Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

SHIRE PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

19 April 2018

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,551,502 0.61% 5,114,611 0.56%
           
(2) Cash-settled derivatives:
983,185 0.11% 2,934,948 0.32%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 362,400 0.04% 416,100 0.05%
           
(4)
TOTAL: 6,897,087 0.76% 8,465,659 0.93%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
5p ordinary Purchase 39 41.0212 GBP
5p ordinary Purchase 78 38.7500 GBP
5p ordinary Purchase 83 39.7950 GBP
5p ordinary Purchase 83 40.0750 GBP
ADR Purchase 93 176.7200 USD
ADR Purchase 94 161.1600 USD
ADR Purchase 97 160.2900 USD
ADR Purchase 100 160.9650 USD
ADR Purchase 100 160.1800 USD
5p ordinary Purchase 105 39.2276 GBP
ADR Purchase 154 160.0900 USD
5p ordinary Purchase 161 41.0336 GBP
ADR Purchase 200 162.0652 USD
ADR Purchase 200 160.1275 USD
ADR Purchase 201 160.2727 USD
5p ordinary Purchase 224 40.7954 GBP
5p ordinary Purchase 251 38.7254 GBP
5p ordinary Purchase 261 38.5171 GBP
5p ordinary Purchase 281 40.8815 GBP
ADR Purchase 394 160.9900 USD
5p ordinary Purchase 435 39.0128 GBP
5p ordinary Purchase 436 38.5075 GBP
5p ordinary Purchase 511 39.5225 GBP
5p ordinary Purchase 540 39.3070 GBP
ADR Purchase 550 160.5181 USD
5p ordinary Purchase 559 39.5027 GBP
5p ordinary Purchase 579 38.4969 GBP
5p ordinary Purchase 592 40.9095 GBP
ADR Purchase 600 160.7141 USD
5p ordinary Purchase 644 40.8916 GBP
5p ordinary Purchase 694 40.8689 GBP
5p ordinary Purchase 800 39.8023 GBP
ADR Purchase 826 167.0550 USD
ADR Purchase 856 160.9864 USD
ADR Purchase 866 169.5813 USD
ADR Purchase 900 160.0705 USD
5p ordinary Purchase 959 38.5413 GBP
5p ordinary Purchase 1,000 38.7302 GBP
5p ordinary Purchase 1,068 38.7485 GBP
ADR Purchase 1,100 172.6354 USD
5p ordinary Purchase 1,102 38.8285 GBP
5p ordinary Purchase 1,173 38.0255 GBP
ADR Purchase 1,200 162.2948 USD
ADR Purchase 1,250 160.6500 USD
ADR Purchase 1,300 171.8600 USD
ADR Purchase 1,460 159.9954 USD
ADR Purchase 1,500 165.1363 USD
5p ordinary Purchase 1,537 39.3828 GBP
ADR Purchase 1,600 163.4796 USD
ADR Purchase 1,684 170.1345 USD
5p ordinary Purchase 1,731 39.0286 GBP
ADR Purchase 2,042 160.1370 USD
5p ordinary Purchase 2,127 38.7487 GBP
5p ordinary Purchase 2,164 38.0405 GBP
ADR Purchase 2,199 169.2061 USD
5p ordinary Purchase 2,280 38.5024 GBP
ADR Purchase 2,336 175.9298 USD
ADR Purchase 2,400 162.7989 USD
5p ordinary Purchase 2,545 38.6191 GBP
5p ordinary Purchase 2,699 39.7500 GBP
ADR Purchase 2,700 170.0737 USD
ADR Purchase 2,900 174.4637 USD
5p ordinary Purchase 3,250 39.1156 GBP
5p ordinary Purchase 3,633 38.1467 GBP
5p ordinary Purchase 3,780 39.9000 GBP
ADR Purchase 4,410 162.2481 USD
5p ordinary Purchase 4,739 39.5708 GBP
5p ordinary Purchase 5,133 39.9800 GBP
ADR Purchase 5,146 171.3495 USD
5p ordinary Purchase 5,311 40.0175 GBP
5p ordinary Purchase 5,385 40.8648 GBP
5p ordinary Purchase 5,485 40.0475 GBP
5p ordinary Purchase 5,786 39.9646 GBP
ADR Purchase 5,800 175.2818 USD
5p ordinary Purchase 6,482 40.0143 GBP
5p ordinary Purchase 6,679 39.6913 GBP
5p ordinary Purchase 6,699 39.2550 GBP
5p ordinary Purchase 6,727 38.7488 GBP
5p ordinary Purchase 7,308 39.6250 GBP
5p ordinary Purchase 7,428 39.9947 GBP
5p ordinary Purchase 8,015 39.4659 GBP
5p ordinary Purchase 8,395 38.3660 GBP
ADR Purchase 9,300 161.9866 USD
5p ordinary Purchase 10,000 40.8293 GBP
ADR Purchase 10,500 174.1399 USD
ADR Purchase 10,639 171.0608 USD
5p ordinary Purchase 10,735 40.5836 GBP
5p ordinary Purchase 11,468 40.6978 GBP
ADR Purchase 13,338 164.9557 USD
5p ordinary Purchase 14,448 39.9600 GBP
5p ordinary Purchase 14,719 39.5129 GBP
ADR Purchase 16,700 169.3494 USD
5p ordinary Purchase 18,971 39.5162 GBP
5p ordinary Purchase 21,209 39.1267 GBP
5p ordinary Purchase 23,633 39.6070 GBP
5p ordinary Purchase 27,500 39.4251 GBP
5p ordinary Purchase 27,720 41.0840 GBP
ADR Purchase 27,900 169.8769 USD
5p ordinary Purchase 28,000 39.5893 GBP
ADR Purchase 31,071 169.2210 USD
ADR Purchase 31,500 168.4608 USD
5p ordinary Purchase 32,089 40.1818 GBP
ADR Purchase 37,000 170.3157 USD
5p ordinary Purchase 39,075 39.2819 GBP
5p ordinary Purchase 43,888 39.5751 GBP
ADR Purchase 52,188 169.0450 USD
5p ordinary Purchase 53,188 39.9407 GBP
5p ordinary Purchase 60,303 39.3057 GBP
5p ordinary Purchase 71,757 39.8258 GBP
5p ordinary Purchase 81,862 39.7397 GBP
5p ordinary Purchase 86,473 39.9989 GBP
5p ordinary Purchase 100,000 40.4742 GBP
5p ordinary Purchase 108,376 39.6858 GBP
5p ordinary Purchase 110,148 39.7430 GBP
5p ordinary Purchase 116,126 40.3484 GBP
5p ordinary Purchase 119,944 39.6137 GBP
5p ordinary Purchase 124,447 39.6694 GBP
5p ordinary Purchase 139,000 40.1003 GBP
5p ordinary Purchase 187,653 39.4572 GBP
ADR Purchase 207,121 171.4034 USD
5p ordinary Purchase 273,197 39.5812 GBP
ADR Purchase 278,911 170.0952 USD
5p ordinary Purchase 1,120,393 39.6859 GBP
ADR Sale 1 175.5700 USD
ADR Sale 10 173.0800 USD
ADR Sale 10 169.6701 USD
ADR Sale 60 160.0050 USD
5p ordinary Sale 72 41.2312 GBP
5p ordinary Sale 83 40.0750 GBP
5p ordinary Sale 83 39.7950 GBP
ADR Sale 93 176.7200 USD
ADR Sale 94 160.9900 USD
ADR Sale 100 174.3300 USD
ADR Sale 100 161.1600 USD
ADR Sale 100 176.0800 USD
ADR Sale 100 161.0261 USD
ADR Sale 100 160.9650 USD
ADR Sale 100 162.2200 USD
ADR Sale 100 160.6700 USD
ADR Sale 110 173.9545 USD
5p ordinary Sale 118 39.4557 GBP
5p ordinary Sale 140 39.0000 GBP
5p ordinary Sale 142 39.3827 GBP
ADR Sale 154 160.0864 USD
5p ordinary Sale 161 40.7934 GBP
ADR Sale 166 175.2178 USD
ADR Sale 180 173.0700 USD
ADR Sale 200 173.8050 USD
ADR Sale 200 170.4300 USD
ADR Sale 200 169.3950 USD
ADR Sale 200 162.6850 USD
ADR Sale 200 175.9550 USD
5p ordinary Sale 210 40.3487 GBP
5p ordinary Sale 238 40.0506 GBP
5p ordinary Sale 244 39.3003 GBP
5p ordinary Sale 263 40.3023 GBP
ADR Sale 272 174.4900 USD
ADR Sale 283 169.5633 USD
ADR Sale 300 174.5366 USD
ADR Sale 300 165.7633 USD
ADR Sale 300 173.4333 USD
ADR Sale 300 162.6800 USD
ADR Sale 300 174.2200 USD
ADR Sale 305 174.5968 USD
5p ordinary Sale 322 38.9096 GBP
5p ordinary Sale 331 38.8000 GBP
5p ordinary Sale 347 39.9952 GBP
ADR Sale 400 173.0812 USD
ADR Sale 450 171.4244 USD
5p ordinary Sale 469 37.8588 GBP
5p ordinary Sale 478 40.5937 GBP
ADR Sale 500 174.6560 USD
ADR Sale 500 174.2300 USD
5p ordinary Sale 511 39.5225 GBP
5p ordinary Sale 517 41.0080 GBP
5p ordinary Sale 530 40.7641 GBP
ADR Sale 540 172.3259 USD
5p ordinary Sale 573 39.4108 GBP
5p ordinary Sale 584 39.6070 GBP
ADR Sale 599 174.6220 USD
5p ordinary Sale 645 41.0041 GBP
ADR Sale 700 175.4130 USD
ADR Sale 736 172.9194 USD
ADR Sale 800 160.5846 USD
ADR Sale 810 173.9144 USD
5p ordinary Sale 994 39.5513 GBP
ADR Sale 1,000 174.1697 USD
ADR Sale 1,127 175.1717 USD
5p ordinary Sale 1,169 39.7847 GBP
ADR Sale 1,200 171.5397 USD
5p ordinary Sale 1,242 40.0223 GBP
ADR Sale 1,250 160.6500 USD
ADR Sale 1,264 165.0385 USD
ADR Sale 1,300 161.9953 USD
ADR Sale 1,300 174.2030 USD
5p ordinary Sale 1,368 40.8639 GBP
ADR Sale 1,400 159.9950 USD
5p ordinary Sale 1,612 39.4661 GBP
ADR Sale 1,800 174.2197 USD
5p ordinary Sale 1,850 39.7685 GBP
ADR Sale 2,083 160.7400 USD
5p ordinary Sale 2,377 41.0980 GBP
ADR Sale 2,400 172.2461 USD
5p ordinary Sale 2,414 40.2940 GBP
ADR Sale 2,500 174.1903 USD
ADR Sale 2,938 167.9451 USD
5p ordinary Sale 3,504 40.2544 GBP
ADR Sale 3,546 172.8204 USD
5p ordinary Sale 3,654 39.6250 GBP
5p ordinary Sale 4,183 39.0507 GBP
ADR Sale 4,870 168.6164 USD
5p ordinary Sale 5,133 39.9800 GBP
ADR Sale 5,236 175.1178 USD
5p ordinary Sale 5,308 39.8284 GBP
5p ordinary Sale 5,311 40.0175 GBP
5p ordinary Sale 5,729 39.9922 GBP
ADR Sale 5,800 175.2818 USD
ADR Sale 6,400 174.0999 USD
5p ordinary Sale 6,699 39.2550 GBP
5p ordinary Sale 6,862 39.7768 GBP
ADR Sale 7,659 175.1911 USD
5p ordinary Sale 7,784 40.5093 GBP
ADR Sale 8,565 169.6260 USD
5p ordinary Sale 8,771 40.0058 GBP
5p ordinary Sale 8,798 40.5675 GBP
5p ordinary Sale 9,300 40.6076 GBP
5p ordinary Sale 10,214 39.2462 GBP
5p ordinary Sale 10,360 40.1411 GBP
ADR Sale 12,000 168.6725 USD
5p ordinary Sale 12,164 38.9695 GBP
5p ordinary Sale 12,183 39.6944 GBP
5p ordinary Sale 14,012 39.0842 GBP
5p ordinary Sale 14,448 39.9600 GBP
5p ordinary Sale 15,000 39.3874 GBP
5p ordinary Sale 15,292 39.9837 GBP
ADR Sale 15,500 167.0406 USD
5p ordinary Sale 15,664 38.7475 GBP
ADR Sale 15,943 161.0758 USD
5p ordinary Sale 16,900 39.5951 GBP
5p ordinary Sale 17,826 39.5474 GBP
5p ordinary Sale 18,000 39.2629 GBP
5p ordinary Sale 20,716 40.1494 GBP
ADR Sale 21,300 168.0861 USD
5p ordinary Sale 21,812 38.8559 GBP
ADR Sale 28,194 167.9352 USD
5p ordinary Sale 28,310 40.4370 GBP
ADR Sale 29,300 170.6656 USD
ADR Sale 29,624 169.5000 USD
5p ordinary Sale 30,000 39.8744 GBP
5p ordinary Sale 31,000 40.6912 GBP
5p ordinary Sale 35,000 40.0475 GBP
ADR Sale 39,928 170.3516 USD
5p ordinary Sale 44,540 39.7955 GBP
5p ordinary Sale 45,093 39.7517 GBP
5p ordinary Sale 52,508 39.7500 GBP
5p ordinary Sale 59,329 40.4283 GBP
ADR Sale 65,082 168.6011 USD
5p ordinary Sale 71,399 39.8177 GBP
5p ordinary Sale 77,386 39.7294 GBP
5p ordinary Sale 82,784 39.7408 GBP
5p ordinary Sale 95,000 39.7676 GBP
5p ordinary Sale 99,083 41.1865 GBP
5p ordinary Sale 121,590 40.2150 GBP
5p ordinary Sale 122,749 39.6705 GBP
5p ordinary Sale 124,160 39.6620 GBP
5p ordinary Sale 128,562 39.4302 GBP
5p ordinary Sale 151,608 39.6281 GBP
5p ordinary Sale 162,392 39.6532 GBP
ADR Sale 179,208 171.1359 USD
ADR Sale 266,193 170.8388 USD
5p ordinary Sale 296,503 39.3171 GBP
5p ordinary Sale 1,153,023 39.9176 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary SWAP Long 24 38.9395 GBP
5p ordinary CFD Long 99 40.1963 GBP
5p ordinary SWAP Long 142 39.3827 GBP
5p ordinary CFD Long 199 39.8060 GBP
5p ordinary CFD Long 200 39.7714 GBP
5p ordinary CFD Long 200 39.7801 GBP
5p ordinary CFD Long 200 39.8264 GBP
5p ordinary CFD Long 200 39.8343 GBP
5p ordinary CFD Long 200 39.8464 GBP
5p ordinary CFD Long 200 39.8569 GBP
5p ordinary CFD Long 200 39.9164 GBP
5p ordinary CFD Long 200 40.4013 GBP
5p ordinary CFD Long 200 40.6313 GBP
5p ordinary CFD Long 200 40.6504 GBP
5p ordinary CFD Long 200 40.6513 GBP
5p ordinary CFD Long 201 39.8713 GBP
5p ordinary CFD Long 201 40.4050 GBP
5p ordinary SWAP Long 210 40.3487 GBP
5p ordinary SWAP Long 244 39.3003 GBP
5p ordinary CFD Long 258 40.4854 GBP
5p ordinary SWAP Long 263 40.3023 GBP
5p ordinary CFD Long 400 39.6714 GBP
5p ordinary SWAP Long 466 38.7831 GBP
5p ordinary CFD Long 500 38.5968 GBP
5p ordinary CFD Long 500 39.5197 GBP
5p ordinary SWAP Long 573 39.4108 GBP
5p ordinary SWAP Long 584 39.6070 GBP
5p ordinary CFD Long 600 40.6463 GBP
5p ordinary CFD Long 994 39.5513 GBP
5p ordinary CFD Long 1,000 37.6897 GBP
5p ordinary CFD Long 1,000 39.4999 GBP
5p ordinary SWAP Long 1,612 39.4661 GBP
5p ordinary CFD Long 2,000 38.7218 GBP
5p ordinary CFD Long 2,134 40.7687 GBP
5p ordinary CFD Long 2,170 40.2945 GBP
5p ordinary CFD Long 2,500 40.9707 GBP
5p ordinary CFD Long 2,780 37.9065 GBP
5p ordinary CFD Long 2,780 39.5645 GBP
5p ordinary CFD Long 3,000 38.4413 GBP
5p ordinary CFD Long 3,000 38.8368 GBP
5p ordinary CFD Long 3,000 38.9966 GBP
5p ordinary CFD Long 3,300 39.3117 GBP
5p ordinary SWAP Long 4,183 39.0507 GBP
5p ordinary CFD Long 5,000 39.2707 GBP
5p ordinary CFD Long 5,000 39.2949 GBP
5p ordinary CFD Long 5,000 39.7864 GBP
5p ordinary CFD Long 5,200 39.8964 GBP
5p ordinary CFD Long 5,750 38.2551 GBP
5p ordinary CFD Long 5,879 39.1614 GBP
5p ordinary CFD Long 6,750 38.9733 GBP
5p ordinary CFD Long 6,862 39.7768 GBP
5p ordinary CFD Long 7,150 40.5004 GBP
5p ordinary CFD Long 7,156 38.3038 GBP
5p ordinary SWAP Long 7,200 40.1309 GBP
5p ordinary CFD Long 10,000 38.8788 GBP
5p ordinary CFD Long 10,000 39.4964 GBP
5p ordinary CFD Long 10,000 40.6401 GBP
5p ordinary CFD Long 10,000 41.4946 GBP
5p ordinary CFD Long 10,214 39.2462 GBP
5p ordinary CFD Long 11,000 40.0074 GBP
5p ordinary SWAP Long 20,931 39.5004 GBP
5p ordinary CFD Long 21,812 38.8559 GBP
5p ordinary SWAP Long 26,520 38.9946 GBP
5p ordinary SWAP Long 29,280 39.0017 GBP
5p ordinary CFD Long 30,000 39.8744 GBP
5p ordinary SWAP Long 34,282 39.3056 GBP
5p ordinary SWAP Long 56,044 39.7937 GBP
5p ordinary CFD Long 68,297 39.7500 GBP
5p ordinary SWAP Long 68,297 39.7500 GBP
5p ordinary CFD Long 96,260 39.4222 GBP
5p ordinary CFD Long 716,998 40.1733 GBP
5p ordinary SWAP Short 5 40.2780 GBP
5p ordinary SWAP Short 24 40.5825 GBP
5p ordinary SWAP Short 39 41.0211 GBP
5p ordinary SWAP Short 161 41.0336 GBP
5p ordinary SWAP Short 224 40.7954 GBP
5p ordinary SWAP Short 257 41.0082 GBP
5p ordinary SWAP Short 281 40.8815 GBP
5p ordinary CFD Short 500 40.5436 GBP
5p ordinary CFD Short 559 39.5027 GBP
5p ordinary SWAP Short 584 38.1374 GBP
5p ordinary SWAP Short 592 40.9095 GBP
5p ordinary SWAP Short 644 40.8916 GBP
5p ordinary SWAP Short 694 40.8689 GBP
5p ordinary CFD Short 1,000 39.9767 GBP
5p ordinary CFD Short 1,000 39.9790 GBP
5p ordinary CFD Short 1,000 40.2500 GBP
5p ordinary CFD Short 1,500 40.3903 GBP
5p ordinary CFD Short 1,500 40.4696 GBP
5p ordinary SWAP Short 1,537 39.3828 GBP
5p ordinary CFD Short 2,500 38.8034 GBP
5p ordinary SWAP Short 4,000 39.4904 GBP
5p ordinary CFD Short 4,000 39.7812 GBP
5p ordinary SWAP Short 4,028 39.9337 GBP
5p ordinary SWAP Short 4,456 39.9393 GBP
5p ordinary CFD Short 5,000 37.9034 GBP
5p ordinary CFD Short 5,000 38.1634 GBP
5p ordinary CFD Short 5,000 38.2818 GBP
5p ordinary SWAP Short 5,385 40.8648 GBP
5p ordinary CFD Short 5,786 39.9646 GBP
5p ordinary CFD Short 6,750 39.7017 GBP
5p ordinary CFD Short 10,000 39.9966 GBP
5p ordinary CFD Short 11,468 40.6978 GBP
5p ordinary CFD Short 12,750 39.3641 GBP
5p ordinary CFD Short 15,575 38.9044 GBP
5p ordinary SWAP Short 22,363 39.2318 GBP
5p ordinary CFD Short 24,937 39.1396 GBP
5p ordinary SWAP Expires 15/01/2019 Short 27,500 39.4251 GBP
5p ordinary SWAP Expires 15/01/2019 Short 28,000 39.5893 GBP
5p ordinary SWAP Short 34,283 39.5790 GBP
5p ordinary CFD Short 43,888 39.5751 GBP
5p ordinary CFD Short 60,303 39.3057 GBP
5p ordinary CFD Short 82,378 40.0000 GBP
5p ordinary CFD Short 113,059 39.7531 GBP
5p ordinary SWAP Short 313,580 39.6641 GBP
5p ordinary CFD Short 372,420 40.0256 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Purchasing 500 140 USD American 20 Jul 2018 36.8800 USD
ADR Call Options Purchasing 500 165 USD American 20 Apr 2018 1.3700 USD
ADR Call Options Purchasing 1,500 180 USD American 20 Apr 2018 1.7166 USD
ADR Call Options Purchasing 100 180 USD American 18 Jan 2019 13.3000 USD
ADR Call Options Purchasing 1,000 180 USD American 17 Jan 2020 21.5000 USD
ADR Call Options Purchasing 20,200 195 USD American 27 Apr 2018 0.6955 USD
ADR Call Options Selling 500 145 USD American 20 Jul 2018 32.9800 USD
ADR Call Options Selling 100 147 USD American 27 Apr 2018 17.5000 USD
ADR Call Options Selling 600 173 USD American 4 May 2018 5.8000 USD
ADR Call Options Selling 100 175 USD American 4 May 2018 4.6000 USD
ADR Call Options Selling 2,400 190 USD American 20 Apr 2018 0.5000 USD
ADR Call Options Selling 2,400 190 USD American 27 Apr 2018 3.0000 USD
ADR Call Options Selling 2,400 195 USD American 27 Apr 2018 1.0000 USD
ADR Call Options Selling 100 200 USD American 20 Apr 2018 0.2500 USD
ADR Put Options Purchasing 500 140 USD American 17 Jan 2020 7.0000 USD
ADR Put Options Purchasing 1,000 145 USD American 17 Jan 2020 8.4000 USD
ADR Put Options Purchasing 1,000 150 USD American 20 Apr 2018 0.1000 USD
ADR Put Options Purchasing 800 150 USD American 17 Jan 2020 9.1900 USD
ADR Put Options Purchasing 2,300 160 USD American 20 Apr 2018 2.0000 USD
ADR Put Options Purchasing 700 160 USD American 17 Jan 2020 14.5000 USD
ADR Put Options Purchasing 200 165 USD American 20 Apr 2018 2.6000 USD
ADR Put Options Selling 200 70 USD American 19 Oct 2018 0.1500 USD
ADR Put Options Selling 700 85 USD American 20 Jul 2018 0.1500 USD
ADR Put Options Selling 2,400 165 USD American 18 May 2018 5.7500 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure:  

20 April 2018

Contact name:

ELISE TANG

Telephone number:

0207 1163001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:  

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

SHIRE PLC

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   =G514:G547
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Purchased -140,000 3500.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
ADR Call Options Purchased 41,900 145.0000 American 20 Apr 2018
ADR Call Options Purchased 17,800 195.0000 American 27 Apr 2018
ADR Put Options Written 2,400 165.0000 American 18 May 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Put Options Written 1,100 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Put Options Purchased -2,300 160.0000 American 20 Apr 2018
ADR Call Options Written -2,300 200.0000 American 20 Apr 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -3,000 130.0000 American 18 Jan 2019
ADR Put Options Purchased -3,300 110.0000 American 20 Apr 2018
ADR Put Options Purchased -4,700 130.0000 American 20 Apr 2018
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Call Options Written -11,500 155.0000 American 20 Apr 2018
ADR Call Options Written -100 160.0000 American 18 May 2018
ADR Call Options Written -200 150.0000 American 18 May 2018
ADR Put Options Purchased -600 120.0000 American 27 Apr 2018
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Call Options Written -2,000 175.0000 American 20 Jul 2018
ADR Call Options Purchased 1,400 135.0000 American 20 Apr 2018
ADR Put Options Written 100 150.0000 American 18 May 2018
ADR Put Options Purchased -200 165.0000 American 20 Apr 2018
ADR Call Options Written -300 150.0000 American 27 Apr 2018
ADR Call Options Written -500 160.0000 American 25 May 2018
ADR Call Options Written -600 173.0000 American 4 May 2018
ADR Call Options Written -700 210.0000 American 20 Apr 2018
ADR Call Options Written -1,200 163.0000 American 27 Apr 2018
ADR Call Options Purchased 1,100 125.0000 American 18 Jan 2019
ADR Put Options Written 1,000 135.0000 American 20 Jul 2018
ADR Call Options Purchased 700 155.0000 American 18 Jan 2019
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -100 147.0000 American 27 Apr 2018
ADR Call Options Written -200 155.0000 American 4 May 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,000 145.0000 American 20 Jul 2018
ADR Call Options Written -1,300 165.0000 American 20 Apr 2018
ADR Put Options Purchased -1,500 135.0000 American 18 May 2018
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Call Options Written -1,900 190.0000 American 20 Apr 2018
ADR Call Options Purchased 5,100 170.0000 American 20 Apr 2018
ADR Call Options Purchased 4,000 200.0000 American 18 Jan 2019
ADR Call Options Purchased 1,300 130.0000 American 20 Apr 2018
ADR Call Options Purchased 900 160.0000 American 20 Apr 2018
ADR Call Options Purchased 300 165.0000 American 20 Jul 2018
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Call Options Purchased 200 110.0000 American 20 Apr 2018
ADR Put Options Written 200 140.0000 American 18 May 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 143.0000 American 20 Apr 2018
ADR Call Options Written -1,000 160.0000 American 4 May 2018
ADR Call Options Written -1,400 185.0000 American 18 May 2018
ADR Call Options Written -1,700 180.0000 American 20 Apr 2018
ADR Call Options Written -1,700 140.0000 American 20 Apr 2018
ADR Call Options Written -1,800 205.0000 American 20 Apr 2018
ADR Put Options Purchased -2,100 115.0000 American 20 Apr 2018
ADR Call Options Purchased 2,100 120.0000 American 20 Apr 2018
ADR Put Options Written 700 125.0000 American 20 Jul 2018
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 195.0000 American 18 Jan 2019
ADR Call Options Purchased 100 185.0000 American 18 Jan 2019
ADR Call Options Written -2,400 190.0000 American 27 Apr 2018
ADR Put Options Purchased -3,000 115.0000 American 18 May 2018
ADR Call Options Written -4,400 150.0000 American 20 Apr 2018
ADR Call Options Written -13,400 180.0000 American 18 Jan 2019
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Put Options Purchased -1,300 150.0000 American 20 Apr 2018
ADR Call Options Purchased 1,000 170.0000 American 18 Jan 2019
ADR Call Options Purchased 500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Put Options Written 200 150.0000 American 20 Jul 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -4,700 170.0000 American 20 Jul 2018
ADR Put Options Purchased -5,500 135.0000 American 20 Apr 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -100 150.0000 American 20 Jul 2018
ADR Call Options Written -100 175.0000 American 4 May 2018
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Put Options Purchased -500 120.0000 American 20 Apr 2018
ADR Call Options Written -900 130.0000 American 18 May 2018
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Call Options Written -2,000 145.0000 American 18 May 2018
ADR Put Options Written 3,100 145.0000 American 27 Apr 2018
ADR Put Options Written 2,300 120.0000 American 18 Jan 2019
ADR Put Options Written 2,100 155.0000 American 20 Apr 2018
ADR Call Options Purchased 500 185.0000 American 20 Apr 2018
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Call Options Written -2,600 140.0000 American 18 May 2018
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Call Options Purchased 12,000 165.0000 American 20 Apr 2018
ADR Call Options Purchased 5,200 150.0000 American 20 Apr 2018
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Put Options Written 3,000 145.0000 American 20 Apr 2018
ADR Call Options Purchased 1,000 150.0000 American 18 Jan 2019
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 800 140.0000 American 20 Apr 2018
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 600 155.0000 American 27 Apr 2018
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 20 Apr 2018
ADR Put Options Purchased -2,300 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018
ADR Call Options Written -3,300 175.0000 American 20 Apr 2018
ADR Put Options Purchased -100 105.0000 American 20 Apr 2018
ADR Put Options Purchased -100 95.0000 American 20 Apr 2018
ADR Call Options Written -100 160.0000 American 20 Jul 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Call Options Written -500 125.0000 American 20 Apr 2018
ADR Put Options Purchased -1,300 135.0000 American 17 Jan 2020
ADR Put Options Purchased -1,900 125.0000 American 20 Apr 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 645474
Time of Receipt (offset from UTC): 20180420T113809+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC