FORM 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 17 April 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,305,060 0.58% 4,141,072 0.45%
           
(2) Cash-settled derivatives:
355,246 0.04% 2,864,410 0.31%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 340,200 0.04% 406,300 0.05%
           
 
TOTAL: 6,000,506 0.66% 7,411,782 0.81%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 1 154.9600 USD
ADR Purchase 10 154.9000 USD
ADR Purchase 20 154.8950 USD
5p ordinary Purchase 35 36.1250 GBP
5p ordinary Purchase 54 36.1503 GBP
ADR Purchase 94 154.8700 USD
5p ordinary Purchase 185 35.9950 GBP
5p ordinary Purchase 186 35.9600 GBP
ADR Purchase 200 154.8800 USD
ADR Purchase 300 154.9300 USD
ADR Purchase 324 154.9202 USD
ADR Purchase 335 155.0840 USD
5p ordinary Purchase 350 36.1301 GBP
5p ordinary Purchase 380 36.1456 GBP
ADR Purchase 508 155.0200 USD
ADR Purchase 525 154.9766 USD
5p ordinary Purchase 658 36.2116 GBP
5p ordinary Purchase 777 36.1624 GBP
ADR Purchase 800 154.9434 USD
5p ordinary Purchase 1,200 36.1087 GBP
5p ordinary Purchase 1,217 36.1265 GBP
ADR Purchase 1,300 155.2400 USD
5p ordinary Purchase 1,567 36.0943 GBP
5p ordinary Purchase 1,721 36.0463 GBP
ADR Purchase 2,173 154.9942 USD
ADR Purchase 3,020 154.6185 USD
5p ordinary Purchase 3,321 35.9633 GBP
ADR Purchase 3,700 155.0747 USD
ADR Purchase 4,400 155.0581 USD
5p ordinary Purchase 4,999 36.1440 GBP
5p ordinary Purchase 5,676 36.0234 GBP
5p ordinary Purchase 7,498 36.1309 GBP
5p ordinary Purchase 8,966 36.1464 GBP
5p ordinary Purchase 9,500 35.9200 GBP
ADR Purchase 11,543 155.1018 USD
5p ordinary Purchase 11,814 36.2150 GBP
5p ordinary Purchase 11,902 36.0476 GBP
5p ordinary Purchase 19,588 36.1899 GBP
5p ordinary Purchase 19,914 36.0424 GBP
5p ordinary Purchase 26,295 36.1091 GBP
ADR Purchase 26,497 155.1397 USD
ADR Purchase 29,876 154.9619 USD
5p ordinary Purchase 30,840 36.1270 GBP
5p ordinary Purchase 83,441 36.1094 GBP
5p ordinary Purchase 111,984 36.1282 GBP
5p ordinary Purchase 130,263 36.0983 GBP
5p ordinary Purchase 147,456 36.1340 GBP
ADR Sale 10 154.9000 USD
ADR Sale 25 154.8101 USD
5p ordinary Sale 38 35.9465 GBP
5p ordinary Sale 62 36.0053 GBP
5p ordinary Sale 72 35.9975 GBP
ADR Sale 100 154.8200 USD
ADR Sale 100 154.9400 USD
ADR Sale 100 154.7500 USD
ADR Sale 100 154.7600 USD
ADR Sale 100 154.7850 USD
5p ordinary Sale 114 36.1421 GBP
5p ordinary Sale 185 35.9950 GBP
5p ordinary Sale 186 35.9600 GBP
ADR Sale 200 154.9350 USD
ADR Sale 200 154.9650 USD
ADR Sale 200 155.0900 USD
ADR Sale 200 155.3000 USD
5p ordinary Sale 240 36.1000 GBP
5p ordinary Sale 246 36.0433 GBP
5p ordinary Sale 262 35.9947 GBP
5p ordinary Sale 303 35.9685 GBP
5p ordinary Sale 490 36.2150 GBP
ADR Sale 700 154.9442 USD
ADR Sale 719 154.9178 USD
ADR Sale 762 155.0200 USD
ADR Sale 800 154.9190 USD
ADR Sale 900 154.8988 USD
5p ordinary Sale 1,000 36.1500 GBP
ADR Sale 1,097 154.9157 USD
5p ordinary Sale 1,350 36.1114 GBP
5p ordinary Sale 1,663 36.1624 GBP
ADR Sale 1,800 154.9902 USD
5p ordinary Sale 2,173 36.2126 GBP
ADR Sale 2,193 154.9932 USD
5p ordinary Sale 2,338 36.1439 GBP
ADR Sale 2,501 154.9211 USD
ADR Sale 3,050 154.9923 USD
5p ordinary Sale 3,132 36.1483 GBP
ADR Sale 3,177 155.0997 USD
5p ordinary Sale 3,537 36.1350 GBP
5p ordinary Sale 3,712 35.9564 GBP
ADR Sale 4,100 155.0708 USD
ADR Sale 4,200 155.0566 USD
5p ordinary Sale 5,103 36.0815 GBP
5p ordinary Sale 5,145 36.0933 GBP
5p ordinary Sale 6,909 36.1463 GBP
5p ordinary Sale 8,976 36.0673 GBP
5p ordinary Sale 11,855 36.2166 GBP
5p ordinary Sale 17,306 36.0825 GBP
ADR Sale 26,794 155.0118 USD
ADR Sale 30,952 155.0914 USD
5p ordinary Sale 33,021 36.1235 GBP
5p ordinary Sale 40,646 36.0843 GBP
5p ordinary Sale 95,125 36.1011 GBP
5p ordinary Sale 112,415 36.1281 GBP
5p ordinary Sale 258,975 36.1261 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary SWAP Long 38 35.9464 GBP
5p ordinary SWAP Long 62 36.0053 GBP
5p ordinary SWAP Long 72 35.9975 GBP
5p ordinary SWAP Long 72 36.1500 GBP
5p ordinary SWAP Long 100 36.1250 GBP
5p ordinary SWAP Long 262 35.9947 GBP
5p ordinary CFD Long 367 36.1404 GBP
5p ordinary SWAP Long 400 36.1600 GBP
5p ordinary CFD Long 2,173 36.2126 GBP
5p ordinary SWAP Long 3,243 36.0667 GBP
5p ordinary SWAP Long 3,670 36.0329 GBP
5p ordinary CFD Long 5,103 36.0815 GBP
5p ordinary SWAP Long 5,641 35.9784 GBP
5p ordinary SWAP Long 6,079 36.0502 GBP
5p ordinary CFD Long 8,976 36.0673 GBP
5p ordinary SWAP Long 20,325 36.0403 GBP
5p ordinary CFD Long 22,316 36.2121 GBP
5p ordinary SWAP Long 41,674 36.1333 GBP
5p ordinary CFD Long 86,874 36.1645 GBP
5p ordinary SWAP Short 41 36.0965 GBP
5p ordinary SWAP Short 54 36.1503 GBP
5p ordinary SWAP Short 86 36.1553 GBP
5p ordinary SWAP Short 200 36.1125 GBP
5p ordinary CFD Short 223 36.1086 GBP
5p ordinary SWAP Short 300 36.0950 GBP
5p ordinary SWAP Short 350 36.1301 GBP
5p ordinary SWAP Short 380 36.1456 GBP
5p ordinary CFD Short 977 36.1087 GBP
5p ordinary CFD Short 1,567 36.0943 GBP
5p ordinary SWAP Short 3,674 36.0342 GBP
5p ordinary SWAP Short 5,801 36.1973 GBP
5p ordinary CFD Short 7,498 36.1309 GBP
5p ordinary CFD Short 11,902 36.0476 GBP
5p ordinary CFD Short 19,914 36.0424 GBP
5p ordinary SWAP Short 20,138 36.1946 GBP
5p ordinary SWAP Short 24,847 36.0861 GBP
5p ordinary CFD Short 42,344 36.1320 GBP
5p ordinary SWAP Short 47,469 36.2150 GBP
5p ordinary CFD Short 60,232 36.0902 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Selling 100 180 USD American 20 Apr 2018 0.1000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 18 Apr 2018
Contact name: ELISE TANG
Telephone number: 0207 1163001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Purchased -140,000 3500.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
ADR Call Options Purchased 41,900 145.0000 American 20 Apr 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Put Options Written 1,100 140.0000 American 20 Jul 2018
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Call Options Written -100 160.0000 American 18 May 2018
ADR Call Options Written -200 150.0000 American 18 May 2018
ADR Put Options Purchased -600 120.0000 American 27 Apr 2018
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Call Options Written -2,000 175.0000 American 20 Jul 2018
ADR Call Options Written -2,200 200.0000 American 20 Apr 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -3,000 130.0000 American 18 Jan 2019
ADR Put Options Purchased -3,300 110.0000 American 20 Apr 2018
ADR Put Options Purchased -4,700 130.0000 American 20 Apr 2018
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Call Options Written -11,500 155.0000 American 20 Apr 2018
ADR Call Options Purchased 1,400 135.0000 American 20 Apr 2018
ADR Put Options Written 100 150.0000 American 18 May 2018
ADR Call Options Written -300 150.0000 American 27 Apr 2018
ADR Call Options Written -500 160.0000 American 25 May 2018
ADR Call Options Written -700 210.0000 American 20 Apr 2018
ADR Call Options Purchased 1,100 125.0000 American 18 Jan 2019
ADR Put Options Written 1,000 135.0000 American 20 Jul 2018
ADR Call Options Purchased 700 155.0000 American 18 Jan 2019
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -200 155.0000 American 4 May 2018
ADR Call Options Written -500 145.0000 American 20 Jul 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 135.0000 American 18 May 2018
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Written -2,800 165.0000 American 20 Apr 2018
ADR Call Options Purchased 5,100 170.0000 American 20 Apr 2018
ADR Call Options Purchased 4,000 200.0000 American 18 Jan 2019
ADR Call Options Purchased 1,300 130.0000 American 20 Apr 2018
ADR Call Options Purchased 900 160.0000 American 20 Apr 2018
ADR Call Options Purchased 300 165.0000 American 20 Jul 2018
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Call Options Purchased 200 110.0000 American 20 Apr 2018
ADR Put Options Written 200 140.0000 American 18 May 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Put Options Purchased -500 130.0000 American 20 Jul 2018
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -1,000 143.0000 American 20 Apr 2018
ADR Call Options Written -1,000 160.0000 American 4 May 2018
ADR Call Options Written -1,400 185.0000 American 18 May 2018
ADR Call Options Written -1,700 140.0000 American 20 Apr 2018
ADR Call Options Written -1,800 205.0000 American 20 Apr 2018
ADR Put Options Purchased -2,100 115.0000 American 20 Apr 2018
ADR Call Options Written -3,200 180.0000 American 20 Apr 2018
ADR Call Options Purchased 2,100 120.0000 American 20 Apr 2018
ADR Put Options Written 700 125.0000 American 20 Jul 2018
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Call Options Purchased 500 190.0000 American 20 Apr 2018
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 195.0000 American 18 Jan 2019
ADR Call Options Purchased 100 185.0000 American 18 Jan 2019
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Put Options Purchased -300 150.0000 American 20 Apr 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Put Options Purchased -3,000 115.0000 American 18 May 2018
ADR Call Options Written -4,400 150.0000 American 20 Apr 2018
ADR Call Options Written -13,500 180.0000 American 18 Jan 2019
ADR Call Options Purchased 1,000 170.0000 American 18 Jan 2019
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Put Options Written 200 150.0000 American 20 Jul 2018
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -100 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 120.0000 American 20 Apr 2018
ADR Call Options Written -900 130.0000 American 18 May 2018
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Call Options Written -2,000 145.0000 American 18 May 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -4,700 170.0000 American 20 Jul 2018
ADR Put Options Purchased -5,500 135.0000 American 20 Apr 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Put Options Written 3,100 145.0000 American 27 Apr 2018
ADR Put Options Written 2,300 120.0000 American 18 Jan 2019
ADR Put Options Written 2,000 155.0000 American 20 Apr 2018
ADR Call Options Purchased 500 185.0000 American 20 Apr 2018
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Call Options Written -2,600 140.0000 American 18 May 2018
ADR Put Options Purchased -2,700 145.0000 American 17 Jan 2020
ADR Call Options Purchased 12,000 165.0000 American 20 Apr 2018
ADR Call Options Purchased 5,200 150.0000 American 20 Apr 2018
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Put Options Written 3,000 145.0000 American 20 Apr 2018
ADR Call Options Purchased 1,000 150.0000 American 18 Jan 2019
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 800 140.0000 American 20 Apr 2018
ADR Call Options Purchased 600 155.0000 American 27 Apr 2018
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 20 Apr 2018
ADR Put Options Purchased -100 105.0000 American 20 Apr 2018
ADR Put Options Purchased -100 95.0000 American 20 Apr 2018
ADR Call Options Written -100 160.0000 American 20 Jul 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Call Options Written -500 125.0000 American 20 Apr 2018
ADR Put Options Purchased -1,300 135.0000 American 17 Jan 2020
ADR Put Options Purchased -1,900 125.0000 American 20 Apr 2018
ADR Put Options Purchased -2,300 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018
ADR Call Options Written -3,300 175.0000 American 20 Apr 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 645269
Time of Receipt (offset from UTC): 20180418T121514+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC