Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 24 April 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 5,389,800 0.59% 5,120,784 0.56%
           
(2) Cash-settled derivatives:
1,308,335 0.14% 3,007,047 0.33%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 316,200 0.04% 500,300 0.05%
           
(4)
TOTAL: 6,784,253 0.74% 8,398,808 0.92%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 15 162.8699 USD
5p ordinary Purchase 38 39.3458 GBP
ADR Purchase 43 162.9862 USD
5p ordinary Purchase 79 40.3075 GBP
ADR Purchase 91 163.1000 USD
5p ordinary Purchase 100 39.4185 GBP
ADR Purchase 100 162.8200 USD
ADR Purchase 100 163.9000 USD
ADR Purchase 100 164.0050 USD
ADR Purchase 100 163.3600 USD
ADR Purchase 130 163.3430 USD
ADR Purchase 175 164.6571 USD
ADR Purchase 200 164.5950 USD
ADR Purchase 200 163.7162 USD
ADR Purchase 200 162.8000 USD
ADR Purchase 200 165.3500 USD
ADR Purchase 210 164.2913 USD
ADR Purchase 290 162.7768 USD
5p ordinary Purchase 299 39.3102 GBP
ADR Purchase 300 163.0466 USD
ADR Purchase 300 163.1200 USD
5p ordinary Purchase 380 40.0315 GBP
ADR Purchase 400 164.1662 USD
5p ordinary Purchase 447 40.1429 GBP
ADR Purchase 450 164.3322 USD
5p ordinary Purchase 494 39.8711 GBP
ADR Purchase 500 163.1120 USD
ADR Purchase 600 164.0550 USD
ADR Purchase 622 163.9314 USD
5p ordinary Purchase 636 39.8682 GBP
ADR Purchase 770 163.0564 USD
ADR Purchase 1,010 163.3254 USD
ADR Purchase 1,014 164.2541 USD
ADR Purchase 1,113 163.9492 USD
ADR Purchase 1,332 166.0000 USD
5p ordinary Purchase 1,706 40.0930 GBP
ADR Purchase 1,828 164.1200 USD
ADR Purchase 1,853 164.0982 USD
ADR Purchase 1,900 163.2276 USD
5p ordinary Purchase 2,166 38.5334 GBP
5p ordinary Purchase 2,193 39.8094 GBP
ADR Purchase 2,300 163.9300 USD
5p ordinary Purchase 2,389 40.1430 GBP
5p ordinary Purchase 2,730 39.6513 GBP
ADR Purchase 2,800 163.4508 USD
5p ordinary Purchase 2,901 39.8117 GBP
ADR Purchase 3,185 164.4888 USD
ADR Purchase 3,300 164.4363 USD
ADR Purchase 3,600 163.0118 USD
5p ordinary Purchase 4,365 39.4128 GBP
5p ordinary Purchase 5,202 39.7301 GBP
ADR Purchase 6,000 164.1232 USD
5p ordinary Purchase 7,052 39.4707 GBP
5p ordinary Purchase 7,256 39.3003 GBP
ADR Purchase 8,557 162.9748 USD
5p ordinary Purchase 9,522 40.1054 GBP
ADR Purchase 10,000 170.8654 USD
ADR Purchase 10,700 164.2706 USD
5p ordinary Purchase 12,443 39.2406 GBP
5p ordinary Purchase 15,000 39.1183 GBP
5p ordinary Purchase 17,073 39.7951 GBP
ADR Purchase 20,000 164.3750 USD
ADR Purchase 20,000 164.5029 USD
ADR Purchase 21,300 165.0304 USD
5p ordinary Purchase 21,677 39.9193 GBP
5p ordinary Purchase 22,748 40.2381 GBP
5p ordinary Purchase 23,307 39.1727 GBP
ADR Purchase 25,000 164.6442 USD
5p ordinary Purchase 25,277 40.2475 GBP
5p ordinary Purchase 26,973 39.4506 GBP
5p ordinary Purchase 28,111 39.6500 GBP
5p ordinary Purchase 30,266 39.1302 GBP
5p ordinary Purchase 33,150 40.1118 GBP
ADR Purchase 33,282 165.5672 USD
5p ordinary Purchase 34,297 39.4201 GBP
5p ordinary Purchase 36,452 40.2144 GBP
5p ordinary Purchase 36,901 39.5448 GBP
5p ordinary Purchase 47,747 39.3153 GBP
5p ordinary Purchase 53,122 39.3000 GBP
5p ordinary Purchase 53,346 39.4288 GBP
5p ordinary Purchase 53,952 40.1458 GBP
ADR Purchase 73,925 164.4883 USD
5p ordinary Purchase 98,086 39.5220 GBP
5p ordinary Purchase 162,862 39.3644 GBP
5p ordinary Purchase 206,803 39.8198 GBP
ADR Sale 1 164.8100 USD
5p ordinary Sale 38 37.8784 GBP
5p ordinary Sale 83 39.2500 GBP
ADR Sale 100 163.0100 USD
ADR Sale 100 165.3500 USD
ADR Sale 100 164.0300 USD
5p ordinary Sale 100 40.0050 GBP
ADR Sale 100 162.9500 USD
ADR Sale 100 165.4800 USD
ADR Sale 100 164.0100 USD
ADR Sale 120 164.6000 USD
5p ordinary Sale 175 38.9076 GBP
5p ordinary Sale 183 39.2572 GBP
ADR Sale 200 163.4500 USD
ADR Sale 200 163.5950 USD
ADR Sale 200 163.9510 USD
ADR Sale 200 164.6750 USD
5p ordinary Sale 210 39.4000 GBP
5p ordinary Sale 288 40.3100 GBP
ADR Sale 300 164.2100 USD
5p ordinary Sale 378 39.6748 GBP
ADR Sale 400 163.1300 USD
ADR Sale 500 163.9980 USD
ADR Sale 500 163.7125 USD
ADR Sale 500 164.1230 USD
ADR Sale 559 164.2926 USD
ADR Sale 600 163.9341 USD
5p ordinary Sale 633 39.6423 GBP
ADR Sale 681 164.3727 USD
5p ordinary Sale 796 39.3213 GBP
ADR Sale 800 164.4350 USD
ADR Sale 900 162.7494 USD
5p ordinary Sale 902 40.0032 GBP
ADR Sale 1,000 164.6675 USD
ADR Sale 1,113 163.9492 USD
ADR Sale 1,301 163.2923 USD
ADR Sale 1,332 166.0000 USD
5p ordinary Sale 1,385 40.0516 GBP
ADR Sale 1,600 163.5212 USD
ADR Sale 1,639 164.1954 USD
5p ordinary Sale 1,706 40.0930 GBP
5p ordinary Sale 1,718 39.6136 GBP
ADR Sale 1,818 165.4894 USD
ADR Sale 1,828 164.1200 USD
ADR Sale 1,900 163.2276 USD
5p ordinary Sale 1,906 40.0854 GBP
5p ordinary Sale 2,198 39.3000 GBP
ADR Sale 2,480 164.1795 USD
ADR Sale 2,500 163.9112 USD
ADR Sale 2,600 164.1769 USD
ADR Sale 2,774 164.2141 USD
5p ordinary Sale 2,927 39.4502 GBP
ADR Sale 3,000 163.1670 USD
ADR Sale 3,100 164.6439 USD
ADR Sale 3,300 164.4363 USD
ADR Sale 3,558 164.6449 USD
ADR Sale 3,841 164.4593 USD
5p ordinary Sale 3,882 40.0803 GBP
5p ordinary Sale 3,951 39.8766 GBP
ADR Sale 4,235 170.9500 USD
5p ordinary Sale 4,319 39.5910 GBP
5p ordinary Sale 4,339 39.9940 GBP
ADR Sale 4,700 164.4894 USD
ADR Sale 4,800 163.5157 USD
5p ordinary Sale 5,000 39.9439 GBP
ADR Sale 5,221 163.9300 USD
5p ordinary Sale 5,343 40.0806 GBP
ADR Sale 5,765 170.8032 USD
5p ordinary Sale 6,400 39.9752 GBP
ADR Sale 7,200 164.4276 USD
5p ordinary Sale 7,231 39.1926 GBP
ADR Sale 7,662 164.6624 USD
5p ordinary Sale 8,771 38.7289 GBP
ADR Sale 8,842 164.6104 USD
5p ordinary Sale 9,902 39.4308 GBP
5p ordinary Sale 10,209 40.0000 GBP
5p ordinary Sale 11,174 39.7549 GBP
ADR Sale 11,500 164.3003 USD
ADR Sale 11,738 164.6676 USD
5p ordinary Sale 11,970 39.8322 GBP
5p ordinary Sale 12,443 39.2406 GBP
ADR Sale 12,475 164.3587 USD
5p ordinary Sale 18,289 39.3299 GBP
ADR Sale 18,896 164.6983 USD
ADR Sale 20,000 164.5029 USD
5p ordinary Sale 20,501 39.8564 GBP
5p ordinary Sale 22,163 40.0911 GBP
5p ordinary Sale 23,246 39.1731 GBP
5p ordinary Sale 24,712 40.3001 GBP
5p ordinary Sale 27,812 39.0523 GBP
5p ordinary Sale 33,775 39.8753 GBP
5p ordinary Sale 33,938 39.5319 GBP
5p ordinary Sale 37,214 39.3017 GBP
5p ordinary Sale 39,955 39.4825 GBP
5p ordinary Sale 41,889 38.8370 GBP
ADR Sale 44,744 164.4587 USD
ADR Sale 52,508 165.4035 USD
5p ordinary Sale 67,418 39.3281 GBP
5p ordinary Sale 113,000 40.1511 GBP
5p ordinary Sale 138,087 39.3795 GBP
5p ordinary Sale 525,996 39.4431 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary CFD Long 34 39.2570 GBP
5p ordinary SWAP Long 38 37.8784 GBP
5p ordinary CFD Long 121 39.6748 GBP
5p ordinary CFD Long 149 39.2572 GBP
5p ordinary CFD Long 257 39.6749 GBP
5p ordinary SWAP Long 334 38.8458 GBP
5p ordinary CFD Long 737 39.2974 GBP
5p ordinary SWAP Long 796 39.3213 GBP
5p ordinary CFD Long 1,000 39.7141 GBP
5p ordinary SWAP Long 1,049 39.2989 GBP
5p ordinary CFD Long 2,926 39.8955 GBP
5p ordinary CFD Long 3,582 39.6514 GBP
5p ordinary CFD Long 4,000 40.1463 GBP
5p ordinary CFD Long 4,000 40.2397 GBP
5p ordinary CFD Long 4,339 39.9940 GBP
5p ordinary CFD Long 9,902 39.4308 GBP
5p ordinary SWAP Long 11,503 39.9651 GBP
5p ordinary CFD Long 11,970 39.8322 GBP
5p ordinary SWAP Long 18,114 39.3000 GBP
5p ordinary SWAP Long 22,814 39.2547 GBP
5p ordinary CFD Long 41,889 38.8370 GBP
5p ordinary CFD Long 83,560 39.2968 GBP
5p ordinary CFD Long 85,041 39.9233 GBP
5p ordinary CFD Long 144,583 39.5614 GBP
5p ordinary SWAP Long 156,733 39.0729 GBP
5p ordinary SWAP Short 30 38.0450 GBP
5p ordinary SWAP Short 38 39.3458 GBP
5p ordinary CFD Short 56 39.3101 GBP
5p ordinary CFD Short 61 39.0339 GBP
5p ordinary CFD Short 243 39.3102 GBP
5p ordinary CFD Short 1,000 38.9211 GBP
5p ordinary CFD Short 1,000 40.1172 GBP
5p ordinary CFD Short 1,200 40.0027 GBP
5p ordinary CFD Short 2,400 39.8729 GBP
5p ordinary CFD Short 2,460 39.3085 GBP
5p ordinary CFD Short 2,730 39.6513 GBP
5p ordinary CFD Short 3,000 39.4716 GBP
5p ordinary CFD Short 7,256 39.3003 GBP
5p ordinary SWAP Short 13,175 38.8620 GBP
5p ordinary CFD Short 15,000 38.7237 GBP
5p ordinary CFD Short 15,000 39.1183 GBP
5p ordinary SWAP Short 21,710 39.4732 GBP
5p ordinary SWAP Expires 26/05/2019 Short 22,748 40.2381 GBP
5p ordinary SWAP Expires 26/05/2019 Short 25,277 40.2475 GBP
5p ordinary CFD Short 32,747 39.5863 GBP
5p ordinary SWAP Expires 26/05/2019 Short 33,150 40.1117 GBP
5p ordinary CFD Short 36,452 40.2144 GBP
5p ordinary SWAP Short 50,086 39.3000 GBP
5p ordinary CFD Short 53,952 40.1458 GBP
5p ordinary SWAP Short 55,601 39.5963 GBP
5p ordinary CFD Short 62,983 39.5004 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Purchasing 2,400 155 USD American 18 Jan 2019 20.0000 USD
ADR Call Options Purchasing 800 168 USD American 27 Apr 2018 3.8000 USD
ADR Call Options Purchasing 2,100 170 USD American 27 Apr 2018 3.3904 USD
ADR Call Options Purchasing 4,400 175 USD American 27 Apr 2018 1.4727 USD
ADR Call Options Purchasing 1,100 180 USD American 27 Apr 2018 0.9863 USD
ADR Call Options Purchasing 7,400 180 USD American 4 May 2018 1.1979 USD
ADR Call Options Purchasing 1,600 180 USD American 11 May 2018 1.3812 USD
ADR Call Options Purchasing 5,400 180 USD American 18 Jan 2019 8.1851 USD
ADR Call Options Purchasing 1,000 185 USD American 19 Oct 2018 4.4000 USD
ADR Call Options Purchasing 100 195 USD American 18 Jan 2019 3.5800 USD
ADR Call Options Selling 100 170 USD American 11 May 2018 5.4800 USD
ADR Call Options Selling 7,400 175 USD American 4 May 2018 2.3479 USD
ADR Put Options Purchasing 4,700 130 USD American 18 Jan 2019 3.1148 USD
ADR Put Options Purchasing 100 152.5000 USD American 27 Apr 2018 1.9000 USD
ADR Put Options Purchasing 14,900 152.5000 USD American 27 Apr 2018 1.9500 USD
ADR Put Options Selling 100 75 USD American 19 Oct 2018 0.1500 USD
ADR Put Options Selling 100 110 USD American 1 Jun 2018 0.2000 USD
ADR Put Options Selling 2,400 153 USD American 27 Apr 2018 1.7500 USD
ADR Put Options Selling 2,400 155 USD American 27 Apr 2018 2.1000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 25 Apr 2018
Contact name: ELISE TANG
Telephone number: 0207 1163001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Purchased -140,000 3500.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
5p ordinary Put Options Purchased -100,000 3600.0000 American 18 May 2018
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Call Options Purchased 17,800 195.0000 American 27 Apr 2018
ADR Put Options Written 2,400 165.0000 American 18 May 2018
ADR Call Options Purchased 2,100 170.0000 American 27 Apr 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Put Options Written 1,100 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Written -100 160.0000 American 18 May 2018
ADR Call Options Written -200 150.0000 American 18 May 2018
ADR Put Options Purchased -600 120.0000 American 27 Apr 2018
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Call Options Written -2,000 175.0000 American 20 Jul 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Written 100 150.0000 American 18 May 2018
ADR Call Options Purchased 7,400 180.0000 American 4 May 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Put Options Purchased -200 125.0000 American 18 May 2018
ADR Call Options Written -300 150.0000 American 27 Apr 2018
ADR Call Options Written -500 160.0000 American 25 May 2018
ADR Call Options Written -600 173.0000 American 4 May 2018
ADR Call Options Written -1,200 163.0000 American 27 Apr 2018
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Call Options Purchased 4,400 175.0000 American 27 Apr 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Call Options Purchased 1,500 185.0000 American 19 Oct 2018
ADR Call Options Purchased 1,100 125.0000 American 18 Jan 2019
ADR Put Options Written 1,000 135.0000 American 20 Jul 2018
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -100 170.0000 American 11 May 2018
ADR Call Options Written -100 147.0000 American 27 Apr 2018
ADR Call Options Written -200 155.0000 American 4 May 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,000 145.0000 American 20 Jul 2018
ADR Put Options Purchased -1,500 135.0000 American 18 May 2018
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Put Options Written 200 140.0000 American 18 May 2018
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Put Options Written 2,400 155.0000 American 27 Apr 2018
ADR Call Options Purchased 300 165.0000 American 20 Jul 2018
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -1,000 160.0000 American 4 May 2018
ADR Call Options Written -1,400 185.0000 American 18 May 2018
ADR Call Options Purchased 200 185.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 1 Jun 2018
ADR Put Options Written 100 150.0000 American 27 Apr 2018
ADR Put Options Written 2,400 153.0000 American 27 Apr 2018
ADR Call Options Purchased 1,600 180.0000 American 11 May 2018
ADR Call Options Purchased 800 168.0000 American 27 Apr 2018
ADR Put Options Written 700 125.0000 American 20 Jul 2018
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Call Options Purchased 300 195.0000 American 18 Jan 2019
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Call Options Written -2,400 190.0000 American 27 Apr 2018
ADR Put Options Purchased -3,000 115.0000 American 18 May 2018
ADR Call Options Written -8,000 180.0000 American 18 Jan 2019
ADR Put Options Written 200 150.0000 American 20 Jul 2018
ADR Call Options Purchased 1,100 170.0000 American 18 Jan 2019
ADR Call Options Purchased 500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Put Options Purchased -100 140.0000 American 27 Apr 2018
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -100 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Call Options Written -900 130.0000 American 18 May 2018
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Call Options Written -2,000 145.0000 American 18 May 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -4,700 170.0000 American 20 Jul 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Call Options Written -7,500 175.0000 American 4 May 2018
ADR Put Options Purchased -15,000 150.0000 American 27 Apr 2018
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Written 3,100 145.0000 American 27 Apr 2018
ADR Put Options Written 2,300 120.0000 American 18 Jan 2019
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Call Options Written -2,600 140.0000 American 18 May 2018
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Call Options Purchased 3,300 180.0000 American 27 Apr 2018
ADR Call Options Purchased 1,000 150.0000 American 18 Jan 2019
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 600 155.0000 American 27 Apr 2018
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Purchased -100 135.0000 American 27 Apr 2018
ADR Call Options Written -100 160.0000 American 20 Jul 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Put Options Purchased -1,300 135.0000 American 17 Jan 2020
ADR Put Options Purchased -2,300 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018
ADR Put Options Purchased -15,000 152.5000 American 27 Apr 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 645807
Time of Receipt (offset from UTC): 20180425T121124+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC