FORM 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 20 April 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,527,983 0.61% 5,099,446 0.56%
           
(2) Cash-settled derivatives:
1,092,990 0.12% 3,062,839 0.34%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 369,400 0.04% 419,900 0.05%
           
(4)
TOTAL: 6,990,373 0.77% 8,582,185 0.95%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 100 164.5800 USD
ADR Purchase 100 164.1500 USD
ADR Purchase 100 164.7100 USD
ADR Purchase 100 165.6400 USD
ADR Purchase 148 160.1610 USD
ADR Purchase 200 161.9225 USD
ADR Purchase 200 161.3300 USD
ADR Purchase 314 163.5200 USD
ADR Purchase 400 161.8950 USD
ADR Purchase 410 164.7204 USD
ADR Purchase 499 160.7749 USD
ADR Purchase 500 162.2840 USD
ADR Purchase 500 162.7520 USD
ADR Purchase 514 161.9500 USD
ADR Purchase 534 160.0861 USD
ADR Purchase 554 164.6300 USD
ADR Purchase 680 164.6226 USD
ADR Purchase 900 163.4588 USD
ADR Purchase 1,100 164.5805 USD
ADR Purchase 1,300 162.8792 USD
ADR Purchase 1,700 162.0400 USD
ADR Purchase 1,792 164.3700 USD
ADR Purchase 2,100 164.4041 USD
ADR Purchase 2,334 163.4419 USD
ADR Purchase 3,030 162.3378 USD
ADR Purchase 3,300 163.6279 USD
ADR Purchase 3,500 163.8548 USD
ADR Purchase 9,000 163.2870 USD
ADR Purchase 18,300 163.9279 USD
ADR Purchase 18,400 163.7119 USD
ADR Purchase 23,148 162.7121 USD
ADR Purchase 82,716 162.2822 USD
ADR Purchase 87,914 162.9142 USD
ADR Sale 1 163.3600 USD
ADR Sale 100 162.9500 USD
ADR Sale 100 161.5800 USD
ADR Sale 142 160.0903 USD
ADR Sale 200 164.4850 USD
ADR Sale 257 160.8400 USD
ADR Sale 314 163.5200 USD
ADR Sale 400 163.2875 USD
ADR Sale 486 162.5852 USD
5p ordinary Sale 500 38.0010 GBP
ADR Sale 500 162.7520 USD
ADR Sale 514 161.9500 USD
ADR Sale 530 163.4079 USD
ADR Sale 533 160.0800 USD
ADR Sale 800 163.2981 USD
ADR Sale 831 164.6300 USD
ADR Sale 1,000 161.5710 USD
ADR Sale 1,000 163.3060 USD
ADR Sale 1,100 161.6630 USD
ADR Sale 1,100 162.2968 USD
ADR Sale 1,247 160.8473 USD
ADR Sale 1,490 164.6891 USD
ADR Sale 1,800 163.2600 USD
ADR Sale 1,900 164.3126 USD
ADR Sale 1,900 162.1965 USD
ADR Sale 2,100 164.4041 USD
ADR Sale 3,026 164.3700 USD
ADR Sale 3,800 163.7846 USD
ADR Sale 6,800 163.2828 USD
ADR Sale 8,000 164.1525 USD
ADR Sale 8,495 163.5900 USD
ADR Sale 13,300 163.7162 USD
ADR Sale 13,700 163.4344 USD
ADR Sale 14,136 162.4941 USD
ADR Sale 63,481 162.2194 USD
ADR Sale 112,867 162.8556 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary CFD Long 54 38.5081 GBP
5p ordinary CFD Long 233 38.5082 GBP
5p ordinary CFD Long 247 38.4236 GBP
5p ordinary CFD Long 273 37.9806 GBP
5p ordinary CFD Long 560 38.7500 GBP
5p ordinary CFD Long 792 37.9805 GBP
5p ordinary CFD Long 5,000 38.8404 GBP
5p ordinary CFD Long 6,281 38.1375 GBP
5p ordinary CFD Long 12,295 38.2761 GBP
5p ordinary CFD Long 20,674 37.9419 GBP
5p ordinary CFD Long 21,193 38.2459 GBP
5p ordinary CFD Long 29,015 38.4370 GBP
5p ordinary CFD Long 36,285 38.2065 GBP
5p ordinary CFD Long 65,237 38.1478 GBP
5p ordinary CFD Long 83,676 38.9495 GBP
5p ordinary CFD Long 147,136 38.1955 GBP
5p ordinary CFD Short 639 38.2042 GBP
5p ordinary CFD Short 1,000 38.6584 GBP
5p ordinary CFD Short 1,000 38.6794 GBP
5p ordinary CFD Short 1,139 37.9766 GBP
5p ordinary CFD Short 1,502 38.2395 GBP
5p ordinary CFD Short 1,933 38.3251 GBP
5p ordinary CFD Short 2,000 38.4419 GBP
5p ordinary CFD Short 2,000 38.8762 GBP
5p ordinary CFD Short 3,000 38.6134 GBP
5p ordinary CFD Short 3,489 38.0056 GBP
5p ordinary CFD Short 3,715 38.1940 GBP
5p ordinary CFD Short 3,833 38.2174 GBP
5p ordinary CFD Short 4,000 38.4634 GBP
5p ordinary CFD Short 5,000 37.7030 GBP
5p ordinary CFD Short 5,000 38.5334 GBP
5p ordinary CFD Short 8,862 38.1447 GBP
5p ordinary CFD Short 10,000 38.3633 GBP
5p ordinary CFD Short 103,275 38.5409 GBP
5p ordinary CFD Short 108,436 38.2180 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Purchasing 500 160 USD American 20 Apr 2018 2.5320 USD
ADR Call Options Purchasing 800 163 USD American 20 Apr 2018 1.6500 USD
ADR Call Options Purchasing 500 165 USD American 20 Apr 2018 0.7900 USD
ADR Call Options Purchasing 1,400 168 USD American 20 Apr 2018 0.5642 USD
ADR Call Options Purchasing 100 170 USD American 18 Jan 2019 14.5000 USD
ADR Call Options Purchasing 1,000 170 USD American 17 Jan 2020 20.3400 USD
ADR Call Options Purchasing 2,200 180 USD American 27 Apr 2018 1.2500 USD
ADR Call Options Purchasing 500 185 USD American 19 Oct 2018 5.2000 USD
ADR Call Options Purchasing 500 200 USD American 18 Jan 2019 3.4000 USD
ADR Call Options Selling 100 125 USD American 20 Jul 2018 41.0000 USD
ADR Call Options Selling 500 165 USD American 20 Apr 2018 0.6120 USD
ADR Call Options Selling 2,400 180 USD American 20 Apr 2018 0.2000 USD
ADR Put Options Purchasing 200 158 USD American 20 Apr 2018 0.1750 USD
ADR Put Options Purchasing 100 160 USD American 20 Apr 2018 0.5000 USD
ADR Put Options Purchasing 1,000 170 USD American 17 Jan 2020 20.5000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 23 Apr 2018
Contact name: ELISE TANG
Telephone number: 0207 1163001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Purchased -140,000 3500.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Call Options Purchased 41,900 145.0000 American 20 Apr 2018
ADR Call Options Purchased 17,800 195.0000 American 27 Apr 2018
ADR Put Options Written 2,400 165.0000 American 18 May 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Put Options Written 1,100 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR

Call Options

Written -100 160.0000 American 18 May 2018
ADR Call Options Written -200 150.0000 American 18 May 2018
ADR Put Options Purchased -600 120.0000 American 27 Apr 2018
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Call Options Written -2,000 175.0000 American 20 Jul 2018
ADR Call Options Written -2,300 200.0000 American 20 Apr 2018
ADR Put Options Purchased -2,400 160.0000 American 20 Apr 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -3,000 130.0000 American 18 Jan 2019
ADR Put Options Purchased -3,300 110.0000 American 20 Apr 2018
ADR Put Options Purchased -4,700 130.0000 American 20 Apr 2018
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Call Options Written -11,500 155.0000 American 20 Apr 2018
ADR Put Options Written 100 150.0000 American 18 May 2018
ADR Call Options Purchased 1,400 135.0000 American 20 Apr 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Put Options Purchased -200 165.0000 American 20 Apr 2018
ADR Call Options Written -300 150.0000 American 27 Apr 2018
ADR Call Options Written -500 160.0000 American 25 May 2018
ADR Call Options Written -600 173.0000 American 4 May 2018
ADR Call Options Written -700 210.0000 American 20 Apr 2018
ADR Call Options Written -1,200 163.0000 American 27 Apr 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Call Options Purchased 1,100 125.0000 American 18 Jan 2019
ADR Put Options Written 1,000 135.0000 American 20 Jul 2018
ADR Call Options Purchased 700 155.0000 American 18 Jan 2019
ADR Call Options Purchased 500 185.0000 American 19 Oct 2018
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -100 147.0000 American 27 Apr 2018
ADR Put Options Purchased -200 158.0000 American 20 Apr 2018
ADR Call Options Written -200 155.0000 American 4 May 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,000 145.0000 American 20 Jul 2018
ADR Call Options Written -1,300 165.0000 American 20 Apr 2018
ADR Put Options Purchased -1,500 135.0000 American 18 May 2018
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Call Options Written -1,900 190.0000 American 20 Apr 2018
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Purchased 5,100 170.0000 American 20 Apr 2018
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Call Options Purchased 1,400 160.0000 American 20 Apr 2018
ADR Call Options Purchased 1,300 130.0000 American 20 Apr 2018
ADR Call Options Purchased 300 165.0000 American 20 Jul 2018
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Call Options Purchased 200 110.0000 American 20 Apr 2018
ADR Put Options Written 200 140.0000 American 18 May 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 143.0000 American 20 Apr 2018
ADR Call Options Written -1,000 160.0000 American 4 May 2018
ADR Call Options Written -1,400 185.0000 American 18 May 2018
ADR Call Options Written -1,700 140.0000 American 20 Apr 2018
ADR Call Options Written -1,800 205.0000 American 20 Apr 2018
ADR Put Options Purchased -2,100 115.0000 American 20 Apr 2018
ADR Call Options Written -4,100 180.0000 American 20 Apr 2018
ADR Call Options Purchased 100 185.0000 American 18 Jan 2019
ADR Call Options Purchased 2,100 120.0000 American 20 Apr 2018
ADR Put Options Written 700 125.0000 American 20 Jul 2018
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 195.0000 American 18 Jan 2019
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Put Options Purchased -1,300 150.0000 American 20 Apr 2018
ADR Call Options Written -2,400 190.0000 American 27 Apr 2018
ADR Put Options Purchased -3,000 115.0000 American 18 May 2018
ADR Call Options Written -4,400 150.0000 American 20 Apr 2018
ADR Call Options Written -13,400 180.0000 American 18 Jan 2019
ADR Call Options Purchased 1,100 170.0000 American 18 Jan 2019
ADR Call Options Purchased 500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Put Options Written 200 150.0000 American 20 Jul 2018
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -100 150.0000 American 20 Jul 2018
ADR Call Options Written -100 175.0000 American 4 May 2018
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Put Options Purchased -500 120.0000 American 20 Apr 2018
ADR Call Options Written -900 130.0000 American 18 May 2018
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Call Options Written -2,000 145.0000 American 18 May 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -4,700 170.0000 American 20 Jul 2018
ADR Put Options Purchased -5,500 135.0000 American 20 Apr 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Written 3,100 145.0000 American 27 Apr 2018
ADR Put Options Written 2,300 120.0000 American 18 Jan 2019
ADR Put Options Written 2,100 155.0000 American 20 Apr 2018
ADR Call Options Purchased 800 163.0000 American 20 Apr 2018
ADR Call Options Purchased 500 185.0000 American 20 Apr 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Call Options Written -2,600 140.0000 American 18 May 2018
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 20 Apr 2018
ADR Call Options Purchased 12,000 165.0000 American 20 Apr 2018
ADR Call Options Purchased 5,200 150.0000 American 20 Apr 2018
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Put Options Written 3,000 145.0000 American 20 Apr 2018
ADR Call Options Purchased 2,200 180.0000 American 27 Apr 2018
ADR Call Options Purchased 1,400 168.0000 American 20 Apr 2018
ADR Call Options Purchased 1,000 150.0000 American 18 Jan 2019
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 800 140.0000 American 20 Apr 2018
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 600 155.0000 American 27 Apr 2018
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Purchased -100 105.0000 American 20 Apr 2018
ADR Put Options Purchased -100 95.0000 American 20 Apr 2018
ADR Call Options Written -100 160.0000 American 20 Jul 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Call Options Written -500 125.0000 American 20 Apr 2018
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Put Options Purchased -1,300 135.0000 American 17 Jan 2020
ADR Put Options Purchased -1,900 125.0000 American 20 Apr 2018
ADR Put Options Purchased -2,300 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018
ADR Call Options Written -3,300 175.0000 American 20 Apr 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 645622
Time of Receipt (offset from UTC): 20180423T172448+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC