Form 8.3 - Shire PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:   Maverick Capital, Ltd. acting as fund manager for various funds holding the interests that are subject to this notice.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

  Shire PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:   N/A
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

  April 18, 2018
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

  NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   Ordinary shares: JE00B2QKY057

 

  Interests   Short positions
    Number   %   Number   %
(1) Relevant securities owned and/or controlled:   4,822,723   .54%        
(2) Cash-settled derivatives:   6,811,024   .75%        
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:                

TOTAL:

  11,693,747   1.28%        

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security   Purchase/sale   Number of securities   Price per unit (USD)
     
American Depositary Receipt (ADR)   Sale   300   160.70
American Depositary Receipt (ADR)   Sale   300   160.80
American Depositary Receipt (ADR)   Sale   100   160.76
American Depositary Receipt (ADR)   Sale   100   160.65
American Depositary Receipt (ADR)   Sale   500   160.50
American Depositary Receipt (ADR)   Sale   100   160.61
American Depositary Receipt (ADR)   Sale   200   160.68
American Depositary Receipt (ADR)   Sale   400   160.56
American Depositary Receipt (ADR)   Sale   100   160.62
American Depositary Receipt (ADR)   Sale   100   160.60
American Depositary Receipt (ADR)   Sale   100   160.63
American Depositary Receipt (ADR)   Sale   100   160.24
American Depositary Receipt (ADR)   Sale   100   160.20
American Depositary Receipt (ADR)   Sale   100   160.11
American Depositary Receipt (ADR)   Sale   100   160.29
American Depositary Receipt (ADR)   Sale   100   160.17
American Depositary Receipt (ADR)   Sale   300   160.18
American Depositary Receipt (ADR)   Sale   100   160.14
American Depositary Receipt (ADR)   Sale   100   160.13
American Depositary Receipt (ADR)   Sale   100   160.15
American Depositary Receipt (ADR)   Sale   500   160.00
American Depositary Receipt (ADR)   Sale   100   160.02
American Depositary Receipt (ADR)   Sale   100   160.38
American Depositary Receipt (ADR)   Sale   100   160.42
American Depositary Receipt (ADR)   Sale   100   160.62
American Depositary Receipt (ADR)   Sale   400   160.58
American Depositary Receipt (ADR)   Sale   300   160.52
American Depositary Receipt (ADR)   Sale   100   160.53
American Depositary Receipt (ADR)   Sale   100   160.54
American Depositary Receipt (ADR)   Sale   100   160.53
American Depositary Receipt (ADR)   Sale   400   160.75
American Depositary Receipt (ADR)   Sale   100   160.79
American Depositary Receipt (ADR)   Sale   100   160.94
American Depositary Receipt (ADR)   Sale   900   161.00
American Depositary Receipt (ADR)   Sale   1,900   161.10
American Depositary Receipt (ADR)   Sale   100   161.01
American Depositary Receipt (ADR)   Sale   200   162.03
American Depositary Receipt (ADR)   Sale   500   162.91
American Depositary Receipt (ADR)   Sale   100   162.83
American Depositary Receipt (ADR)   Sale   500   162.70
American Depositary Receipt (ADR)   Sale   100   162.74
American Depositary Receipt (ADR)   Sale   100   162.63
American Depositary Receipt (ADR)   Sale   100   162.69
American Depositary Receipt (ADR)   Sale   100   162.97
American Depositary Receipt (ADR)   Sale   200   162.98
American Depositary Receipt (ADR)   Sale   100   163.06
American Depositary Receipt (ADR)   Sale   1,700   162.90
American Depositary Receipt (ADR)   Sale   200   162.93
American Depositary Receipt (ADR)   Sale   200   163.01
American Depositary Receipt (ADR)   Sale   100   162.88
American Depositary Receipt (ADR)   Sale   270   162.86
American Depositary Receipt (ADR)   Sale   30   162.85
American Depositary Receipt (ADR)   Sale   300   162.53
American Depositary Receipt (ADR)   Sale   100   162.60
American Depositary Receipt (ADR)   Sale   400   162.52
American Depositary Receipt (ADR)   Sale   400   162.52
American Depositary Receipt (ADR)   Sale   200   162.50
American Depositary Receipt (ADR)   Sale   200   162.51
American Depositary Receipt (ADR)   Sale   100   162.49

(b) Cash-settled derivative transactions

Class of relevant security   Product Description   Purchase/sale   Number of reference securities   Price per unit (GBP)
       
Ordinary Shares   Total Return Swap ("TRS")   Increasing a long position   295   37.29
Ordinary Shares   TRS   Increasing a long position   488   37.33
Ordinary Shares   TRS   Increasing a long position   895   37.32
Ordinary Shares   TRS   Increasing a long position   215   37.35
Ordinary Shares   TRS   Increasing a long position   2,199   37.37
Ordinary Shares   TRS   Increasing a long position   470   37.43
Ordinary Shares   TRS   Increasing a long position   249   37.47
Ordinary Shares   TRS   Increasing a long position   789   37.48
Ordinary Shares   TRS   Increasing a long position   34,817   37.50
Ordinary Shares   TRS   Increasing a long position   476   37.51
Ordinary Shares   TRS   Increasing a long position   233   37.32
Ordinary Shares   TRS   Increasing a long position   535   37.34
Ordinary Shares   TRS   Increasing a long position   50   37.44
Ordinary Shares   TRS   Increasing a long position   262   37.51
Ordinary Shares   TRS   Increasing a long position   216   37.45
Ordinary Shares   TRS   Increasing a long position   12,054   37.49
Ordinary Shares   TRS   Increasing a long position   224   37.43
Ordinary Shares   TRS   Increasing a long position   1,948   37.38
Ordinary Shares   TRS   Increasing a long position   206   37.36
Ordinary Shares   TRS   Increasing a long position   368   37.31
Ordinary Shares   TRS   Increasing a long position   501   37.36
Ordinary Shares   TRS   Increasing a long position   232   37.40
Ordinary Shares   TRS   Increasing a long position   1,163   37.30
Ordinary Shares   TRS   Increasing a long position   462   37.39
Ordinary Shares   TRS   Increasing a long position   389   37.29
Ordinary Shares   TRS   Increasing a long position   215   37.42
Ordinary Shares   TRS   Increasing a long position   425   37.20
Ordinary Shares   TRS   Increasing a long position   3,128   37.15
Ordinary Shares   TRS   Increasing a long position   278   37.24
Ordinary Shares   TRS   Increasing a long position   249   37.21
Ordinary Shares   TRS   Increasing a long position   269   37.24
Ordinary Shares   TRS   Increasing a long position   1,087   37.21
Ordinary Shares   TRS   Increasing a long position   239   37.17
Ordinary Shares   TRS   Increasing a long position   257   37.11
Ordinary Shares   TRS   Increasing a long position   601   37.10
Ordinary Shares   TRS   Increasing a long position   169   37.08
Ordinary Shares   TRS   Increasing a long position   464   37.13
Ordinary Shares   TRS   Increasing a long position   231   37.09
Ordinary Shares   TRS   Increasing a long position   1,220   36.92
Ordinary Shares   TRS   Increasing a long position   206   36.96
Ordinary Shares   TRS   Increasing a long position   1,698   37.02
Ordinary Shares   TRS   Increasing a long position   347   37.01
Ordinary Shares   TRS   Increasing a long position   258   37.06
Ordinary Shares   TRS   Increasing a long position   336   37.34
Ordinary Shares   TRS   Increasing a long position   747   37.00
Ordinary Shares   TRS   Increasing a long position   773   37.01
Ordinary Shares   TRS   Increasing a long position   1,005   37.04
Ordinary Shares   TRS   Increasing a long position   242   37.07
Ordinary Shares   TRS   Increasing a long position   484   37.09
Ordinary Shares   TRS   Increasing a long position   346   37.11
Ordinary Shares   TRS   Increasing a long position   434   36.91
Ordinary Shares   TRS   Increasing a long position   962   36.93
Ordinary Shares   TRS   Increasing a long position   28,985   37.54
Ordinary Shares   TRS   Increasing a long position   254   37.84
Ordinary Shares   TRS   Increasing a long position   18,752   37.80
Ordinary Shares   TRS   Increasing a long position   266   37.76
Ordinary Shares   TRS   Increasing a long position   465   37.74
Ordinary Shares   TRS   Increasing a long position   220   37.72
Ordinary Shares   TRS   Increasing a long position   225   37.73
Ordinary Shares   TRS   Increasing a long position   665   37.70
Ordinary Shares   TRS   Increasing a long position   232   37.71
Ordinary Shares   TRS   Increasing a long position   366   37.78
Ordinary Shares   TRS   Increasing a long position   256   37.79
Ordinary Shares   TRS   Increasing a long position   231   37.81
Ordinary Shares   TRS   Increasing a long position   249   36.97
Ordinary Shares   TRS   Increasing a long position   258   36.97
Ordinary Shares   TRS   Increasing a long position   484   36.99
Ordinary Shares   TRS   Increasing a long position   543   37.03
Ordinary Shares   TRS   Increasing a long position   349   36.95
Ordinary Shares   TRS   Increasing a long position   112   36.96
Ordinary Shares   TRS   Increasing a long position   457   37.00
Ordinary Shares   TRS   Increasing a long position   464   36.98
Ordinary Shares   TRS   Increasing a long position   1,666   37.68
Ordinary Shares   TRS   Increasing a long position   292   37.72
Ordinary Shares   TRS   Increasing a long position   726   37.67
Ordinary Shares   TRS   Increasing a long position   1,076   37.65
Ordinary Shares   TRS   Increasing a long position   214   37.64
Ordinary Shares   TRS   Increasing a long position   649   37.63
Ordinary Shares   TRS   Increasing a long position   1,076   37.61
Ordinary Shares   TRS   Increasing a long position   726   37.60
Ordinary Shares   TRS   Increasing a long position   2,206   37.59
Ordinary Shares   TRS   Increasing a long position   1,617   37.60
Ordinary Shares   TRS   Increasing a long position   244   37.66
Ordinary Shares   TRS   Increasing a long position   1,628   37.68
Ordinary Shares   TRS   Increasing a long position   37,011   37.69
Ordinary Shares   TRS   Increasing a long position   719   37.70
Ordinary Shares   TRS   Increasing a long position   493   37.64
Ordinary Shares   TRS   Increasing a long position   2,013   37.62
Ordinary Shares   TRS   Increasing a long position   748   37.67
Ordinary Shares   TRS   Increasing a long position   7,027   37.52
Ordinary Shares   TRS   Increasing a long position   927   37.55
Ordinary Shares   TRS   Increasing a long position   1,265   37.58
Ordinary Shares   TRS   Increasing a long position   12   37.56
Ordinary Shares   TRS   Increasing a long position   951   37.62
Ordinary Shares   TRS   Increasing a long position   579   37.63
Ordinary Shares   TRS   Increasing a long position   1,171   37.66
Ordinary Shares   TRS   Increasing a long position   1,479   37.61
Ordinary Shares   TRS   Increasing a long position   974   37.65
Ordinary Shares   TRS   Increasing a long position   11,366   37.59
Ordinary Shares   TRS   Increasing a long position   2,871   37.38
Ordinary Shares   TRS   Increasing a long position   255   37.05
Ordinary Shares   TRS   Increasing a long position   498   36.94
Ordinary Shares   TRS   Increasing a long position   749   36.93
Ordinary Shares   TRS   Increasing a long position   885   37.04
Ordinary Shares   TRS   Increasing a long position   641   37.31
Ordinary Shares   TRS   Increasing a long position   162   37.39
Ordinary Shares   TRS   Increasing a long position   141   37.30
Ordinary Shares   TRS   Increasing a long position   633   37.33
Ordinary Shares   TRS   Increasing a long position   715   37.57
Ordinary Shares   TRS   Increasing a long position   23,265   37.56
Ordinary Shares   TRS   Increasing a long position   689   37.53
Ordinary Shares   TRS   Increasing a long position   6,924   37.57
Ordinary Shares   TRS   Increasing a long position   255   37.53
Ordinary Shares   TRS   Increasing a long position   669   37.54
Ordinary Shares   TRS   Increasing a long position   221   36.90
Ordinary Shares   TRS   Increasing a long position   624   37.05
Ordinary Shares   TRS   Increasing a long position   1,146   37.02
Ordinary Shares   TRS   Increasing a long position   372   37.50
Ordinary Shares   TRS   Increasing a long position   625   37.71
Ordinary Shares   TRS   Increasing a long position   670   37.03
Ordinary Shares   TRS   Increasing a long position   642   37.06
Ordinary Shares   TRS   Increasing a long position   201   36.92
Ordinary Shares   TRS   Increasing a long position   229   37.35
Ordinary Shares   TRS   Increasing a long position   570   37.75
Ordinary Shares   TRS   Increasing a long position   422   37.76
Ordinary Shares   TRS   Increasing a long position   28,785   37.21
Ordinary Shares   TRS   Increasing a long position   685   37.55
Ordinary Shares   TRS   Increasing a long position   588   37.78
Ordinary Shares   TRS   Increasing a long position   250   37.77
Ordinary Shares   TRS   Increasing a long position   13,575   37.77
Ordinary Shares   TRS   Increasing a long position   614   37.58
Ordinary Shares   TRS   Increasing a long position   138   37.02
Ordinary Shares   TRS   Increasing a long position   282   36.95
Ordinary Shares   TRS   Increasing a long position   330   37.00
Ordinary Shares   TRS   Increasing a long position   17,000   37.16
Ordinary Shares   TRS   Increasing a long position   2,728   37.16
Ordinary Shares   TRS   Increasing a long position   2,649   37.32
Ordinary Shares   TRS   Increasing a long position   8,667   37.51
Ordinary Shares   TRS   Increasing a long position   13,294   37.52
Ordinary Shares   TRS   Increasing a long position   19,628   37.49
Ordinary Shares   TRS   Increasing a long position   192   37.39
Ordinary Shares   TRS   Increasing a long position   159   37.40
Ordinary Shares   TRS   Increasing a long position   116   37.40
Ordinary Shares   TRS   Increasing a long position   223   37.53
Ordinary Shares   TRS   Increasing a long position   114   37.59
Ordinary Shares   TRS   Increasing a long position   13,158   37.56
Ordinary Shares   TRS   Increasing a long position   13,577   37.55
Ordinary Shares   TRS   Increasing a long position   263   37.54
Ordinary Shares   TRS   Increasing a long position   106   37.58
Ordinary Shares   TRS   Increasing a long position   204   37.70
Ordinary Shares   TRS   Increasing a long position   679   37.75
Ordinary Shares   TRS   Increasing a long position   6   37.66

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type

e.g. American, European etc.

Expiry date Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:   April 19, 2018
Contact name:   Jessica Opland
Telephone number:   1-214-880-4057

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: Maverick Capital
Category Code: RET
Sequence Number: 645322
Time of Receipt (offset from UTC): 20180418T215407+0100

Contacts

Maverick Capital, Ltd.

Contacts

Maverick Capital, Ltd.