Form 8.3 - ALLERGAN PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ALLERGAN PLC.
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 19 April 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? SHIRE PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.0001 ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 794,420 0.23% 314,868 0.09%
           
(2) Cash-settled derivatives:
2,100 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 389,104 0.11% 1,518,000 0.44%
           
 
TOTAL: 1,185,624 0.34% 1,832,868 0.53%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.0001 ordinary Purchase 2 152.8600 USD
USD 0.0001 ordinary Purchase 88 155.3700 USD
USD 0.0001 ordinary Purchase 100 159.1400 USD
USD 0.0001 ordinary Purchase 100 154.9200 USD
USD 0.0001 ordinary Purchase 200 162.1900 USD
USD 0.0001 ordinary Purchase 200 155.5200 USD
USD 0.0001 ordinary Purchase 200 159.9900 USD
USD 0.0001 ordinary Purchase 244 159.5743 USD
USD 0.0001 ordinary Purchase 300 155.5833 USD
USD 0.0001 ordinary Purchase 300 155.5633 USD
USD 0.0001 ordinary Purchase 325 153.7530 USD
USD 0.0001 ordinary Purchase 428 158.4051 USD
USD 0.0001 ordinary Purchase 500 159.0560 USD
USD 0.0001 ordinary Purchase 521 158.4804 USD
USD 0.0001 ordinary Purchase 600 158.2183 USD
USD 0.0001 ordinary Purchase 621 155.2732 USD
USD 0.0001 ordinary Purchase 674 158.3000 USD
USD 0.0001 ordinary Purchase 748 160.0788 USD
USD 0.0001 ordinary Purchase 750 156.3000 USD
USD 0.0001 ordinary Purchase 800 158.2900 USD
USD 0.0001 ordinary Purchase 885 155.0188 USD
USD 0.0001 ordinary Purchase 890 158.1300 USD
USD 0.0001 ordinary Purchase 900 155.4777 USD
USD 0.0001 ordinary Purchase 900 158.4500 USD
USD 0.0001 ordinary Purchase 900 158.2777 USD
USD 0.0001 ordinary Purchase 1,000 158.8280 USD
USD 0.0001 ordinary Purchase 1,074 157.1204 USD
USD 0.0001 ordinary Purchase 1,200 154.6079 USD
USD 0.0001 ordinary Purchase 1,469 154.4375 USD
USD 0.0001 ordinary Purchase 1,550 165.4700 USD
USD 0.0001 ordinary Purchase 1,700 157.8407 USD
USD 0.0001 ordinary Purchase 1,700 153.8397 USD
USD 0.0001 ordinary Purchase 1,780 158.2100 USD
USD 0.0001 ordinary Purchase 1,800 157.4711 USD
USD 0.0001 ordinary Purchase 2,000 160.7037 USD
USD 0.0001 ordinary Purchase 2,400 161.0998 USD
USD 0.0001 ordinary Purchase 2,499 158.3862 USD
USD 0.0001 ordinary Purchase 2,801 154.6788 USD
USD 0.0001 ordinary Purchase 2,900 158.3279 USD
USD 0.0001 ordinary Purchase 2,900 159.5391 USD
USD 0.0001 ordinary Purchase 3,100 158.5997 USD
USD 0.0001 ordinary Purchase 3,525 158.8864 USD
USD 0.0001 ordinary Purchase 3,774 158.9905 USD
USD 0.0001 ordinary Purchase 3,867 158.4351 USD
USD 0.0001 ordinary Purchase 4,610 158.6679 USD
USD 0.0001 ordinary Purchase 4,700 159.5847 USD
USD 0.0001 ordinary Purchase 4,749 159.5266 USD
USD 0.0001 ordinary Purchase 4,800 161.2442 USD
USD 0.0001 ordinary Purchase 5,300 158.3324 USD
USD 0.0001 ordinary Purchase 5,400 157.5833 USD
USD 0.0001 ordinary Purchase 8,029 158.5900 USD
USD 0.0001 ordinary Purchase 8,694 158.4639 USD
USD 0.0001 ordinary Purchase 9,933 158.3736 USD
USD 0.0001 ordinary Purchase 10,258 158.8099 USD
USD 0.0001 ordinary Purchase 10,673 157.8244 USD
USD 0.0001 ordinary Purchase 12,055 158.6432 USD
USD 0.0001 ordinary Purchase 14,672 158.4651 USD
USD 0.0001 ordinary Purchase 19,630 157.1618 USD
USD 0.0001 ordinary Purchase 21,202 158.3477 USD
USD 0.0001 ordinary Purchase 32,578 157.9882 USD
USD 0.0001 ordinary Purchase 54,000 158.3251 USD
USD 0.0001 ordinary Purchase 79,600 158.3709 USD
USD 0.0001 ordinary Purchase 468,338 156.8433 USD
USD 0.0001 ordinary Sale 2 152.8600 USD
USD 0.0001 ordinary Sale 4 160.4500 USD
USD 0.0001 ordinary Sale 5 156.4000 USD
USD 0.0001 ordinary Sale 6 158.0500 USD
USD 0.0001 ordinary Sale 7 158.7100 USD
USD 0.0001 ordinary Sale 34 158.6500 USD
USD 0.0001 ordinary Sale 49 160.9400 USD
USD 0.0001 ordinary Sale 70 160.4300 USD
USD 0.0001 ordinary Sale 88 155.3700 USD
USD 0.0001 ordinary Sale 88 157.9227 USD
USD 0.0001 ordinary Sale 100 159.7600 USD
USD 0.0001 ordinary Sale 100 159.1400 USD
USD 0.0001 ordinary Sale 100 158.3800 USD
USD 0.0001 ordinary Sale 100 158.3700 USD
USD 0.0001 ordinary Sale 100 157.9100 USD
USD 0.0001 ordinary Sale 100 157.5200 USD
USD 0.0001 ordinary Sale 100 156.5000 USD
USD 0.0001 ordinary Sale 100 156.2600 USD
USD 0.0001 ordinary Sale 100 155.3500 USD
USD 0.0001 ordinary Sale 100 160.6700 USD
USD 0.0001 ordinary Sale 139 157.7100 USD
USD 0.0001 ordinary Sale 150 153.5175 USD
USD 0.0001 ordinary Sale 170 165.5358 USD
USD 0.0001 ordinary Sale 199 157.1492 USD
USD 0.0001 ordinary Sale 200 159.9900 USD
USD 0.0001 ordinary Sale 200 158.3500 USD
USD 0.0001 ordinary Sale 200 157.5357 USD
USD 0.0001 ordinary Sale 221 158.3091 USD
USD 0.0001 ordinary Sale 222 156.3535 USD
USD 0.0001 ordinary Sale 244 155.7420 USD
USD 0.0001 ordinary Sale 296 156.4554 USD
USD 0.0001 ordinary Sale 300 160.2600 USD
USD 0.0001 ordinary Sale 300 160.6233 USD
USD 0.0001 ordinary Sale 300 160.6416 USD
USD 0.0001 ordinary Sale 300 160.7966 USD
USD 0.0001 ordinary Sale 300 159.0516 USD
USD 0.0001 ordinary Sale 300 156.3133 USD
USD 0.0001 ordinary Sale 300 156.1433 USD
USD 0.0001 ordinary Sale 300 158.2808 USD
USD 0.0001 ordinary Sale 323 156.5835 USD
USD 0.0001 ordinary Sale 400 156.4275 USD
USD 0.0001 ordinary Sale 400 158.2337 USD
USD 0.0001 ordinary Sale 404 156.3471 USD
USD 0.0001 ordinary Sale 444 159.0566 USD
USD 0.0001 ordinary Sale 461 157.1136 USD
USD 0.0001 ordinary Sale 500 157.5000 USD
USD 0.0001 ordinary Sale 503 158.8318 USD
USD 0.0001 ordinary Sale 600 160.3183 USD
USD 0.0001 ordinary Sale 600 156.2908 USD
USD 0.0001 ordinary Sale 674 158.2780 USD
USD 0.0001 ordinary Sale 711 156.1266 USD
USD 0.0001 ordinary Sale 723 155.7073 USD
USD 0.0001 ordinary Sale 725 159.5068 USD
USD 0.0001 ordinary Sale 750 156.3000 USD
USD 0.0001 ordinary Sale 800 158.2918 USD
USD 0.0001 ordinary Sale 800 154.8218 USD
USD 0.0001 ordinary Sale 800 154.3637 USD
USD 0.0001 ordinary Sale 803 158.6751 USD
USD 0.0001 ordinary Sale 890 158.2100 USD
USD 0.0001 ordinary Sale 890 158.1300 USD
USD 0.0001 ordinary Sale 900 158.2777 USD
USD 0.0001 ordinary Sale 900 158.4500 USD
USD 0.0001 ordinary Sale 900 158.4191 USD
USD 0.0001 ordinary Sale 1,000 158.1108 USD
USD 0.0001 ordinary Sale 1,046 158.5234 USD
USD 0.0001 ordinary Sale 1,066 155.7809 USD
USD 0.0001 ordinary Sale 1,074 157.1204 USD
USD 0.0001 ordinary Sale 1,300 158.3109 USD
USD 0.0001 ordinary Sale 1,301 158.5475 USD
USD 0.0001 ordinary Sale 1,400 157.7692 USD
USD 0.0001 ordinary Sale 1,482 158.6177 USD
USD 0.0001 ordinary Sale 1,507 158.5341 USD
USD 0.0001 ordinary Sale 1,550 165.4700 USD
USD 0.0001 ordinary Sale 1,700 158.2641 USD
USD 0.0001 ordinary Sale 2,000 162.1790 USD
USD 0.0001 ordinary Sale 2,205 157.2786 USD
USD 0.0001 ordinary Sale 2,400 158.5814 USD
USD 0.0001 ordinary Sale 2,546 158.0098 USD
USD 0.0001 ordinary Sale 3,300 157.6415 USD
USD 0.0001 ordinary Sale 3,420 157.0594 USD
USD 0.0001 ordinary Sale 4,000 158.6435 USD
USD 0.0001 ordinary Sale 4,333 158.3540 USD
USD 0.0001 ordinary Sale 4,400 158.7034 USD
USD 0.0001 ordinary Sale 4,430 159.3065 USD
USD 0.0001 ordinary Sale 4,528 158.3013 USD
USD 0.0001 ordinary Sale 4,913 155.1069 USD
USD 0.0001 ordinary Sale 5,423 158.5260 USD
USD 0.0001 ordinary Sale 5,692 158.5430 USD
USD 0.0001 ordinary Sale 5,949 157.6898 USD
USD 0.0001 ordinary Sale 7,696 159.4504 USD
USD 0.0001 ordinary Sale 8,000 154.6727 USD
USD 0.0001 ordinary Sale 8,500 157.4445 USD
USD 0.0001 ordinary Sale 8,825 157.3601 USD
USD 0.0001 ordinary Sale 9,100 159.7022 USD
USD 0.0001 ordinary Sale 9,961 155.2773 USD
USD 0.0001 ordinary Sale 10,400 157.9632 USD
USD 0.0001 ordinary Sale 10,400 158.5636 USD
USD 0.0001 ordinary Sale 11,300 158.6172 USD
USD 0.0001 ordinary Sale 12,542 158.6771 USD
USD 0.0001 ordinary Sale 15,237 158.4450 USD
USD 0.0001 ordinary Sale 15,553 158.5900 USD
USD 0.0001 ordinary Sale 15,658 158.3869 USD
USD 0.0001 ordinary Sale 18,311 158.5502 USD
USD 0.0001 ordinary Sale 18,600 158.2928 USD
USD 0.0001 ordinary Sale 20,971 158.5745 USD
USD 0.0001 ordinary Sale 22,169 158.5396 USD
USD 0.0001 ordinary Sale 23,424 158.4122 USD
USD 0.0001 ordinary Sale 28,729 159.1129 USD
USD 0.0001 ordinary Sale 34,938 155.6182 USD
USD 0.0001 ordinary Sale 44,300 158.7154 USD
USD 0.0001 ordinary Sale 44,839 158.5189 USD
USD 0.0001 ordinary Sale 67,800 158.1659 USD
USD 0.0001 ordinary Sale 89,945 155.2836 USD
USD 0.0001 ordinary Sale 115,419 155.4510 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
USD 0.0001 ordinary Call Options Purchasing 3,500 165 USD American 16 Nov 2018 11.3700 USD
USD 0.0001 ordinary Call Options Selling 100 105 USD American 17 Jan 2020 58.2000 USD
USD 0.0001 ordinary Call Options Selling 200 135 USD American 17 Jan 2020 35.5000 USD
USD 0.0001 ordinary Call Options Selling 800 140 USD American 15 Jun 2018 17.7500 USD
USD 0.0001 ordinary Call Options Selling 1,000 140 USD American 18 Jan 2019 24.0000 USD
USD 0.0001 ordinary Call Options Selling 100 145 USD American 15 Jun 2018 13.0000 USD
USD 0.0001 ordinary Call Options Selling 1,000 150 USD American 27 Apr 2018 10.3900 USD
USD 0.0001 ordinary Call Options Selling 600 150 USD American 18 May 2018 9.7083 USD
USD 0.0001 ordinary Call Options Selling 1,000 150 USD American 16 Nov 2018 16.0260 USD
USD 0.0001 ordinary Call Options Selling 400 150 USD American 18 Jan 2019 19.3325 USD
USD 0.0001 ordinary Call Options Selling 400 153 USD American 27 Apr 2018 4.6000 USD
USD 0.0001 ordinary Call Options Selling 3,100 155 USD American 20 Apr 2018 1.7774 USD
USD 0.0001 ordinary Call Options Selling 100 155 USD American 27 Apr 2018 3.8000 USD
USD 0.0001 ordinary Call Options Selling 100 155 USD American 4 May 2018 5.5000 USD
USD 0.0001 ordinary Call Options Selling 200 155 USD American 17 Aug 2018 11.0400 USD
USD 0.0001 ordinary Call Options Selling 3,500 155 USD American 16 Nov 2018 17.1700 USD
USD 0.0001 ordinary Call Options Selling 500 155 USD American 17 Jan 2020 23.7000 USD
USD 0.0001 ordinary Call Options Selling 2,000 158 USD American 20 Apr 2018 1.5250 USD
USD 0.0001 ordinary Call Options Selling 100 158 USD American 4 May 2018 3.9500 USD
USD 0.0001 ordinary Call Options Selling 1,000 160 USD American 20 Apr 2018 1.4250 USD
USD 0.0001 ordinary Call Options Selling 1,000 160 USD American 27 Apr 2018 3.5000 USD
USD 0.0001 ordinary Call Options Selling 100 160 USD American 4 May 2018 2.9700 USD
USD 0.0001 ordinary Call Options Selling 100 160 USD American 18 May 2018 4.6500 USD
USD 0.0001 ordinary Call Options Selling 4,100 160 USD American 15 Jun 2018 5.7634 USD
USD 0.0001 ordinary Call Options Selling 1,500 160 USD American 17 Aug 2018 8.4666 USD
USD 0.0001 ordinary Call Options Selling 100 160 USD American 16 Nov 2018 11.1300 USD
USD 0.0001 ordinary Call Options Selling 1,200 160 USD American 18 Jan 2019 13.2566 USD
USD 0.0001 ordinary Call Options Selling 4,000 163 USD American 20 Apr 2018 1.4750 USD
USD 0.0001 ordinary Call Options Selling 300 165 USD American 20 Apr 2018 0.4666 USD
USD 0.0001 ordinary Call Options Selling 3,100 165 USD American 15 Jun 2018 3.9874 USD
USD 0.0001 ordinary Call Options Selling 400 168 USD American 20 Apr 2018 0.4500 USD
USD 0.0001 ordinary Call Options Selling 100 170 USD American 18 May 2018 1.9500 USD
USD 0.0001 ordinary Call Options Selling 1,000 170 USD American 18 Jan 2019 10.5000 USD
USD 0.0001 ordinary Call Options Selling 500 180 USD American 17 Jan 2020 15.0000 USD
USD 0.0001 ordinary Call Options Selling 1,000 200 USD American 18 Jan 2019 2.9000 USD
USD 0.0001 ordinary Call Options Selling 400 220 USD American 17 Jan 2020 6.1000 USD
USD 0.0001 ordinary Call Options Selling 800 230 USD American 17 Jan 2020 4.8000 USD
USD 0.0001 ordinary Put Options Purchasing 100 140 USD American 20 Apr 2018 0.2200 USD
USD 0.0001 ordinary Put Options Purchasing 400 145 USD American 20 Apr 2018 0.6600 USD
USD 0.0001 ordinary Put Options Purchasing 100 149 USD American 20 Apr 2018 1.4900 USD
USD 0.0001 ordinary Put Options Purchasing 100 150 USD American 20 Apr 2018 1.6000 USD
USD 0.0001 ordinary Put Options Purchasing 2,000 153 USD American 20 Apr 2018 0.5000 USD
USD 0.0001 ordinary Put Options Purchasing 3,400 160 USD American 20 Apr 2018 7.2244 USD
USD 0.0001 ordinary Put Options Purchasing 1,100 165 USD American 17 Aug 2018 16.1700 USD
USD 0.0001 ordinary Put Options Selling 100 145 USD American 18 May 2018 1.8500 USD
USD 0.0001 ordinary Put Options Selling 3,200 150 USD American 20 Apr 2018 1.6031 USD
USD 0.0001 ordinary Put Options Selling 100 150 USD American 4 May 2018 3.3000 USD
USD 0.0001 ordinary Put Options Selling 41,600 155 USD American 20 Apr 2018 0.9293 USD
USD 0.0001 ordinary Put Options Selling 600 160 USD American 20 Apr 2018 2.5300 USD
USD 0.0001 ordinary Put Options Selling 100 165 USD American 20 Apr 2018 7.9000 USD
USD 0.0001 ordinary Put Options Selling 200 185 USD American 20 Apr 2018 25.2800 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 20 Apr 2018
Contact name: ELISE TANG
Telephone number: 0207 1163001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ALLERGAN PLC.
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.0001 ordinary Call Options Purchased 6,400 170.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Purchased 6,000 150.0000 American 15 Jun 2018
USD 0.0001 ordinary Call Options Purchased 5,100 175.0000 American 15 Jun 2018
USD 0.0001 ordinary Call Options Purchased 4,000 150.0000 American 20 Apr 2018
USD 0.0001 ordinary Put Options Written 2,900 168.0000 American 4 May 2018
USD 0.0001 ordinary Call Options Purchased 2,100 180.0000 American 18 May 2018
USD 0.0001 ordinary Call Options Purchased 1,200 165.0000 American 18 May 2018
USD 0.0001 ordinary Call Options Purchased 900 195.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Purchased 900 190.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Purchased 600 250.0000 American 17 Jan 2020
USD 0.0001 ordinary Call Options Purchased 400 210.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Purchased 400 240.0000 American 15 Jun 2018
USD 0.0001 ordinary Call Options Purchased 300 175.0000 American 18 May 2018
USD 0.0001 ordinary Put Options Written 200 140.0000 American 15 Jun 2018
USD 0.0001 ordinary Put Options Written 200 185.0000 American 20 Apr 2018
USD 0.0001 ordinary Put Options Written 200 105.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Purchased 200 175.0000 American 17 Aug 2018
USD 0.0001 ordinary Call Options Purchased 100 195.0000 American 17 Jan 2020
USD 0.0001 ordinary Call Options Purchased 100 125.0000 American 15 Jun 2018
USD 0.0001 ordinary Put Options Purchased -2,600 195.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Written -2,700 165.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Written -3,100 220.0000 American 18 May 2018
USD 0.0001 ordinary Call Options Written -3,500 155.0000 American 16 Nov 2018
USD 0.0001 ordinary Call Options Written -29,800 230.0000 American 18 Jan 2019
USD 0.0001 ordinary Put Options Purchased -50,000 140.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Written -55,600 200.0000 American 15 Jun 2018
USD 0.0001 ordinary Call Options Written -100 135.0000 American 18 Jan 2019
USD 0.0001 ordinary Put Options Purchased -100 149.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Written -200 170.0000 American 27 Apr 2018
USD 0.0001 ordinary Call Options Written -300 130.0000 American 17 Jan 2020
USD 0.0001 ordinary Put Options Purchased -400 130.0000 American 18 May 2018
USD 0.0001 ordinary Call Options Written -500 140.0000 American 17 Jan 2020
USD 0.0001 ordinary Put Options Purchased -500 190.0000 American 17 Jan 2020
USD 0.0001 ordinary Call Options Written -600 225.0000 American 18 May 2018
USD 0.0001 ordinary Put Options Purchased -600 125.0000 American 18 May 2018
USD 0.0001 ordinary Put Options Purchased -700 115.0000 American 18 Jan 2019
USD 0.0001 ordinary Put Options Purchased -1,000 165.0000 American 17 Aug 2018
USD 0.0001 ordinary Call Options Written -1,200 205.0000 American 15 Jun 2018
USD 0.0001 ordinary Put Options Purchased -2,100 140.0000 American 20 Apr 2018
USD 0.0001 ordinary Put Options Written 15,000 150.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Purchased 13,200 165.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Purchased 3,500 180.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Purchased 3,400 180.0000 American 27 Apr 2018
USD 0.0001 ordinary Call Options Purchased 1,800 185.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Purchased 1,400 250.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Purchased 700 175.0000 American 27 Apr 2018
USD 0.0001 ordinary Call Options Purchased 600 225.0000 American 15 Jun 2018
USD 0.0001 ordinary Put Options Written 500 90.0000 American 15 Jun 2018
USD 0.0001 ordinary Put Options Written 500 160.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Purchased 400 220.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Purchased 400 195.0000 American 15 Jun 2018
USD 0.0001 ordinary Call Options Purchased 300 260.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Purchased 200 240.0000 American 18 Jan 2019
USD 0.0001 ordinary Put Options Purchased -3,100 160.0000 American 18 May 2018
USD 0.0001 ordinary Put Options Purchased -4,700 155.0000 American 18 Jan 2019
USD 0.0001 ordinary Put Options Purchased -6,100 125.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Written -10,000 210.0000 American 17 Jan 2020
USD 0.0001 ordinary Put Options Purchased -22,500 170.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Written -142,700 210.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Written -150,000 210.0000 American 17 Aug 2018
USD 0.0001 ordinary Call Options Written -100 160.0000 American 16 Nov 2018
USD 0.0001 ordinary Call Options Written -100 215.0000 American 18 May 2018
USD 0.0001 ordinary Call Options Written -100 155.0000 American 27 Apr 2018
USD 0.0001 ordinary Call Options Written -200 205.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Written -500 155.0000 American 17 Jan 2020
USD 0.0001 ordinary Call Options Written -1,000 150.0000 American 16 Nov 2018
USD 0.0001 ordinary Call Options Written -1,100 160.0000 American 18 Jan 2019
USD 0.0001 ordinary Put Options Purchased -1,300 190.0000 American 16 Nov 2018
USD 0.0001 ordinary Put Options Purchased -1,500 170.0000 American 17 Jan 2020
USD 0.0001 ordinary Put Options Purchased -2,100 115.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Purchased 15,900 170.0000 American 18 May 2018
USD 0.0001 ordinary Put Options Written 10,000 140.0000 American 15 Jan 1919
USD 0.0001 ordinary Call Options Purchased 6,900 178.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Purchased 1,500 170.0000 American 15 Jun 2018
USD 0.0001 ordinary Call Options Purchased 900 145.0000 American 15 Jun 2018
USD 0.0001 ordinary Put Options Written 800 230.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Purchased 700 178.0000 American 27 Apr 2018
USD 0.0001 ordinary Call Options Purchased 600 185.0000 American 20 Apr 2018
USD 0.0001 ordinary Put Options Written 500 160.0000 American 4 May 2018
USD 0.0001 ordinary Call Options Purchased 300 165.0000 American 17 Jan 2020
USD 0.0001 ordinary Call Options Purchased 300 380.0000 American 18 Jan 2019
USD 0.0001 ordinary Put Options Written 100 150.0000 American 4 May 2018
USD 0.0001 ordinary Call Options Purchased 100 220.0000 American 15 Jun 2018
USD 0.0001 ordinary Call Options Written -2,600 200.0000 American 17 Jan 2020
USD 0.0001 ordinary Call Options Written -3,000 210.0000 American 18 May 2018
USD 0.0001 ordinary Put Options Purchased -3,100 210.0000 American 18 Jan 2019
USD 0.0001 ordinary Put Options Purchased -3,300 160.0000 American 18 Jan 2019
USD 0.0001 ordinary Put Options Purchased -3,300 155.0000 American 18 May 2018
USD 0.0001 ordinary Call Options Written -6,300 200.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Written -7,800 168.0000 American 20 Apr 2018
USD 0.0001 ordinary Put Options Purchased -10,400 180.0000 American 18 Jan 2019
USD 0.0001 ordinary Put Options Purchased -60,100 145.0000 American 17 Aug 2018
USD 0.0001 ordinary Put Options Purchased -100 180.0000 American 17 Aug 2018
USD 0.0001 ordinary Call Options Written -200 155.0000 American 17 Aug 2018
USD 0.0001 ordinary Put Options Purchased -300 175.0000 American 18 May 2018
USD 0.0001 ordinary Put Options Purchased -400 130.0000 American 15 Jun 2018
USD 0.0001 ordinary Put Options Purchased -400 153.0000 American 27 Apr 2018
USD 0.0001 ordinary Call Options Written -600 110.0000 American 17 Jan 2020
USD 0.0001 ordinary Call Options Written -1,000 150.0000 American 27 Apr 2018
USD 0.0001 ordinary Put Options Purchased -1,100 100.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Written -1,500 160.0000 American 17 Aug 2018
USD 0.0001 ordinary Call Options Purchased 21,500 173.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Purchased 11,900 160.0000 American 18 May 2018
USD 0.0001 ordinary Call Options Purchased 3,500 165.0000 American 16 Nov 2018
USD 0.0001 ordinary Call Options Purchased 3,100 168.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Purchased 1,100 140.0000 American 20 Apr 2018
USD 0.0001 ordinary Put Options Written 300 145.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Purchased 100 165.0000 American 17 Aug 2018
USD 0.0001 ordinary Put Options Purchased -2,600 150.0000 American 15 Jun 2018
USD 0.0001 ordinary Put Options Purchased -4,200 165.0000 American 18 May 2018
USD 0.0001 ordinary Put Options Purchased -118,800 135.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Written -100 130.0000 American 15 Jun 2018
USD 0.0001 ordinary Call Options Written -100 155.0000 American 4 May 2018
USD 0.0001 ordinary Call Options Written -200 135.0000 American 17 Jan 2020
USD 0.0001 ordinary Call Options Written -200 160.0000 American 15 Jun 2018
USD 0.0001 ordinary Put Options Purchased -300 175.0000 American 15 Jun 2018
USD 0.0001 ordinary Put Options Purchased -300 150.0000 American 18 May 2018
USD 0.0001 ordinary Call Options Written -400 150.0000 American 18 May 2018
USD 0.0001 ordinary Put Options Purchased -500 160.0000 American 17 Jan 2020
USD 0.0001 ordinary Put Options Purchased -500 147.0000 American 27 Apr 2018
USD 0.0001 ordinary Put Options Purchased -1,000 195.0000 American 15 Jun 2018
USD 0.0001 ordinary Put Options Purchased -1,100 190.0000 American 18 May 2018
USD 0.0001 ordinary Put Options Purchased -1,100 158.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Written -1,200 165.0000 American 15 Jun 2018
USD 0.0001 ordinary Call Options Purchased 34,900 163.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Purchased 1,600 185.0000 American 18 May 2018
USD 0.0001 ordinary Put Options Written 1,300 190.0000 American 15 Jun 2018
USD 0.0001 ordinary Put Options Written 1,000 105.0000 American 18 May 2018
USD 0.0001 ordinary Call Options Purchased 600 190.0000 American 17 Aug 2018
USD 0.0001 ordinary Call Options Purchased 500 175.0000 American 4 May 2018
USD 0.0001 ordinary Call Options Purchased 300 210.0000 American 17 Jan 2020
USD 0.0001 ordinary Call Options Purchased 200 155.0000 American 18 Jan 2019
USD 0.0001 ordinary Put Options Written 100 140.0000 American 18 Jan 2019
USD 0.0001 ordinary Put Options Written 100 135.0000 American 17 Aug 2018
USD 0.0001 ordinary Call Options Purchased 100 150.0000 American 17 Jan 2020
USD 0.0001 ordinary Call Options Written -2,800 200.0000 American 18 May 2018
USD 0.0001 ordinary Put Options Purchased -3,900 185.0000 American 18 May 2018
USD 0.0001 ordinary Call Options Written -4,100 280.0000 American 18 Jan 2019
USD 0.0001 ordinary Put Options Purchased -6,300 120.0000 American 20 Apr 2018
USD 0.0001 ordinary Put Options Purchased -9,400 155.0000 American 20 Apr 2018
USD 0.0001 ordinary Put Options Purchased -55,100 120.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Written -100 235.0000 American 18 May 2018
USD 0.0001 ordinary Put Options Purchased -100 145.0000 American 17 Jan 2020
USD 0.0001 ordinary Put Options Purchased -100 85.0000 American 15 Jun 2018
USD 0.0001 ordinary Put Options Purchased -100 149.0000 American 27 Apr 2018
USD 0.0001 ordinary Put Options Purchased -200 130.0000 American 17 Jan 2020
USD 0.0001 ordinary Put Options Purchased -200 135.0000 American 15 Jun 2018
USD 0.0001 ordinary Put Options Purchased -200 140.0000 American 18 May 2018
USD 0.0001 ordinary Put Options Purchased -300 165.0000 American 15 Jun 2018
USD 0.0001 ordinary Put Options Purchased -500 125.0000 American 15 Jun 2018
USD 0.0001 ordinary Call Options Written -800 140.0000 American 15 Jun 2018
USD 0.0001 ordinary Call Options Written -1,000 160.0000 American 27 Apr 2018
USD 0.0001 ordinary Put Options Purchased -1,000 180.0000 American 18 May 2018
USD 0.0001 ordinary Put Options Purchased -1,100 170.0000 American 20 Apr 2018
USD 0.0001 ordinary Put Options Purchased -1,300 155.0000 American 15 Jun 2018
USD 0.0001 ordinary Call Options Written -1,700 200.0000 American 20 Apr 2018
USD 0.0001 ordinary Put Options Purchased -1,700 185.0000 American 15 Jun 2018
USD 0.0001 ordinary Put Options Purchased -1,800 153.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Purchased 10,402 230.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Purchased 3,800 155.0000 American 15 Jun 2018
USD 0.0001 ordinary Call Options Purchased 1,900 175.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Purchased 1,600 190.0000 American 15 Jun 2018
USD 0.0001 ordinary Put Options Written 1,400 240.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Purchased 1,200 190.0000 American 18 May 2018
USD 0.0001 ordinary Call Options Purchased 700 188.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Purchased 600 165.0000 American 18 Jan 2019
USD 0.0001 ordinary Put Options Written 500 110.0000 American 18 May 2018
USD 0.0001 ordinary Call Options Purchased 500 170.0000 American 17 Aug 2018
USD 0.0001 ordinary Call Options Purchased 100 170.0000 American 4 May 2018
USD 0.0001 ordinary Call Options Written -2,600 280.0000 American 15 Jun 2018
USD 0.0001 ordinary Call Options Written -2,700 300.0000 American 15 Jun 2018
USD 0.0001 ordinary Call Options Written -2,900 168.0000 American 4 May 2018
USD 0.0001 ordinary Call Options Written -3,200 240.0000 American 18 May 2018
USD 0.0001 ordinary Put Options Purchased -3,300 95.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Written -4,100 155.0000 American 20 Apr 2018
USD 0.0001 ordinary Put Options Purchased -5,200 200.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Written -6,000 350.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Written -10,000 210.0000 American 15 Jan 1919
USD 0.0001 ordinary Put Options Purchased -28,000 160.0000 American 20 Apr 2018
USD 0.0001 ordinary Put Options Purchased -150,000 140.0000 American 17 Aug 2018
USD 0.0001 ordinary Call Options Written -247,900 220.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Written -200 230.0000 American 17 Jan 2020
USD 0.0001 ordinary Call Options Written -200 175.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Written -200 340.0000 American 15 Jun 2018
USD 0.0001 ordinary Call Options Written -400 220.0000 American 17 Jan 2020
USD 0.0001 ordinary Call Options Written -400 153.0000 American 27 Apr 2018
USD 0.0001 ordinary Call Options Written -500 330.0000 American 15 Jun 2018
USD 0.0001 ordinary Call Options Written -900 250.0000 American 18 May 2018
USD 0.0001 ordinary Put Options Purchased -1,100 165.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Written -1,200 300.0000 American 18 Jan 2019
USD 0.0001 ordinary Put Options Purchased -1,400 200.0000 American 15 Jun 2018
USD 0.0001 ordinary Call Options Written -1,600 158.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Written -1,800 150.0000 American 18 Jan 2019
USD 0.0001 ordinary Put Options Purchased -1,900 145.0000 American 15 Jun 2018
USD 0.0001 ordinary Put Options Written 41,600 155.0000 American 20 Apr 2018
USD 0.0001 ordinary Put Options Written 20,000 160.0000 American 18 May 2018
USD 0.0001 ordinary Put Options Written 15,000 150.0000 American 16 Jan 1918
USD 0.0001 ordinary Call Options Purchased 10,700 180.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Purchased 7,100 170.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Purchased 3,100 230.0000 American 15 Jun 2018
USD 0.0001 ordinary Put Options Written 1,900 185.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Purchased 500 185.0000 American 15 Jun 2018
USD 0.0001 ordinary Put Options Written 400 125.0000 American 18 Jan 2019
USD 0.0001 ordinary Put Options Written 400 95.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Purchased 400 270.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Purchased 300 170.0000 American 17 Jan 2020
USD 0.0001 ordinary Call Options Purchased 200 135.0000 American 15 Jun 2018
USD 0.0001 ordinary Call Options Purchased 100 180.0000 American 17 Aug 2018
USD 0.0001 ordinary Put Options Purchased -2,200 200.0000 American 17 Jan 2020
USD 0.0001 ordinary Put Options Purchased -32,400 145.0000 American 18 Jan 2019
USD 0.0001 ordinary Put Options Purchased -2,500 130.0000 American 20 Apr 2018
USD 0.0001 ordinary Put Options Purchased -3,900 170.0000 American 18 May 2018
USD 0.0001 ordinary Put Options Purchased -6,700 150.0000 American 18 Jan 2019
USD 0.0001 ordinary Put Options Purchased -16,600 150.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Written -78,000 175.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Written -100 105.0000 American 17 Jan 2020
USD 0.0001 ordinary Call Options Written -100 160.0000 American 4 May 2018
USD 0.0001 ordinary Call Options Written -100 158.0000 American 4 May 2018
USD 0.0001 ordinary Put Options Purchased -200 170.0000 American 15 Jun 2018
USD 0.0001 ordinary Put Options Purchased -400 165.0000 American 17 Jan 2020
USD 0.0001 ordinary Put Options Purchased -400 160.0000 American 15 Jun 2018
USD 0.0001 ordinary Put Options Purchased -500 150.0000 American 17 Jan 2020
USD 0.0001 ordinary Put Options Written 20,000 160.0000 American 16 May 1917
USD 0.0001 ordinary Put Options Written 10,000 140.0000 American 17 Jan 2020
USD 0.0001 ordinary Call Options Purchased 7,700 185.0000 American 27 Apr 2018
USD 0.0001 ordinary Put Options Written 9,902 110.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Purchased 6,700 160.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Purchased 3,900 250.0000 American 15 Jun 2018
USD 0.0001 ordinary Call Options Purchased 3,200 155.0000 American 18 May 2018
USD 0.0001 ordinary Call Options Purchased 2,700 160.0000 American 17 Jan 2020
USD 0.0001 ordinary Put Options Written 1,100 220.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Purchased 1,000 145.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Purchased 800 190.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Purchased 700 210.0000 American 15 Jun 2018
USD 0.0001 ordinary Call Options Purchased 600 195.0000 American 18 Jan 2019
USD 0.0001 ordinary Put Options Written 400 135.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Purchased 400 180.0000 American 15 Jun 2018
USD 0.0001 ordinary Call Options Purchased 300 290.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Purchased 300 260.0000 American 18 May 2018
USD 0.0001 ordinary Call Options Purchased 100 175.0000 American 17 Jan 2020
USD 0.0001 ordinary Put Options Purchased -4,200 165.0000 American 18 Jan 2019
USD 0.0001 ordinary Put Options Purchased -9,400 130.0000 American 18 Jan 2019
USD 0.0001 ordinary Put Options Purchased -10,300 168.0000 American 20 Apr 2018
USD 0.0001 ordinary Put Options Purchased -29,400 163.0000 American 20 Apr 2018
USD 0.0001 ordinary Call Options Written -100 180.0000 American 17 Jan 2020
USD 0.0001 ordinary Call Options Written -100 205.0000 American 18 May 2018
USD 0.0001 ordinary Put Options Purchased -100 115.0000 American 15 Jun 2018
USD 0.0001 ordinary Put Options Purchased -100 145.0000 American 18 May 2018
USD 0.0001 ordinary Put Options Purchased -300 180.0000 American 15 Jun 2018
USD 0.0001 ordinary Call Options Written -500 140.0000 American 18 Jan 2019
USD 0.0001 ordinary Put Options Purchased -1,000 100.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Written -1,100 220.0000 American 17 Aug 2018
USD 0.0001 ordinary Put Options Purchased -1,600 175.0000 American 18 Jan 2019
USD 0.0001 ordinary Call Options Written -1,700 320.0000 American 18 Jan 2019
USD 0.0001 ordinary Put Options Purchased -1,700 140.0000 American 17 Jan 2020

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 645478
Time of Receipt (offset from UTC): 20180420T113357+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC