Options Written -1,400 185.0000 American 18 May 2018
ADR Put Options Purchased -2,300 134.0000 American 27 Apr 2018
ADR Put Options Written 2,300 153.0000 American 27 Apr 2018
ADR Call Options Purchased 1,600 180.0000 American 11 May 2018
ADR Call Options Purchased 1,200 168.0000 American 27 Apr 2018
ADR Put Options Written 700 125.0000 American 20 Jul 2018
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Call Options Purchased 300 195.0000 American 18 Jan 2019
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 185.0000 American 18 Jan 2019
ADR Call Options Purchased 200 175.0000 American 18 May 2018
ADR Put Options Written 100 110.0000 American 1 Jun 2018
ADR Put Options Written 100 150.0000 American 27 Apr 2018
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Call Options Written -2,400 190.0000 American 27 Apr 2018
ADR Put Options Purchased -3,000 115.0000 American 18 May 2018
ADR Call Options Written -8,000 180.0000 American 18 Jan 2019
ADR Call Options Purchased 1,500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 170.0000 American 18 Jan 2019
ADR Call Options Purchased 500 165.0000 American 27 Apr 2018
ADR Call Options Purchased 500 160.0000 American 27 Apr 2018
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Put Options Written 200 150.0000 American 20 Jul 2018
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -100 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Put Options Purchased -600 140.0000 American 27 Apr 2018
ADR Call Options Written -900 130.0000 American 18 May 2018
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Call Options Written -2,000 145.0000 American 18 May 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -4,700 170.0000 American 20 Jul 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Call Options Written -7,500 175.0000 American 4 May 2018
ADR Put Options Purchased -15,000 150.0000 American 27 Apr 2018
ADR Call Options Purchased 9,800 160.0000 American 15 Jun 2018
ADR Put Options Written 2,800 145.0000 American 27 Apr 2018
ADR Put Options Written 2,300 120.0000 American 18 Jan 2019
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Call Options Written -2,600 140.0000 American 18 May 2018
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Put Options Purchased -20,000 150.0000 American 11 May 2018
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Call Options Purchased 3,300 180.0000 American 27 Apr 2018
ADR Call Options Purchased 1,000 150.0000 American 18 Jan 2019
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 600 155.0000 American 27 Apr 2018
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 300 110.0000 American 18 May 2018
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Put Options Purchased -100 135.0000 American 27 Apr 2018
ADR Call Options Written -100 160.0000 American 20 Jul 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Put Options Purchased -1,300 135.0000 American 17 Jan 2020
ADR Put Options Purchased -2,300 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018
ADR Put Options Purchased -15,000 152.5000 American 27 Apr 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 645900
Time of Receipt (offset from UTC): 20180426T114958+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC